EFDID: 43191EFD: View Filing

Issuer: GWG Holdings, Inc. (0001522690) - D

Accession: 0001522690-11-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001522690
  • Entity Name:
    GWG Holdings, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    220 SOUTH SIXTH STREET
    SUITE 1200
    MINNEAPOLIS, MN 55402
  • Persons:
    Related Persons 7
    Jon R. Sabes
    Executive OfficerDirector
    Paul A. Siegert
    Executive OfficerDirector
    Steven F. Sabes
    Executive OfficerDirector
    Jon Gangelhoff
    Executive Officer
    Brian Tyrell
    Director
    Laurence A. Zipkin
    Director
    Kenneth Chaim Fink
    Director
EDGAR: Offering Information
  • Accession Date:
    09/12/2011
  • First Sale Date:
    09/01/2011
  • Offering Amount:
    $25,000,000
  • Amount Sold:
    $2,599,670
  • Amount Remaining:
    $22,400,330
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Arque Capital, Ltd. 121192 None None AZ, CA, IL, MO, NE
Landolt Securities, Inc. 28352 None None WI
Allied Beacon Partners, Inc. 46227 None None FL, ID, VA, WI
Edwin C. Blitz Investments, Inc. 7638 None None FL, IL
Dalton Strategic Investment Services Inc. 23485 None None MN
Center Street Securities, Inc. 26898 None None AZ
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
GWG Holdings, Inc.Jon R. SabesJon R. SabesChief Executive Officer2011-09-12