EFDID: 40652EFD: View Filing

Issuer: CAIS Millennium USA LLC (0001523894) - D/A

Accession: 0001523894-18-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001523894
  • Entity Name:
    CAIS Millennium USA LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    CAPITAL INTEGRATION SYSTEMS LLC
    527 MADISON AVENUE, 2ND FLOOR
    NEW YORK, NY 10022
  • Persons:
    Related Persons 2
    n/a Capital Integration Systems LLC
    Promoter 
    Managing Member
    Matthew C. Brown
    Executive Officer 
    Managing Principal of the Managing Member
EDGAR: Offering Information
  • Accession Date:
    06/12/2018
  • First Sale Date:
    03/01/2011
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $530,070,197
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AL, DC, HI, IA, IN, KY, MD, MT, NC, NH, NJ, OH, PA, TX, VA
Inactive:AR, CO, IL, MS, ND, NV, SC, VT
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Jefferies LLC 2347 None None All States
Wunderlich Securities 2543 None None All States
Summit Equities, LLC 11039 None None VT, RI, HI, NY, GA, NV, TN, CA, OK, ME, VA, MI, OH, DE, WY, FL, IA, MD, MA, SD, SC, AR, UT, IL, IN, CT, DC, MN, WI, AZ, KY, MO, KS, OR, MT, LA, NH, WA, NJ, PR, NM, AK, TX, AL, CO, PA, NC, NE
USCA Securities LLC 103789 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
HighTower Securities, LLC 116681 None None All States
Macquarie Capital (USA) Inc. 36368 None None All States
D.A Davidson 199 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
Stephens, Inc. 3496 None None All States
Arete Wealth Management LLC 44856 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
Spire Securities LLC 144131 None None All States
Kestra Investment Services LLC 42046 None None All States
William Blair 1252 None None All States
Triad Advisors, Inc. 25803 None None All States
Monarch Capital Group, LLC 47815 None None VT, RI, HI, NY, GA, NV, CA, ME, VA, MI, OH, DE, IA, FL, MD, MA, SD, SC, UT, IL, IN, CT, DC, MN, WI, AZ, KS, OR, MS, LA, NH, WA, NJ, NM, TX, AL, CO, PA, NC
Dominick & Dominick 2543 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, IL, UT, IN, MN, AZ, MO, MT, MS, NJ, PR, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SC, CT, WV, DC, KY, WI, KS, OR, LA, WA, CO, PA
Snowden Account Services Inc. 149794 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, PR, NM, AL, TX, NC, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SC, CT, WV, DC, KY, WI, KS, OR, LA, WA, CO, PA
Maxim Group LLC 120708 None None All States
Fieldpoint Private Securities LLC 18975 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CAIS Millennium USA LLCTimothy ShannonTimothy ShannonPresident2018-06-12
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jun. 06, 2022 40652: 0001523894-22-000001 CAIS Millennium USA LLC
Amount Sold: $771,176,552
D/A Jun. 01, 2021 40652: 0001523894-21-000001 CAIS Millennium USA LLC
Amount Sold: $771,176,552
D/A Jun. 08, 2020 40652: 0001523894-20-000001 CAIS Millennium USA LLC
Amount Sold: $707,833,864
D/A Jun. 10, 2019 40652: 0001523894-19-000003 CAIS Millennium USA LLC
Amount Sold: $626,890,197
D/A Jun. 10, 2019 40652: 0001523894-19-000001 CAIS Millennium USA LLC
Amount Sold: $626,890,197
D/A Jun. 12, 2018 40652: 0001523894-18-000001 CAIS Millennium USA LLC
Amount Sold: $530,070,197
D/A Oct. 23, 2017 40652: 0001523894-17-000001 CAIS Millennium USA LLC
Amount Sold: $496,175,752
D/A Oct. 25, 2016 40652: 0001523894-16-000002 CAIS Millennium USA LLC
Amount Sold: $460,899,460
D/A Sep. 02, 2015 40652: 0001523894-15-000001 CAIS Millennium USA LLC
Amount Sold: $197,624,136
D/A Oct. 02, 2014 40652: 0001566114-14-000052 CAIS Millennium USA LLC
Amount Sold: $197,624,136
D/A Jul. 19, 2013 40652: 0001566114-13-000012 CAIS Millennium USA LLC
Amount Sold: $114,214,749
D/A Jul. 20, 2012 40652: 0001523894-12-000001 CAIS Millennium USA LLC
Amount Sold: $75,787,301
D Jul. 20, 2011 40652: 0001523897-11-000004 CAIS Millennium USA LLC
Amount Sold: $8,350,000