EFDID: 50606EFD: View Filing

Issuer: HNW PPVUL Series Account - 1 (0001537090) - D/A

Accession: 0001537090-14-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001537090
  • Entity Name:
    HNW PPVUL Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Within 5 years (2011)
  • Address:
    1400 AMERICAN LANE
    SCHAUMBURG, IL 60196
  • Persons:
    Related Persons 32
    n/a Zurich American Life Insurance Company
    Promoter
    David Dietz
    Executive OfficerDirector
    Paul Noftke
    Director
    Dawn Cummings-Fritz
    Director
    Simon Lodge
    Executive Officer
    Richard Grilli
    Executive Officer
    Jeffrey Horton
    Executive Officer
    Patrick Carty
    Executive Officer
    Richard Hauser
    Director
    Cathy Hall
    Executive Officer
    Cathy Ehrlich
    Executive Officer
    Michael Rohwetter
    Executive Officer
    Elizabeth McInerney
    Executive Officer
    Dennis Roberts
    Executive Officer
    Lisa Baltazar
    Executive Officer
    Stuart Berman
    Executive Officer
    Michael DiStasi
    Executive Officer
    Margaret Labno
    Executive Officer
    David Dampman
    Executive Officer
    Leann Badgett
    Executive Officer
    Jon Nagel
    Executive Officer
    Juanita Thomas
    Executive Officer
    Craig Toffolo
    Executive Officer
    Tracy Peeples
    Executive Officer
    Kenneth Carroll
    Director
    Ira Kleinman
    Director
    Louis Pietroluongo
    Executive OfficerDirector
    John Patton
    Executive Officer
    Eric Chandler
    Executive Officer
    Mary Dening
    Executive Officer
    Eileen Ehlers
    Executive Officer
    Matt Wolf
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    02/27/2014
  • First Sale Date:
    02/08/2012
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $18,424,007
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICO's HNW PPVUL Series Account-1 issued pursuant to variable life insurance policies.
  • Sales Clarification:
    $18,424,007 is total of premiums received.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities, Inc. 43285 None None All States
Winged Keel Group, Inc. None M Holdings Securities, Inc. 43285 All States
Michael B. Liebeskind 1219051 M Holdings Securities, Inc. 43285 All States
Eric Naison-Phillips 5155539 M Holdings Securities, Inc. 43285 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HNW PPVUL Series Account - 1Richard GrilliRichard GrilliSenior Vice President and Chief Operating Officer2014-02-27
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 50606: 0001605628-24-000002 HNW PPVUL Series Account - 1
Amount Sold: $623,388,825
D/A May. 19, 2023 50606: 0000351754-23-000001 HNW PPVUL Series Account - 1
Amount Sold: $549,178,338
D/A Oct. 24, 2022 50606: 0001537090-22-000001 HNW PPVUL Series Account - 1
Amount Sold: $440,323,580
D/A Jun. 28, 2022 50606: 0001487417-22-000002 HNW PPVUL Series Account - 1
Amount Sold: $456,473,344
D/A Aug. 09, 2021 50606: 0001537090-21-000003 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Aug. 05, 2021 50606: 0001537090-21-000001 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Jun. 09, 2020 50606: 0001537090-20-000001 HNW PPVUL Series Account - 1
Amount Sold: $370,455,218
D/A May. 16, 2019 50606: 0001537090-19-000001 HNW PPVUL Series Account - 1
Amount Sold: $296,965,922
D/A Jun. 12, 2018 50606: 0001537090-18-000001 HNW PPVUL Series Account - 1
Amount Sold: $244,096,608
D/A Mar. 31, 2017 50606: 0001537090-17-000001 HNW PPVUL Series Account - 1
Amount Sold: $183,967,154
D/A Mar. 14, 2016 50606: 0001605628-16-000003 HNW PPVUL Series Account - 1
Amount Sold: $106,213,955
D/A Feb. 27, 2014 50606: 0001537090-14-000001 HNW PPVUL Series Account - 1
Amount Sold: $18,424,007
D/A Feb. 07, 2013 50606: 0001537090-13-000002 HNW PPVUL Series Account - 1
Amount Sold: $6,474,133
D Feb. 06, 2012 50606: 0001537090-12-000001 HNW PPVUL Series Account - 1