EFDID: 98464EFD: View Filing

Issuer: ZALICONY HNW PPVA Series Account - 1 (0001610286) - D/A

Accession: 0001537090-17-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001610286
  • Entity Name:
    ZALICONY HNW PPVA Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    NEW YORK
  • Year of Inc:
    Within 5 years (2014)
  • Address:
    ONE LIBERTY PLAZA
    165 BROADWAY, 21ST FLOOR
    NEW YORK, NY 10006
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 18
    David Dietz
    Executive Officer, Director 
    President, Chief Executive Officer, Chairperson and Director of Zurich American Life Insurance Company of New York (ZALICONY)
    Simon Lodge
    Executive Officer, Director 
    Director, Vice President and Chief Financial Officer of ZALICONY
    Juanita Thomas
    Executive Officer 
    Vice President and Chief Compliance Officer ZALICONY
    Cathy Ehrlich
    Executive Officer 
    Vice President, Chief Actuary and Illustration Actuary of ZALICONY
    Ira Kleinman
    Director 
    Director of ZALICONY
    Audrey Martin
    Executive Officer, Director 
    Director and Vice President, Human Resources of ZALICONY
    Louis Pietroluongo
    Director 
    Director of ZALICONY
    Dennis Roberts
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of ZALICONY
    Michael Rohwetter
    Executive Officer 
    Vice President and Chief Investment Officer of ZALICONY
    Dave Dampman
    Executive Officer, Director 
    Director, Vice President, Operations and Regulation 60 Officer of ZALICONY
    Dawn Cummings-Fritz
    Director 
    Director of ZALICONY
    Richard Grilli
    Executive Officer 
    Assistant Treasurer of ZALICONY
    Cathy Hall
    Executive Officer 
    Vice President and Chief Compliance Officer of ZALICONY
    Debra Broek
    Director 
    Director of ZALICONY
    John Miskel
    Executive Officer 
    Vice President of ZALICONY
    Scott Beeman
    Executive Officer 
    Vice President, Operations of ZALICONY
    Patrick Carty
    Executive Officer 
    Senior Vice President, General Counsel and Corporate Secretary
    Mark Hargrove
    Executive Officer 
    Vice President and Chief Risk Officer
EDGAR: Offering Information
  • Accession Date:
    03/31/2017
  • First Sale Date:
    04/28/2014
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $59,780,983
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICONY HNW PPVA Series Account - 1 pursuant to variable life insurance policies
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Morgan Stanley Smith Barney 149777 None None NY
Deborah Montaperto 1669425 Morgan Stanley 149777 NY
M Holdings Securities 43285 None None NY
American Portfolios 18487 None None NY
First Liberties Financial 14432 None None NY
NFP Advisor Services 42046 None None NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
ZALICONY HNW PPVA Series Account - 1Richard GrilliRichard GrilliAssistant Treasurer2017-03-31
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 98464: 0001605628-24-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $140,819,418
D/A May. 19, 2023 98464: 0000351754-23-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $173,889,876
D/A Jun. 29, 2022 98464: 0001610286-22-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,530,983
D/A Aug. 09, 2021 98464: 0001610286-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Aug. 09, 2021 98464: 0001605628-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A May. 16, 2019 98464: 0001610286-19-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Jun. 12, 2018 98464: 0001610286-18-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $61,280,983
D/A Mar. 31, 2017 98464: 0001537090-17-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $59,780,983
D/A Mar. 14, 2016 98464: 0001605628-16-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $31,760,851
D Jul. 07, 2014 98464: 0001610286-14-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $20,000,000