EFDID: 50606EFD: View Filing

Issuer: HNW PPVUL Series Account - 1 (0001537090) - D/A

Accession: 0001537090-22-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001537090
  • Entity Name:
    HNW PPVUL Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Over 5 years ago
  • Address:
    1299 Zurich Way
    SCHAUMBURG, IL 60196
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 27
    n/a Zurich American Life Insurance Company
    Promoter 
    Zurich American Life Insurance Company is responsible for organizing the business of HNW PPVUL Series Account - 1
    David Fike
    Executive Officer, Director 
    Director, President, Chairman and Chief Executive Officer of Zurich American Life Insurance Company
    Debra Broek
    Director 
    Director of Zurich American Life Insurance Company
    Prithpal Ruprai
    Executive Officer 
    Vice President, Chief Financial Officer and Treasurer of Zurich American Life Insurance Company
    Laura Lazarczyk
    Executive Officer, Director 
    Director, Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company
    Richard Hauser
    Executive Officer, Director 
    Director and Assistant Secretary of Zurich American Life Insurance Company
    Susan Harvish
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Michael Rohwetter
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Farah Rehman
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of Zurich American Life Insurance Company
    Peter Hirs
    Director 
    Director of Zurich American Life Insurance Company
    Dave Dampman
    Executive Officer 
    Vice President, Operations of Zurich American Life Insurance Company
    Stacy Patacsil
    Executive Officer 
    38a-1 Chief Compliance Officer of Zurich American Life Insurance Company
    Eoin McNamara
    Executive Officer 
    Vice President aof Zurich American Life Insurance Company
    Page Adam
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Stefan Dunajewski
    Executive Officer 
    Vice President, Illustration Actuary and Chief Actuary of Zurich American Life Insurance Company
    Mark Knipfer
    Director 
    Director of Zurich American Life Insurance Company
    Bob Daniel
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Art Sanders
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Angela Yochem
    Executive Officer 
    Director of Zurich American Life Insurance Company
    Richard Kearns
    Director 
    Director of Zurich American Life Insurance Company
    Christopher Howard
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Girish Rao
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Rita Falco
    Executive Officer 
    Secretary of Zurich American Life Insurance Company
    Mary Dening
    Executive Officer 
    Vice President, Actuary of Zurich American Life Insurance Company
    Eileen Ehlers
    Executive Officer 
    Vice President, Underwriting of Zurich American Life Insurance Company
    Kathy Malamis
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Stanislav Sukhorukov
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
EDGAR: Offering Information
  • Accession Date:
    10/24/2022
  • First Sale Date:
    02/08/2012
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $440,323,580
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICO's HNW PPVUL Series Account-1 issued pursuant to variable life insurance policies.
  • Sales Clarification:
    $440,323580 is the total amount of premium received
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities, Inc. 43285 None None AK, DE, IL, MA, NJ, SD, TN, TX, VT
Winged Keel Group, Inc. None M Holdings Securities, Inc. 43285 AK, DE, IL, MA, NJ, SD, TN, TX, VT
Lion Street Financial, LLC 165828 None None AK, SD
First Liberties Financial 14432 None None IL, SD, TN
Stern Capital 141226 None None AK, DE
Kestra Investment Services 42046 None None AK, MA, SD
The Leaders Group, Inc. 37157 None None DE, IL, SD
Westpark Capital, Inc. 39914 None None SD
Morgan Stanley 149777 None None AK, DE, IL, MA, SD, TN, TX, VT
UBS Financial Services Inc. 8174 None None AK, DE, IL, MA, SD, TN, TX, VT
Oberlin Financial International, LLC 294205 None None SD
AFS Securities, LLC 171819 None None SD
American Trust Investment Services 3001 None None SD
Benefit Finance Securities LLC 45113 None None NJ
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HNW PPVUL Series Account - 1Dave DampmanDave DampmanVice President, Operations2022-10-07
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 50606: 0001605628-24-000002 HNW PPVUL Series Account - 1
Amount Sold: $623,388,825
D/A May. 19, 2023 50606: 0000351754-23-000001 HNW PPVUL Series Account - 1
Amount Sold: $549,178,338
D/A Oct. 24, 2022 50606: 0001537090-22-000001 HNW PPVUL Series Account - 1
Amount Sold: $440,323,580
D/A Jun. 28, 2022 50606: 0001487417-22-000002 HNW PPVUL Series Account - 1
Amount Sold: $456,473,344
D/A Aug. 09, 2021 50606: 0001537090-21-000003 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Aug. 05, 2021 50606: 0001537090-21-000001 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Jun. 09, 2020 50606: 0001537090-20-000001 HNW PPVUL Series Account - 1
Amount Sold: $370,455,218
D/A May. 16, 2019 50606: 0001537090-19-000001 HNW PPVUL Series Account - 1
Amount Sold: $296,965,922
D/A Jun. 12, 2018 50606: 0001537090-18-000001 HNW PPVUL Series Account - 1
Amount Sold: $244,096,608
D/A Mar. 31, 2017 50606: 0001537090-17-000001 HNW PPVUL Series Account - 1
Amount Sold: $183,967,154
D/A Mar. 14, 2016 50606: 0001605628-16-000003 HNW PPVUL Series Account - 1
Amount Sold: $106,213,955
D/A Feb. 27, 2014 50606: 0001537090-14-000001 HNW PPVUL Series Account - 1
Amount Sold: $18,424,007
D/A Feb. 07, 2013 50606: 0001537090-13-000002 HNW PPVUL Series Account - 1
Amount Sold: $6,474,133
D Feb. 06, 2012 50606: 0001537090-12-000001 HNW PPVUL Series Account - 1