EFDID: 89631EFD: View Filing

Issuer: Semper US RMBS Opportunity REIT, Inc. (0001540420) - D/A

Accession: 0001540420-16-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001540420
  • Entity Name:
    Semper US RMBS Opportunity REIT, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    MARYLAND
  • Year of Inc:
    Within 5 years (2011)
  • Address:
    52 VANDERBILT AVENUE, SUITE 401
    NEW YORK, NY 10017
  • Persons:
    Related Persons 4
    Gregory A. Parsons
    Executive Officer, Director, Promoter
    Thomas Mandel
    Executive Officer, Director, Promoter
    Gregory Smith
    Director
    Semper Capital Management LP
    Promoter
EDGAR: Offering Information
  • Accession Date:
    02/05/2016
  • First Sale Date:
    02/01/2014
  • Offering Amount:
    $60,000,000
  • Amount Sold:
    $27,037,436
  • Amount Remaining:
    $32,962,564
  • Exemptions:
    Section 3(c)(6), Investment Company Act Section 3(c) , Section 3(c)(5), Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:TN, VA
Inactive:OH
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
CAVU Securities LLC 6906 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
American Capital Partners, LLC 119249 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Buckman, Buckman & Reid, Inc. 23407 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Financial West Group 16668 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Wilson-Davis & Co., Inc. 3777 None None AK, AZ, CA, CO, FL, GA, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MO, MT, NV, NJ, NM, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, WA, WI, WY
First Liberties Financial 14432 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, IL, IN, IA, KY, MD, MA, MI, MN, MO, MT, NE, NV, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WV, WI
Newbridge Securities Corporation 104065 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
VFG Securities, Inc. 15121 None None AL, AZ, AR, CA, CT, FL, HI, ID, IL, KY, MD, MI, NE, NV, NJ, NY, ND, OH, OR, PA, TN, TX, UT, WA, WI
IBN Financial Services, Inc. 42360 None None AZ, CA, CT, DE, FL, GA, KY, MD, MA, MI, MN, NH, NJ, NY, NC, OH, PA, RI, SC, VT, WI
Landolt Securities, Inc. 28352 None None AL, AK, AR, CA, CO, CT, DE, DC, FL, HI, ID, IL, IN, KS, KY, LA, ME, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Arque Capital, Inc. 121192 None None All States
Sunbelt Securites, Inc. 42180 None None AL, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, WA, WV, WI, WY
Coastal Equities, Inc. 23769 None None All States
K. C. Ward Financial 145135 None None All States
Capital Investment Group, Inc. 14752 None None All States
Kalos Capital, Inc. 44337 None None All States
TD Ameritrade, Inc. 7870 Dan Pikula 2563165 All States
Capital Financial Services, Inc. 8408 None None All States
Legend Securities, Inc. 44952 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Semper US RMBS Opportunity REIT, Inc./s/ Gregory A. ParsonsGregory A. ParsonsDirector2016-02-04
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 05, 2016 89631: 0001540420-16-000002 Semper US RMBS Opportunity REIT, Inc.
Offer Amount: $60,000,000
Amount Sold: $27,037,436
Remaining: $32,962,564
D Feb. 11, 2014 89631: 0001540420-14-000001 Semper US RMBS Opportunity REIT, Inc.
Offer Amount: $60,000,000
Amount Sold: $2,320,000
Remaining: $57,680,000