EFDID: 104646EFD: View Filing

Issuer: COTTONWOOD RESIDENTIAL, INC. (0001548528) - D/A

Accession: 0001548528-16-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001548528
  • Entity Name:
    COTTONWOOD RESIDENTIAL, INC.
  • Entity Type:
    Corporation
  • Jurisdiction:
    MARYLAND
  • Year of Inc:
    Over 5 years ago
  • Address:
    6340 SOUTH 3000 EAST, SUITE 500
    SALT LAKE CITY, UT 84121
  • Persons:
    Related Persons 8
    DANIEL SHAEFFER
    Executive Officer, Director 
    CHIEF EXECUTIVE OFFICER
    GREGG CHRISTENSEN
    Executive Officer, Director 
    EXECUTIVE VP AND GENERAL COUNSEL
    CHAD CHRISTENSEN
    Executive Officer, Director 
    PRESIDENT AND CHAIRMAN OF THE BOARD
    ERIC MARLIN
    Executive Officer 
    SENIOR VICE PRESIDENT, MARKETING
    SUSAN HALLENBERG
    Executive Officer 
    CHIEF FINANCIAL OFFICER
    PAUL FREDENBERG
    Executive Officer 
    VICE PRESIDENT OF ACQUISITIONS
    DAVID ROBERTSON
    Director
    LANCE GRABER
    Director
EDGAR: Offering Information
  • Accession Date:
    10/17/2016
  • First Sale Date:
    01/07/2015
  • Offering Amount:
    $250,000,000
  • Amount Sold:
    $95,170,092
  • Amount Remaining:
    $154,829,908
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:IA, MI, NJ, NM, TX
Inactive:AK, CO, MT, VT
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
ORCHARD SECURITIES, LLC 133378 None None AZ, CA, FL, NY, OR, TX, UT
AUSDAL FINANCIAL PARTNERS, INC. 7995 None None CO, KY, MN, MT, OR, SD, TX, WA, WI
BRUCE A. LEFAVI SECURITIES, INC. 10684 None None AK, AZ, KY, MO, OR, PA, UT, WY
CENTAURUS FINANCIAL, IN.C 30833 None None AZ, CA, NM, NY, WA
CENTER STREET SECURITIES, INC. 26898 None None AZ, CA, FL, IL, ND, TN, TX, VA
INDEPENDENT FINANCIAL GROUP, LLC 7717 None None AL, AK, AZ, CA, CO, FL, GA, HI, ID, IL, KS, LA, MD, MA, MN, MS, MO, MT, NV, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, WA
MADISON AVENUE SECURITIES, LLC 23224 None None AZ, CA, ID, IL, KS, MO, NV, NJ, NY, NC, OR, PA, TX, WA
NEWBRIDGE SECURITIES CORPORATION 104065 None None AL, AZ, CA, FL, IN, MD, MI, MN, MT, NJ, NY, NC, PA, TX, VA, WI
ROWLAND CARMICHAEL ADVISORS INC. 105766 None None AZ, CA, NV, NM, TX
VFG SECURITIES, INC. 15121 None None CA, KS, LA, TX, UT
VSR FINANCIAL SERVICES, INC. 14503 None None CO, ME, OK, SC, TN, TX, WA
WHITEHALL-PARKER SECURITIES, INC. 10608 None None CA
KALOS CAPITAL, INC. 44337 None None AL, AZ, CA, DC, FL, GA, ID, IL, IN, IA, KS, KY, MD, MA, MN, NV, NH, NJ, NY, NC, OH, PA, SC, TN, TX, UT, VA, WA, WI
GENEOS WEALTH MANAGEMENT, INC. 120894 None None AK, AZ, CA, CO, FL, HI, IN, KS, MO, NY, NC, OH, OK, OR, PA, TN, TX, VA, WA
BILTMORE WEALTH ADVISORS 16557 None None AZ
CONCORDE INVESTMENT SERVICES, LLC 151604 None None CA, IA, MN, NJ, NY
INGENUITY STREET INVESTING, LLC 164287 None None AZ
LUCIA SECURITIES, LLC 37179 None None CA, NV, TX, WA
WILDERMUTH ADVISORY, LLC 169354 None None GA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
COTTONWOOD RESIDENTIAL, INC./s/ Gregg ChristensenGregg ChristensenExecutive Vice President and General Counsel2016-10-17
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 17, 2016 104646: 0001548528-16-000003 COTTONWOOD RESIDENTIAL, INC.
Offer Amount: $250,000,000
Amount Sold: $95,170,092
Remaining: $154,829,908
D/A Oct. 16, 2015 104646: 0001548528-15-000001 COTTONWOOD RESIDENTIAL, INC.
Offer Amount: $250,000,000
Amount Sold: $45,897,548
Remaining: $204,102,452
D Oct. 17, 2014 104646: 0001548528-14-000004 Cottonwood Residential, Inc.
Offer Amount: $250,000,000
Remaining: $250,000,000