|
ARI Financial Services, Inc.
|
137608
|
None
|
None
|
All States
|
|
1st Global Capital Corp.
|
30349
|
None
|
None
|
All States
|
|
David Dyer
|
2179498
|
Alliance Affiliated Equities Corp.
|
23928
|
All States
|
|
Thomas Cameron
|
6106348
|
Alliance Affiliated Equities Corp
|
23928
|
AZ, CA, IL, KS, MI, MO, PA, UT
|
|
Michael Roberts
|
5652195
|
Alliance Affiliated Equities Corp
|
23928
|
CA, FL, IL, IN, IA, KS, MI, MN, MO, NC
|
|
Marshall Dean III
|
5477075
|
Alliance Affiliated Equities Corp
|
23928
|
CO, CT, FL, GA, ID, IA, KS, MI, MO, NV, NH, NJ, UT, WA, WY
|
|
American Portfolios Financial Services, Inc.
|
18487
|
None
|
None
|
All States
|
|
Andrew Topka
|
5070107
|
Berthel Fisher & Co. Financial Services Inc
|
13609
|
AZ, CA, CO, CT, FL, GA, KY, MA, MI, MN, NH, NJ, NY, NC, OH, PA, RI, SC, VA, WY
|
|
Charles Haddad
|
2553152
|
Berthel Fisher & Co. Financial Services Inc
|
13609
|
AZ, CA, CO, IL, MI, NE, NC, OH, OK, PA, TX, WA
|
|
Gilbert Sabatka
|
1229982
|
Berthel Fisher & Co. Financial Services Inc
|
13609
|
AZ, AR, CO, FL, KS, MO, NE, NC, TX
|
|
Jingbo Pan
|
5266959
|
Berthel Fisher & Co. Financial Services Inc
|
13609
|
CA, IL, NJ, WI
|
|
Sara Ng
|
2701165
|
Berthel Fisher & Co. Financial Services Inc
|
13609
|
CA, IL, IN, MA, NJ, SC, WI
|
|
Phillip King
|
1839137
|
Calton & Associates, Inc.
|
20999
|
CA, FL, GA, IN, KY, LA, MI, NC, OH, SC, TN, VA, WV
|
|
David Kosen
|
274166
|
Centaurus Financial, Inc.
|
30833
|
AZ, GA, IA, MN, SD
|
|
Ken Finnell
|
1184110
|
Centaurus Financial, Inc.
|
30822
|
CA, IN, MD, TX, WI
|
|
Shunsuke Jimmy Fukushi
|
4933092
|
Centaurus Financial, Inc.
|
30822
|
CA, CO, CT, IN, KY, NJ, NY
|
|
Steven Kremer
|
1188829
|
Centaurus Financial, Inc.
|
30822
|
AK, AZ, CA, CO, CT, DC, FL, IL, MA, MI, NJ, NY, NC, OH, SD, VA, WI
|
|
William Meyer
|
1018380
|
Cutter & Co., Inc.
|
22449
|
AZ, AR, CA, CO, DC, FL, GA, IL, IN, KS, KY, MD, MA, MI, MN, MO, NJ, NM, NY, NC, OH, OK, PA, SC, TN, TX, UT, WA, WI
|
|
James Lockhart
|
4415115
|
Harbor Light Securities, inc.
|
130227
|
CA, FL, GA, MO, NC, OH, PA, SC
|
|
Klaus Schoenig
|
414748
|
Harbor Light Securities, Inc.
|
130227
|
FL, GA, NC, OH, SC
|
|
Independent Financial Group, LLC
|
7717
|
None
|
None
|
All States
|
|
James Phelan
|
362251
|
IMS Seurities, Inc.
|
35567
|
CA, CO, GA, HI, IL, KS, MA, NM, NY, NC, TX, VA, WA
|
|
Daryl Miller
|
2706426
|
Investors Capital Corp, Inc.
|
30613
|
CA, FL, ME, MA, NY
|
|
Gary Aiken
|
1036253
|
Investors Capital Corp., Inc,
|
30613
|
AZ, CA, CO, DC, FL, GA, IL, IA, KY, MD, MN, MO, MT, NV, NJ, NM, ND, OH, PA, SD, VA, WI, WY
|
|
Stanley Marcus
|
2508542
|
Investors Capital Corp, Inc.
|
30613
|
CT, DE, FL, KY, NJ, NY, PA
|
|
Stuar Haw
|
2905167
|
Investors Capital Corp., Inc.
|
30613
|
AZ, AR, CA, CO, FL, ID, MI, MN, NH, NC, OR, SC
|
|
Fred Baerenz
|
2388453
|
Kalos Capital
|
44337
|
AZ, AR, CA, CO, CT, DC, FL, GA, IL, KS, KY, MD, MA, MI, MT, NV, NY, NC, TN, UT, VA
|
|
Roger Shake
|
1302570
|
Perryman Securities, Inc.
|
116502
|
AZ, CA, CO, FL, OH, TX, WA, WI
|
|
Steven Wachs
|
1025803
|
Perryman Securities, Inc.
|
116502
|
AZ, CA, CO, FL, TX, WA, WI
|
|
William Perryman
|
1222746
|
Perryman Securities, Inc.
|
116502
|
AZ, AR, CA, CO, FL, IN, NJ, NC, OH, OK, SC, WA, WI
|
|
Chris St. John
|
4357665
|
The Strategic Financial Alliance, Inc.
|
126514
|
AZ, CA, CT, FL, GA, MD, MA, MT, NJ, NM, NY, NC, PA, SC, TX, VA, WA, WV
|
|
Glenn Wilkinson
|
2115640
|
The Strategic Financial Alliance, Inc.
|
126514
|
AZ, CA, CO, FL, GA, KS, KY, MD, MN, NJ, NY, NC, PA, SC, SD, TN, VA, WV
|
|
Richard Sanford
|
725314
|
The Strategic Financial Alliance, Inc.
|
126514
|
AL, AZ, CA, CO, IL, TX
|
|
Brian Lehner
|
198449
|
VFG Securities, Inc.
|
15121
|
CA, FL, MI, OH
|
|
Jason Vanclef
|
5096529
|
VFG Securities, Inc.
|
15121
|
CA, FL, KY, NV, OH, OR, TN, TX, WI
|
|
Mark Trewitt
|
1364990
|
VFG Securities, Inc
|
15121
|
CA, MD, NE, PA, TX, UT
|