EFDID: 70150EFD: View Filing

Issuer: DriveWealth Holdings, LLC (0001570158) - D/A

Accession: 0001570158-14-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001570158
  • Entity Name:
    DriveWealth Holdings, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    NEW JERSEY
  • Year of Inc:
    Within 5 years (2012)
  • Address:
    97 Main Street
    Second Floor
    Chatham, NJ 07928
  • Persons:
    Related Persons 2
    Robert S Cortright
    Executive Officer, Director
    Michael J Dugan
    Executive Officer, Director
EDGAR: Offering Information
  • Accession Date:
    11/03/2014
  • First Sale Date:
    02/12/2013
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $5,083,750
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity, Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Scura Paley Securities LLC 118219 Scura Paley Securities LLC 118219 CT, DE, MD, NJ, NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
DriveWealth Holdings, LLCStephen B. KaplittStephen B. KaplittAttorney2014-11-03
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 01, 2015 70150: 0001465818-15-000013 DriveWealth Holdings, Inc.
Amount Sold: $5,647,325
D/A Feb. 18, 2015 70150: 0001570158-15-000002 DriveWealth Holdings, LLC
Amount Sold: $5,647,325
D/A Feb. 10, 2015 70150: 0001570158-15-000001 DriveWealth Holdings, LLC
Amount Sold: $5,447,325
D/A Nov. 03, 2014 70150: 0001570158-14-000003 DriveWealth Holdings, LLC
Amount Sold: $5,083,750
D/A Feb. 25, 2014 70150: 0001570158-14-000001 MySolomeo Holdings LLC
Amount Sold: $2,575,000
D/A Nov. 20, 2013 70150: 0001570158-13-000007 MySolomeo Holdings LLC
Amount Sold: $2,450,000
D/A Nov. 20, 2013 70150: 0001570158-13-000006 MySolomeo Holdings LLC
Amount Sold: $2,450,000
D/A Oct. 10, 2013 70150: 0001570158-13-000005 MySolomeo Holdings LLC
Amount Sold: $2,050,000
D/A Sep. 12, 2013 70150: 0001570158-13-000004 MySolomeo Holdings LLC
Amount Sold: $1,175,000
D/A Aug. 27, 2013 70150: 0001570158-13-000003 MySolomeo Holdings LLC
Amount Sold: $675,000
D Feb. 22, 2013 70150: 0001570158-13-000002 MySolomeo Holdings LLC
Offer Amount: $250,000
Amount Sold: $250,000