EFDID: 153644EFD: View Filing

Issuer: Terra Secured Income Fund 5, LLC (0001581874) - D/A

Accession: 0001581874-16-000005 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001581874
  • Entity Name:
    Terra Secured Income Fund 5, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2013)
  • Address:
    805 THIRD AVENUE
    8TH FLOOR
    NEW YORK, NY 10022
  • Persons:
    Related Persons 5
    Simon J. Milde
    Executive Officer 
    Chairman
    Bruce D. Batkin
    Executive Officer 
    Chief Executive Officer
    Stephen H. Hamrick
    Executive Officer 
    President
    Gregory M. Pinkus
    Executive Officer 
    Chief Financial Officer and Chief Operations Officer
    Daniel J Cooperman
    Executive Officer 
    Chief Originations Officer
EDGAR: Offering Information
  • Accession Date:
    02/03/2016
  • First Sale Date:
    01/01/2016
  • Offering Amount:
    $162,754,730
  • Amount Sold:
    $0
  • Amount Remaining:
    $162,754,730
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    The Total Offering Amount represents the estimated exchange value of Terra Secured Income Fund, LLC through Terra Secured Income Fund 4, LLC and is subject to change.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:KS
Inactive:AL, AR, CA, CO, DC, DE, GA, HI, IA, ID, IL, IN, KY, MD, ME, MN, MO, MS, MT, ND, NE, NH, NJ, NM, NV, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Terra Capital Markets, LLC 123762 None None All States
Lifemark Securities Corp. 16204 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, KY, WI, KS, OR, LA, WA, CO, PA
IBN Financial Services, Inc. 42360 None None VT, RI, NY, GA, NV, TN, CA, OK, VA, MI, OH, DE, FL, MD, MA, SD, SC, IL, CT, MN, WI, KY, AZ, OR, LA, NH, NJ, TX, AL, CO, NC, PA
EDI Financial, Inc. 15699 None None RI, VT, HI, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, KY, WI, KS, OR, LA, WA, CO, PA
World Equity Group, Inc. 29087 None None All States
Transam Securities, Inc. 18923 None None SC, NY, IN, GA, AZ, OR, VA, NJ, MI, OH, TX, AL, CO, FL, NC, MA
Silver Oak Securities, Incorporated 46947 None None RI, NY, GA, NV, TN, CA, OK, ME, VA, MI, OH, DE, WY, IA, FL, MA, SD, SC, AR, UT, IL, IN, CT, DC, MN, WI, AZ, KY, MO, KS, OR, MT, MS, LA, NH, WA, NM, TX, AL, CO, PA, NC, NE
Madison Avenue Securities, LLC 23224 None None All States
Financial Goal Securities, Inc. 19066 None None IL, NY, IN, CT, WV, MN, CA, NH, WA, VA, NJ, OH, TX, AL, CO, IA, PA, NC, MD, MA
Center Street Securities, Inc. 26898 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, PR, NM, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
Bank Fund Equities, Inc. 24999 None None VA, TN, IA, FL
Ausdal Financial Partners, Inc. 7995 None None All States
Arque Capital, Ltd. 121192 None None All States
Sandlapper Securities, LLC 137906 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
National Securities Corporation 7569 None None All States
Lowell & Company, Inc. 24913 None None IL, GA, CA, MO, KS, MS, LA, OK, VA, MI, NM, TX, AL, CO, FL, NC
Kovack Securities, Inc. 44848 None None All States
Sunbelt Securities, Inc. 42180 None None HI, NY, GA, NV, TN, CA, OK, VA, MI, OH, DE, WY, IA, FL, MD, MA, SD, SC, AR, UT, IL, IN, CT, WV, MN, WI, AZ, KY, MO, KS, OR, MS, LA, WA, NJ, NM, TX, AL, CO, PA, NC, ND, NE
IMS Securities, Inc. 35567 None None RI, HI, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, KY, WI, KS, OR, LA, WA, CO, PA
American Capital Partners, LLC 119249 None None All States
Arete Wealth Management, LLC 44856 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
WFG Investments, Inc. 22704 None None All States
1st Discount Brokerage, Inc. 39164 None None All States
Source Capital Group, Inc. 36719 None None All States
Advisory Group Equity Services, Ltd. 15427 None None VT, RI, NY, GA, NV, TN, CA, OK, ME, VA, MI, OH, DE, WY, FL, MD, MA, SC, AR, UT, IL, IN, CT, WV, DC, MN, WI, AZ, KY, MO, KS, MT, LA, NH, WA, NJ, NM, AK, TX, AL, CO, PA, NC, NE
Crown Capital Securities, L.P. 6312 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
Financial West Group 16668 None None RI, VT, HI, ME, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
Newbridge Securities Corporation 104065 None None RI, VT, HI, VA, MI, DE, ID, IA, MD, MA, AR, IL, UT, IN, MN, AZ, MO, MT, MS, NH, NJ, PR, NM, AK, AL, TX, NC, ND, NE, NY, GA, NV, TN, CA, OK, OH, WY, FL, SD, SC, CT, WV, DC, WI, KY, KS, OR, LA, WA, CO, PA
IDB Capital Corp. 106032 None None SC, UT, IL, NY, CT, GA, DC, WI, AZ, CA, NJ, MI, OH, TX, FL, PA, MD, NC, MA
Worden Capital Management LLC 148366 None None VT, NY, GA, NV, TN, CA, OK, VA, MI, OH, ID, WY, FL, IA, MD, MA, SD, SC, AR, UT, IL, IN, CT, WV, DC, MN, WI, AZ, KY, MO, KS, OR, MT, MS, LA, NH, WA, NJ, NM, AK, TX, AL, CO, PA, NC, ND, NE
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Terra Secured Income Fund 5, LLC/s/ Gregory M. PinkusGregory M. PinkusChief Financial Officer and Chief Operating Officer2016-02-03
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 03, 2016 153644: 0001581874-16-000005 Terra Secured Income Fund 5, LLC
Offer Amount: $162,754,730
Remaining: $162,754,730
D Nov. 25, 2015 153644: 0001581874-15-000002 Terra Secured Income Fund 5, LLC
Offer Amount: $162,870,272
Remaining: $162,870,272