EFDID: 169837EFD: View Filing

Issuer: Sunshine Heart, Inc. (0001506492) - D

Accession: 0001596771-16-000137 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Sunshine Heart, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    12988 VALLEY VIEW ROAD
    EDEN PRAIRIE, MN 55344
  • Persons:
    Related Persons 8
    John L. Erb
    Executive Officer, Director
    Paul Buckman
    Director
    Claudia Drayton
    Executive Officer
    Eric Lovett
    Executive Officer
    Jon Salveson
    Director
    Molly Wade
    Executive Officer
    Gregory Waller
    Director
    Warren S. Watson
    Director
EDGAR: Offering Information
  • Accession Date:
    08/02/2016
  • First Sale Date:
    07/20/2016
  • Offering Amount:
    $3,468,000
  • Amount Sold:
    $3,468,000
  • Exemptions:
    Rule 506
  • Security Type(s):
  • Sales Clarification:
    Total offering amount includes the concurrent registered offering of preferred stock and excludes proceeds totaling up to $3,468,000 from the exercise of the warrants.
EFD: Current State Notices

Notices found in EFD

Filed:NJ
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Northland Securities, Inc. 40258 None None NJ, NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Sunshine Heart, Inc./s/ Claudia DraytonClaudia DraytonChief Financial Officer2016-07-29