EFDID: 98464EFD: View Filing

Issuer: ZALICONY HNW PPVA Series Account - 1 (0001610286) - D/A

Accession: 0001605628-16-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001610286
  • Entity Name:
    ZALICONY HNW PPVA Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    NEW YORK
  • Year of Inc:
    Over 5 years ago
  • Address:
    ONE LIBERTY PLAZA
    165 BROADWAY, 21ST FLOOR
    NEW YORK, NY 10006
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 35
    David Dietz
    Executive Officer, Director 
    President, Chief Executive Officer, Chairperson and Director of Zurich American Life Insurance Company of New York (ZALICONY)
    Simon Lodge
    Executive Officer 
    Vice President and Chief Financial Officer of ZALICONY
    Juanita Thomas
    Executive Officer 
    Corporate Secretary of ZALICONY
    Cathy Ehrlich
    Executive Officer 
    Vice President, Chief Actuary and Illustration Actuary of ZALICONY
    Patrick Carty
    Executive Officer, Director 
    Director, Vice President and General Counsel of ZALICONY
    Kenneth Carroll
    Director 
    Director of ZALICONY
    Ira Kleinman
    Director 
    Director of ZALICONY
    Audrey Martin
    Director 
    Director of ZALICONY
    Elizabeth McInerney
    Executive Officer, Director 
    Vice President, Chief Operating Officer and Director of ZALICONY
    Louis Pietroluongo
    Director 
    Director of ZALICONY
    Dennis Roberts
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of ZALICONY
    Diane Davis
    Executive Officer 
    Vice President and Chief Risk Officer of ZALICONY
    Michael Rohwetter
    Executive Officer 
    Vice President and Chief Investment Officer of ZALICONY
    Jon Nagel
    Executive Officer 
    Assistant Corporate Secretary of ZALICONY
    Lisa Baltazar
    Executive Officer 
    Assistant Corporate Secretary and NYS Workers' Compensation Board Qualifying Officer of ZALICONY
    Eric Chandler
    Executive Officer 
    Assistant Corporate Secretary of ZALICONY
    Dave Dampman
    Executive Officer 
    Assistant Vice President and Regulation 60 Officer of ZALICONY
    Dawn Cummings-Fritz
    Executive Officer 
    Assistant Vice President-Tax of ZALICONY
    Ryan Gibbons
    Executive Officer 
    Assistant Vice President-Tax of ZALICONY
    Richard Hauser
    Executive Officer 
    Assistant Vice President-Tax of ZALICONY
    Margaret Labno
    Executive Officer 
    Assistant Vice President-Tax of ZALICONY
    Mary Dening
    Executive Officer 
    Assistant Vice President, Actuary of ZALICONY
    Matt Wolf
    Executive Officer 
    Assistant Vice President, Actuary of ZALICONY
    Leann Badgett
    Executive Officer 
    Assistant Vice President and Controller of ZALICONY
    Eileen Ehlers
    Executive Officer 
    Assistant Vice President, Underwriting of ZALICONY
    Jeffrey Horton
    Executive Officer 
    Vice President and Treasurer of ZALICONY
    Richard Grilli
    Executive Officer 
    Assistant Treasurer of ZALICONY
    Cathy Hall
    Executive Officer 
    Vice President and Chief Compliance Officer of ZALICONY
    John Patton
    Executive Officer 
    Vice President, Claims of ZALICONY
    Debra Broek
    Director 
    Director of ZALICONY
    John Miskel
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Judith Henderson
    Executive Officer 
    Vice President, IT Operations of ZALICONY
    Rion Groves
    Executive Officer 
    Responsible Officer for Farmers Agent Channel of ZALICONY
    Gary Rose
    Executive Officer 
    Qualified Actuary of ZALICONY
    Ryan Gibbons
    Executive Officer 
    Assistant Vice President-Tax of Zurich American Life Insurance Company
EDGAR: Offering Information
  • Accession Date:
    03/14/2016
  • First Sale Date:
    04/28/2014
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $31,760,851
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICONY HNW PPVA Series Account - 1 pursuant to variable life insurance policies
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Morgan Stanley Smith Barney 149777 None None NY
Deborah Montaperto 1669425 Morgan Stanley 149777 NY
M Holdings Securities 43285 None None NY
American Portfolios 18487 None None NY
First Liberties Financial 14432 None None NY
NFP Advisor Services 42046 None None NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
ZALICONY HNW PPVA Series Account - 1Richard GrilliRichard GrilliAssistant Treasurer2016-03-14
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 98464: 0001605628-24-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $140,819,418
D/A May. 19, 2023 98464: 0000351754-23-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $173,889,876
D/A Jun. 29, 2022 98464: 0001610286-22-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,530,983
D/A Aug. 09, 2021 98464: 0001610286-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Aug. 09, 2021 98464: 0001605628-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A May. 16, 2019 98464: 0001610286-19-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Jun. 12, 2018 98464: 0001610286-18-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $61,280,983
D/A Mar. 31, 2017 98464: 0001537090-17-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $59,780,983
D/A Mar. 14, 2016 98464: 0001605628-16-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $31,760,851
D Jul. 07, 2014 98464: 0001610286-14-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $20,000,000