EFDID: 50606EFD: View Filing

Issuer: HNW PPVUL Series Account - 1 (0001537090) - D/A

Accession: 0001605628-16-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001537090
  • Entity Name:
    HNW PPVUL Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Within 5 years (2011)
  • Address:
    1400 AMERICAN LANE
    SCHAUMBURG, IL 60196
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 34
    David Dietz
    Executive Officer, Director 
    President and Chief Executive Officer of Zurich American Life Insurance Company
    Paul Noftke
    Director 
    Director of Zurich American Life Insurance Company
    Dawn Cummings-Fritz
    Executive Officer, Director 
    Director and Assistant Vice President-Tax of Zurich American Life Insurance Company
    Simon Lodge
    Executive Officer 
    Senior Vice President and Chief Financial Officer of Zurich American Life Insurance Company
    Richard Grilli
    Executive Officer 
    Senior Vice President and Chief Operating Officer of Zurich American Life Insurance Company
    Jeffrey Horton
    Executive Officer 
    Vice President-Finance and Treasurer of Zurich American Life Insurance Company
    Patrick Carty
    Executive Officer 
    Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company
    Richard Hauser
    Executive Officer, Director 
    Chairman of the Board of Directors and Assistant Treasurer of Zurich American Life Insurance Company
    Cathy Hall
    Executive Officer 
    Vice President and Chief Compliance Officer of Zurich American Life Insurance Company
    Cathy Ehrlich
    Executive Officer 
    Vice President and Chief Actuary of Zurich American Life Insurance Company
    Michael Rohwetter
    Executive Officer 
    Vice President and Chief Investment Officer of Zurich American Life Insurance Company
    Elizabeth McInerney
    Executive Officer 
    Vice President and Chief Operations Officer of Zurich American Life Insurance Company
    Dennis Roberts
    Executive Officer 
    Vice President and Responsible Officer of Zurich American Life Insurance Company
    Lisa Baltazar
    Executive Officer 
    Assistant Secretary of Zurich American Life Insurance Company
    Stuart Berman
    Executive Officer 
    Director of Zurich American Life Insurance Company
    Audrey Martin
    Executive Officer 
    Vice President, Human Resources of Zurich American Life Insurance Company
    Margaret Labno
    Executive Officer 
    Assistant Vice President-Tax of Zurich American Life Insurance Company
    David Dampman
    Executive Officer 
    Assistant Secretary of Zurich American Life Insurance Company
    Leann Badgett
    Executive Officer 
    Assistant Vice President and Controller of Zurich American Life Insurance Company
    Jon Nagel
    Executive Officer 
    Assistant Secretary of Zurich American Life Insurance Company
    Juanita Thomas
    Executive Officer 
    Assistant Secretary of Zurich American Life Insurance Company
    John Miskel
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Tracy Peeples
    Executive Officer 
    Chief Compliance Officer of Separate Accounts of Zurich American Life Insurance Company
    Kenneth Carroll
    Director 
    Director of Zurich American Life Insurance Company
    Ira Kleinman
    Director 
    Director of Zurich American Life Insurance Company
    Louis Pietroluongo
    Executive Officer, Director 
    Director of Zurich American Life Insurance Company
    John Patton
    Executive Officer 
    Vice President, Claims of Zurich American Life Insurance Company
    Eric Chandler
    Executive Officer 
    Assistant Secretary of Zurich American Life Insurance Company
    Mary Dening
    Executive Officer 
    Assistant Vice President, Actuary of Zurich American Life Insurance Company
    Eileen Ehlers
    Executive Officer 
    Assistant Vice President, Underwriting of Zurich American Life Insurance Company
    Matt Wolf
    Executive Officer 
    Assistant Vice President, Actuary of Zurich American Life Insurance Company
    Ryan Gibbons
    Executive Officer 
    Assistant Vice President-Tax of Zurich American Life Insurance Company
    Judith Henderson
    Executive Officer 
    Vice President, IT Operations of Zurich American Life Insurance Company
    Debra Broek
    Director 
    Director of Zurich American Life Insurance Company
EDGAR: Offering Information
  • Accession Date:
    03/14/2016
  • First Sale Date:
    02/08/2012
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $106,213,955
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICO's HNW PPVUL Series Account-1 issued pursuant to variable life insurance policies.
  • Sales Clarification:
    $106,213,955 is total of premiums received.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities, Inc. 43285 None None All States
Winged Keel Group, Inc. None M Holdings Securities, Inc. 43285 All States
Michael B. Liebeskind 1219051 M Holdings Securities, Inc. 43285 All States
Eric Naison-Phillips 5155539 M Holdings Securities, Inc. 43285 All States
First Liberties Financial 14432 None None All States
Niagara International Capital LImited 135327 None None All States
Stern Capital 131226 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HNW PPVUL Series Account - 1Richard GrilliRichard GrilliSenior Vice President and Chief Operating Officer2016-03-14
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 50606: 0001605628-24-000002 HNW PPVUL Series Account - 1
Amount Sold: $623,388,825
D/A May. 19, 2023 50606: 0000351754-23-000001 HNW PPVUL Series Account - 1
Amount Sold: $549,178,338
D/A Oct. 24, 2022 50606: 0001537090-22-000001 HNW PPVUL Series Account - 1
Amount Sold: $440,323,580
D/A Jun. 28, 2022 50606: 0001487417-22-000002 HNW PPVUL Series Account - 1
Amount Sold: $456,473,344
D/A Aug. 09, 2021 50606: 0001537090-21-000003 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Aug. 05, 2021 50606: 0001537090-21-000001 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Jun. 09, 2020 50606: 0001537090-20-000001 HNW PPVUL Series Account - 1
Amount Sold: $370,455,218
D/A May. 16, 2019 50606: 0001537090-19-000001 HNW PPVUL Series Account - 1
Amount Sold: $296,965,922
D/A Jun. 12, 2018 50606: 0001537090-18-000001 HNW PPVUL Series Account - 1
Amount Sold: $244,096,608
D/A Mar. 31, 2017 50606: 0001537090-17-000001 HNW PPVUL Series Account - 1
Amount Sold: $183,967,154
D/A Mar. 14, 2016 50606: 0001605628-16-000003 HNW PPVUL Series Account - 1
Amount Sold: $106,213,955
D/A Feb. 27, 2014 50606: 0001537090-14-000001 HNW PPVUL Series Account - 1
Amount Sold: $18,424,007
D/A Feb. 07, 2013 50606: 0001537090-13-000002 HNW PPVUL Series Account - 1
Amount Sold: $6,474,133
D Feb. 06, 2012 50606: 0001537090-12-000001 HNW PPVUL Series Account - 1