EFDID: 98464EFD: View Filing

Issuer: ZALICONY HNW PPVA Series Account - 1 (0001610286) - D/A

Accession: 0001605628-21-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001610286
  • Entity Name:
    ZALICONY HNW PPVA Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    NEW YORK
  • Year of Inc:
    Over 5 years ago
  • Address:
    4 World Trade Center, 54th Floor
    150 Greenwich Street
    New York, NY 10007
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 23
    David Fike
    Executive Officer, Director 
    President, Chief Executive Officer, Chairman and Director of Zurich American Life Insurance Company of New York (ZALICONY)
    Juanita Thomas
    Executive Officer 
    Vice President and 38a-1 Chief Compliance Officer of ZALICONY
    Cathy Ehrlich
    Executive Officer 
    Illustration Actuary of ZALICONY
    Ira Kleinman
    Director 
    Director of ZALICONY
    Audrey Martin
    Executive Officer, Director 
    Director and Vice President of ZALICONY
    Louis Pietroluongo
    Director 
    Director of ZALICONY
    Michael Rohwetter
    Executive Officer 
    Vice President and Chief Investment Officer of ZALICONY
    Dave Dampman
    Executive Officer, Director 
    Director, Vice President, Operations and Regulation 60 Officer of ZALICONY
    Oscar Tengtio
    Executive Officer 
    Vice President, Chief Financial Officer and Treasurer of ZALICONY
    Debra Broek
    Director 
    Director of ZALICONY
    Laura Lazarczyk
    Executive Officer, Director 
    Director, Senior Vice President, General Counsel and Corporate Secretary of ZALICONY
    Farah Rehman
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of ZALICONY
    Peter Hirs
    Director 
    Director of ZALICONY
    Sean McKinley
    Executive Officer 
    New York State Workers' Compensation Board Qualifying Officer of ZALICONY
    Adam Page
    Executive Officer 
    Chief Information Security Officer of ZALICONY
    Bob Daniel
    Executive Officer 
    Controller of ZALICONY
    David Fike
    Executive Officer 
    Executive Vice President of ZALICONY
    Stefan Dunajewski
    Executive Officer 
    Vice President and Chief Actuary of ZALICONY
    Eoin McNamara
    Executive Officer 
    Vice President and Chief Risk Officer of ZALICONY
    Jane Larson
    Executive Officer 
    Chief Compliance Officer of ZALICONY
    Rita Falco
    Executive Officer 
    Secretary of ZALICONY
    Novian Junus
    Executive Officer 
    Appointed Actuary
    Rita Falco
    Executive Officer 
    Secretary of ZALICO
EDGAR: Offering Information
  • Accession Date:
    08/09/2021
  • First Sale Date:
    04/28/2014
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $62,280,983
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICONY HNW PPVA Series Account - 1 pursuant to variable life annuity contracts.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Morgan Stanley Smith Barney 149777 None None NY
Deborah Montaperto 1669425 Morgan Stanley 149777 NY
M Holdings Securities 43285 None None NY
American Portfolios 18487 None None NY
First Liberties Financial 14432 None None NY
NFP Advisor Services 42046 None None NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
ZALICONY HNW PPVA Series Account - 1Dave DampmanDave DampmanVice President2021-08-09
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 98464: 0001605628-24-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $140,819,418
D/A May. 19, 2023 98464: 0000351754-23-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $173,889,876
D/A Jun. 29, 2022 98464: 0001610286-22-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,530,983
D/A Aug. 09, 2021 98464: 0001610286-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Aug. 09, 2021 98464: 0001605628-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A May. 16, 2019 98464: 0001610286-19-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Jun. 12, 2018 98464: 0001610286-18-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $61,280,983
D/A Mar. 31, 2017 98464: 0001537090-17-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $59,780,983
D/A Mar. 14, 2016 98464: 0001605628-16-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $31,760,851
D Jul. 07, 2014 98464: 0001610286-14-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $20,000,000