EFDID: 98464EFD: View Filing

Issuer: ZALICONY HNW PPVA Series Account - 1 (0001610286) - D/A

Accession: 0001605628-24-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001610286
  • Entity Name:
    ZALICONY HNW PPVA Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    NEW YORK
  • Year of Inc:
    Over 5 years ago
  • Address:
    ONE LIBERTY PLAZA
    165 BROADWAY, 21ST FLOOR
    NEW YORK, NY 10006
  • Persons:
    Related Persons 9
    David Fike
    Executive Officer, Director 
    President, Chief Executive Officer, Chairman and Director of Zurich American Life Insurance Company of New York (ZALICONY)
    Stefan Dunajewski
    Executive Officer 
    Vice President, Chief Actuary and Illustration Actuary of ZALICONY
    Laura Lazarczyk
    Executive Officer, Director 
    Director, Senior Vice President, General Counsel and Corporate Secretary of ZALICONY
    Farah Rehman
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of ZALICONY
    Prithpal Ruprai
    Executive Officer 
    Vice President, Chief Financial Officer and Treasurer
    Christopher Howard
    Executive Officer 
    Vice President
    Susan Harvish
    Executive Officer 
    Vice President
    Girish Rao
    Executive Officer 
    Vice President, Chief Operations Officer
    Michael Rohwetter
    Executive Officer 
    Vice President
EDGAR: Offering Information
  • Accession Date:
    05/03/2024
  • First Sale Date:
    04/28/2014
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $140,819,418
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICONY HNW PPVA Series Account - 1 pursuant to variable life annuity contracts.
  • Sales Clarification:
    $140,819,418 is the total amount of premiums paid
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Morgan Stanley None Morgan Stanley 149777 NY
JP Morgan Securities, LLC None JP Morgan Securities LLC 79 NY
RBC Capital Markets, LLC None RBC Capital Markets, LLC 31194 NY
Rockefeller Capital Management Insurance None Rockefeller Capital Management Insurance 294197 NY
UBS None UBS 8174 NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
ZALICONY HNW PPVA Series Account - 1Prithpal RupraiPrithpal RupraiVice President, Chief Financial Officer and Treasurer2024-05-03
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 98464: 0001605628-24-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $140,819,418
D/A May. 19, 2023 98464: 0000351754-23-000003 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $173,889,876
D/A Jun. 29, 2022 98464: 0001610286-22-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,530,983
D/A Aug. 09, 2021 98464: 0001610286-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Aug. 09, 2021 98464: 0001605628-21-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A May. 16, 2019 98464: 0001610286-19-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $62,280,983
D/A Jun. 12, 2018 98464: 0001610286-18-000001 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $61,280,983
D/A Mar. 31, 2017 98464: 0001537090-17-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $59,780,983
D/A Mar. 14, 2016 98464: 0001605628-16-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $31,760,851
D Jul. 07, 2014 98464: 0001610286-14-000002 ZALICONY HNW PPVA Series Account - 1
Amount Sold: $20,000,000