EFDID: 95034EFD: View Filing

Issuer: CAIS OZMF Ltd. (0001607346) - D/A

Accession: 0001607346-16-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001607346
  • Entity Name:
    CAIS OZMF Ltd.
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Within 5 years (2013)
  • Address:
    CAPITAL INTEGRATION SYSTEMS LLC,
    598 MADISON AVENUE, 11TH FLOOR
    NEW YORK, NY 10022
  • Persons:
    Related Persons 4
    n/a Capital Integration Systems LLC
    Promoter 
    Sponsor
    Matthew C. Brown
    Executive Officer 
    Managing Principal of Sponsor
    Sam Ellis
    Director
    Omar Wright
    Director
EDGAR: Offering Information
  • Accession Date:
    10/24/2016
  • First Sale Date:
    11/01/2013
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $13,607,586
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:IN
Inactive:AK, IL, NV, SC, VT
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
D. A. Davidson & Co. 199 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Summit Equities, LLC 11039 None None AL, AK, AZ, CA, CO, CT, DE, DC, FL, GA, HI, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
Dominick & Dominick LLC 7344 None None All States
Macquarie Capital (USA) Inc. 36368 None None All States
Arete Wealth Management LLC 44856 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Wunderlich Securities Inc. 2543 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CAIS OZMF Ltd.Timothy ShannonTimothy ShannonPresident2016-10-24
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jun. 06, 2022 95034: 0001607346-22-000001 CAIS SCULPTOR MASTER FUND LTD.
Amount Sold: $16,912,585
D/A Nov. 23, 2021 95034: 0001607346-21-000003 CAIS SCULPTOR MASTER FUND LTD.
Amount Sold: $16,912,585
D/A Jun. 01, 2021 95034: 0001607346-21-000001 CAIS OZMF Ltd.
Amount Sold: $16,412,585
D/A Jun. 08, 2020 95034: 0001607346-20-000001 CAIS OZMF Ltd.
Amount Sold: $16,412,585
D/A Jun. 10, 2019 95034: 0001523894-19-000004 CAIS OZMF Ltd.
Amount Sold: $16,412,585
D/A Jun. 12, 2018 95034: 0001607346-18-000001 CAIS OZMF Ltd.
Amount Sold: $16,012,585
D/A Oct. 23, 2017 95034: 0001607346-17-000001 CAIS OZMF Ltd.
Amount Sold: $14,907,586
D/A Oct. 24, 2016 95034: 0001607346-16-000002 CAIS OZMF Ltd.
Amount Sold: $13,607,586
D/A Sep. 30, 2015 95034: 0001607346-15-000001 CAIS OZMF Ltd.
Amount Sold: $11,806,452
D/A Oct. 08, 2014 95034: 0001566114-14-000070 CAIS OZMF Ltd.
Amount Sold: $6,326,585
D May. 08, 2014 95034: 0001566114-14-000037 CAIS OZMF Ltd.
Amount Sold: $4,826,451