EFDID: 358479EFD: View Filing

Issuer: LumiThera, Inc. (0001615388) - D/A

Accession: 0001615388-21-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001615388
  • Entity Name:
    LumiThera, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    19578 10th AVE NE, Suite 200
    Poulsbo, WA 98370
  • Persons:
    Related Persons 7
    Clark Tedford
    Executive Officer, Director
    Cindy Croissant
    Executive Officer
    Duane Morrison
    Executive Officer
    Scott Bradley
    Executive Officer
    Ryan Montecucco
    Executive Officer
    Daniel Bertholet
    Director
    Yang Yigang
    Director
EDGAR: Offering Information
  • Accession Date:
    10/19/2021
  • First Sale Date:
    12/08/2020
  • Offering Amount:
    $8,055,500
  • Amount Sold:
    $4,524,500
  • Amount Remaining:
    $3,531,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Convertible Note
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, ID, NH, NJ
Inactive:WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Margot DeFrance 2720232 Entoro Securities 35192
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
LumiThera, Inc.Ryan MontecuccoRyan MontecuccoCorporate Secretary2021-10-19
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 19, 2021 358479: 0001615388-21-000001 LumiThera, Inc.
Offer Amount: $8,055,500
Amount Sold: $4,524,500
Remaining: $3,531,000
D Dec. 21, 2020 358479: 0001615388-20-000001 LumiThera, Inc.
Offer Amount: $3,000,000
Amount Sold: $615,000
Remaining: $2,385,000