EFDID: 146531EFD: View Filing

Issuer: New World Financial Holdings, LLC (0001649573) - D

Accession: 0001649573-15-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001649573
  • Entity Name:
    New World Financial Holdings, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2014)
  • Address:
    44 DUGWAY ROAD
    FALLS VILLAGE, CT 06031
  • Persons:
    Related Persons 4
    John F. Steinmetz
    Director
    Arthur Oswald
    Executive Officer, Director
    Edward Melia
    Executive Officer
    Peter R. Gelb
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    07/30/2015
  • First Sale Date:
    07/13/2015
  • Offering Amount:
    $5,000,000
  • Amount Sold:
    $1,525,000
  • Amount Remaining:
    $3,475,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity, Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Craig Cerny 1538404 Terranova Capital Equities, Inc. 45097 AZ, CT, FL, MA, NY
Joseph W. Griffin 1620003 Terranova Capital Equities, Inc. 45097 AZ, CT, FL, MA, NY
Lawrence W. Simms 1724636 Terranova Capital Equities, Inc. 45097 AZ, CT, FL, MA, NY
Paul F. Balser 1352832 Terranova Capital Equities, Inc. 45097 AZ, CT, FL, MA, NY
John F. Steinmetz 1132822 Terranova Capital Equities, Inc. 45097 AZ, CT, FL, MA, NY
Peter R. Gelb 2542816 Terranova Capital Equities, Inc. 45097 AZ, CT, FL, MA, NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
New World Financial Holdings, LLC/s/ Peter GelbPeter GelbChief Financial Officer2015-07-30