EFDID: 157087EFD: View Filing

Issuer: Higher Moment Fund Ltd. (0001657883) - D/A

Accession: 0001657883-17-000004 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Higher Moment Fund Ltd.
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Within 5 years (2015)
  • Address:
    Maples Corporates Services Limited
    Ugland House, South Church Street

    Grand Cayman, E9 KY1-1104
  • Persons:
    Related Persons 7
    n/a Higher Moment Capital LP
    Promoter 
    Investment Manager
    Ravi Singh
    Executive Officer
    Sundar Subramaniam
    Executive Officer
    Mark Kuper
    Executive Officer
    Sabrina Foster
    Director
    Alexander Goulden
    Director
    Gonzallo Jalles
    Director
EDGAR: Offering Information
  • Accession Date:
    10/16/2017
  • First Sale Date:
    11/01/2015
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $54,225,000
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Alternative Asset Investment Management Securities, LLC 135131 None None AL, AZ, CA, CO, CT, DE, DC, FL, GA, IL, KY, MD, MA, MI, MN, NV, NJ, NM, NY, NC, OH, OR, PA, RI, TX, UT, VA, WA, WY
Candlewood Securities, LLC 126042 Alan D. Glatt 1587515 CA, CT, FL, KY, MD, MA, MI, NJ, NY, OH, PA, TN, TX, UT, VT
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Higher Moment Fund Ltd.Mark KuperMark KuperCOO and CCO of the Investment Manager2017-10-16
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Sep. 18, 2018 157087: 0001657883-18-000001 Higher Moment Fund Ltd.
Amount Sold: $54,225,000
D/A Oct. 16, 2017 157087: 0001657883-17-000004 Higher Moment Fund Ltd.
Amount Sold: $54,225,000
D/A Apr. 07, 2016 157087: 0001546927-16-000480 Higher Moment Capital Opportunities Offshore Fund Ltd.
Offer Amount: $4,999,900,000
Amount Sold: $10,300,000
Remaining: $4,989,600,000
D Jan. 19, 2016 157087: 0001546927-16-000323 Higher Moment Capital Opportunities Offshore Fund Ltd.
Offer Amount: $4,999,900,000
Amount Sold: $8,300,000
Remaining: $4,991,600,000