|
Christina S. Nielson
|
4866971
|
Primex
|
29394
|
AZ, CA, CT, NY, WA
|
|
Matthew T. Adams
|
2354504
|
1st Global Capital Corp.
|
30349
|
CT
|
|
James T. Walesa
|
1061209
|
Triad Advisors, Inc.
|
60068
|
IL, WI
|
|
Mark G. Kosanke
|
2317906
|
Concorde Investment Services, LLC
|
151604
|
MI
|
|
Lois A. Leynse
|
2949395
|
HD Vest Investment Services
|
13686
|
CA
|
|
Robert S. Smith
|
1412333
|
Concorde Investment Services, LLC
|
151604
|
OR
|
|
Robert R. Tweed
|
2339324
|
Cabot Lodge Securities LLC
|
159712
|
CA, IL
|
|
Inland Securites Corporation
|
15807
|
Inland Securites Corporation
|
15807
|
IL
|
|
John V. Petraglia
|
2477770
|
Investacorp, Inc.
|
7684
|
NY
|
|
Michael P. Black
|
1083275
|
Proequities, Inc.
|
15708
|
AZ
|
|
David B. Levinson
|
705929
|
Westpark Capital, Inc.
|
39914
|
CA, FL
|
|
Jeffrey A. Kiesnoski
|
2688017
|
Concorde Investment Services, LLC
|
151604
|
NY
|
|
Eric S. Scaff
|
5281210
|
Concorde Investment Services, LLC
|
151604
|
CA
|
|
Bradford J. Pinter
|
2234259
|
Triad Advisors, Inc.
|
25803
|
MI
|
|
James M. Gambaccini
|
4619759
|
The Strategic Financial Alliance, Inc.
|
126514
|
MD
|
|
Richard J. Zaegal
|
851991
|
Cetera Advisors LLC
|
10299
|
MO
|
|
Eric A, Bicknese
|
2829451
|
Nationwide Planning Associates Inc.
|
31029
|
NY
|
|
Michael S. Cullen
|
1222982
|
Sagepoint Financial, Inc.
|
133763
|
CA
|
|
Robert C. Straton
|
3213397
|
DFPG Investments, Inc.
|
155576
|
CA, OR
|
|
Thomas J. Ealy
|
863042
|
Investment Planners, Inc.
|
18557
|
AZ, IL
|
|
Jeffrey B. Baker
|
2102752
|
Vanderbilt Securities, LLC
|
5953
|
IN
|
|
Donovan C. Cheek
|
841809
|
IMS Securites, Inc.
|
35567
|
TX
|
|
Kenneth H. Williams
|
867975
|
Cetera Advisors LLC
|
13572
|
CA
|
|
Daryl C. Debol
|
2238703
|
First Allied Securities, Inc.
|
32444
|
CA, HI
|
|
Grant A. Knox
|
229618
|
Sagepoint Financial, Inc.
|
133763
|
CA
|
|
Jeanne E. Morelli
|
4706430
|
1st Global Capital Corp.
|
30349
|
CA
|
|
Jeanne Y. Duce
|
4580520
|
1st Global Capital Corp.
|
30349
|
CA
|
|
John H. Scully
|
803539
|
Centaurus Financial, Inc.
|
30833
|
CO, IL
|
|
Enoch Chung
|
2986969
|
Woodbury Financial Services, Inc.
|
421
|
CA
|
|
Jan I. Zenner
|
846577
|
Mcnally Financial Services Corporation
|
121196
|
TX
|
|
Joseph G. Michaletz
|
1327534
|
Concorde Investment Services, LLC
|
151604
|
KS, TX
|
|
Kent A. Cooper
|
2678690
|
Centaurus Financial, Inc.
|
30833
|
CA
|
|
Clifton M. Yasutomi
|
5081023
|
First Allied Securities, Inc.
|
32444
|
HI
|
|
Marilyn A. Schmitt
|
4340290
|
Woodbury Financial Services, Inc.
|
421
|
TX
|
|
James E. Fereday
|
3019113
|
Woodbury Financial Services, Inc.
|
421
|
TX
|
|
Neel J. Keiser
|
5747638
|
Securities America, Inc.
|
10205
|
NE
|
|
Ryan P. Sullivan
|
5025068
|
Securities America, Inc.
|
10205
|
NE
|
|
Mark R. Swartz
|
2311460
|
Securites America, Inc.
|
10205
|
CA
|
|
Arnold T. Beck Jr.
|
727381
|
Securites America, Inc.
|
10205
|
CA
|
|
Edward P. Deicke
|
1944593
|
National Securites Corporation
|
7569
|
NY
|
|
Nathaniel M. Kuhn
|
4624143
|
Concorde Investment Services, LLC
|
151604
|
IL
|
|
Stanley B. Secor
|
1982414
|
Girard Securites, Inc.
|
18697
|
UT
|
|
Peter Maniscalco
|
4435025
|
HD Vest Investment Services
|
13686
|
NJ
|
|
Spencer L. Weston
|
1482772
|
Questar Capital Corporation
|
43100
|
CA
|
|
Joseph J. Reynolds
|
1003497
|
Investacorp, Inc.
|
7684
|
IL
|
|
Mark L. Lopez
|
1128966
|
1st Global Capital Corp.
|
30349
|
MT
|
|
Robert A. Horning
|
2311640
|
Centaurus Financial, Inc.
|
30833
|
CA
|
|
Adam J. Bryan
|
5443986
|
Centaurus Financial, Inc.
|
30833
|
CA
|
|
Robert H. Chapman
|
4011294
|
Cetera Financial Specialists LLC
|
10358
|
NY
|
|
Jeffery S. Powell
|
3181500
|
1st Global Capital Corp.
|
30349
|
SC
|
|
Corbin S. Thomas
|
4234748
|
McDermott Investment Services, LLC
|
154926
|
OH
|
|
Michael C. Eldredge
|
3082042
|
1st Global Capital Corp.
|
30349
|
AR
|
|
Cara M. Miller
|
4521819
|
Proequities, Inc.
|
15708
|
SD
|
|
Roger W. Vanpelt
|
1742560
|
Cetera Advisors LLC
|
10299
|
PA
|
|
Gary E. Conley
|
52159
|
American Investors Company
|
38
|
OR
|
|
Spencer L. Weston
|
1482772
|
Questar Capital Corporation
|
43100
|
CA
|
|
Scott P. Inabnet
|
4603481
|
1st Global Capital Corp.
|
30349
|
CO
|
|
Davin J. Carey
|
5413012
|
HD Vest Investment Services
|
13686
|
CA
|
|
William S. Sheehan
|
2328614
|
DFPG Investments, Inc,
|
155576
|
MA, NY
|
|
Joseph E. Budd
|
2369116
|
Lincoln Financial Securities Corporation
|
3870
|
FL
|
|
Jeffrey W. Gustafson
|
5653082
|
Lincoln Financial Securities Corporation
|
3978
|
CA
|
|
Duncan Eng
|
2536048
|
Lincoln Financial Securities Corporation
|
3978
|
CA
|
|
Jitender C. Gidwani
|
4394316
|
Triad Advisors, Inc.
|
25803
|
NY
|
|
Bill K. Huie
|
2522644
|
HD Vest Investment Services
|
13686
|
NY
|
|
Edwin T. Suzuki
|
4851317
|
Westpark Capital, Inc.
|
39914
|
CA
|
|
Richard A. Skelton Jr.
|
4782331
|
Woodbury Financial Services, Inc.
|
421
|
CA
|
|
Martin D. Fong
|
2679644
|
Lincoln Advisors Corporation
|
3978
|
CA
|
|
John G. Chess
|
4812430
|
Investcorp, Inc.
|
7684
|
AR
|
|
Maxwell J. Phillips
|
4953387
|
Sagepoint Financial, Inc.
|
133763
|
CA
|
|
Todd A. Arner
|
42276
|
Voya Financial Advisors, Inc.
|
2882
|
MI
|
|
Peter A. Finnegan
|
1339798
|
Huntwicke Securites, LLC
|
146993
|
NH
|
|
Jerome L. Schmitt
|
5032170
|
Lincoln Financial Advisors Corporation
|
3978
|
CA
|
|
Glen E. Kauffman
|
1364121
|
Proequities, Inc.
|
15708
|
VA
|
|
Gene A. Brehm
|
2815437
|
1st Global Capital Corp.
|
30349
|
TX
|
|
Dale Rubin
|
1304312
|
Lincoln Investment
|
519
|
OH
|
|
Samuel V. Ortiz Jr.
|
3002229
|
1st Global Capital Corp.
|
30349
|
CA
|
|
Paul J. Zalduendo
|
5152603
|
Woodbury Financial Services, Inc.
|
421
|
IL
|
|
Pablo R. Zalduendo
|
1196913
|
Woodbury Financial Serives. Inc.
|
421
|
IL
|
|
Ronald L. Knipping
|
249084
|
Royal Alliance Associates, Inc.
|
23131
|
MI
|
|
William F. Kootnz II
|
1951390
|
Lincoln Financial Advsiors Corporation
|
3978
|
OH
|
|
Cornelius George McAuliffe III
|
1787693
|
Crown Capital Securites, L.P.
|
6312
|
CA
|
|
Marlyn Marie Jenvey Baker
|
1142450
|
Cetera Advisors Networks LLC
|
13572
|
CA
|
|
Blayne A. Anderson
|
5727397
|
Parkland Securities, LLC
|
115368
|
CO
|