EFDID: 311518EFD: View Filing

Issuer: Northern Swan Holdings, Inc. (0001716131) - D

Accession: 0001716131-19-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Northern Swan Holdings, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    BRITISH COLUMBIA, CANADA
  • Year of Inc:
    Within 5 years (2017)
  • Address:
    489 FIFTH AVENUE, 27TH FLOOR
    NEW YORK, NY 10017
  • Persons:
    Related Persons 4
    TIMOTHY BERNARD TULLY
    Executive Officer, Director
    KYLE PAUL DETWILER
    Executive Officer, Director
    DELROY WRIGHT
    Executive Officer, Director
    CHRIS SIM
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    05/08/2019
  • First Sale Date:
    03/30/2019
  • Offering Amount:
    $62,500,000
  • Amount Sold:
    $57,515,004
  • Amount Remaining:
    $4,984,996
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity, Debt
  • Sales Clarification:
    Of the $57,515,004.80 raised in this offering, $53,370,001.51 was sold to investors resident in the USA. Additional amounts were sold outside of the United States.
EFD: Current State Notices

Notices found in EFD

Filed:CA, PA, UT
Inactive:IL
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
COWEN AND COMPANY, LLC 7616 COWEN AND COMPANY, LLC 7616 CA, CT, FL, IL, NY, PA, UT
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Northern Swan Holdings, Inc.KYLE DETWILERKYLE DETWILERDIRECTOR2019-05-08
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 20, 2019 311518: 0001716131-19-000003 Northern Swan Holdings, Inc.
Offer Amount: $62,500,000
Amount Sold: $57,515,004
Remaining: $4,984,996
D May. 08, 2019 311518: 0001716131-19-000002 Northern Swan Holdings, Inc.
Offer Amount: $62,500,000
Amount Sold: $57,515,004
Remaining: $4,984,996