|
David B. Levinson
|
705929
|
Westpark Capital Inc.
|
39914
|
CA
|
|
Joseph Kocsis
|
2423884
|
National Securities Corporation
|
7569
|
CA, MA, MN, NJ, NY, PA, WI
|
|
William S. Sheehan
|
2328614
|
DFPG Investments, Inc.
|
155576
|
CA, CT, DE, DC, FL, ID, IL, ME, MD, MA, NJ, NM, NY, NC, OR, PA, RI, TX, VT, VA, WA
|
|
Michael D. Franklin
|
5390262
|
DFPG Investments, Inc.
|
155576
|
CA, TX, WA
|
|
Steven I. Kolinsky
|
1090913
|
American Portfolios Financial Services, Inc.
|
18487
|
CA, CT, DE, FL, GA, NJ, NY, NC, PA, SC, VT, VA
|
|
Inland Securities Corporation
|
15807
|
None
|
None
|
AL, AZ, GA, IL, IN, MD, MI, MN, MT, NY, SD
|
|
Debra J. Schleining
|
2768752
|
McDermott Investment Services, LLC
|
154926
|
All States
|
|
Concorde Investment Services, LLC
|
151604
|
None
|
None
|
All States
|
|
John P. Harvey Jr.
|
4227692
|
Sandlapper Securities, LLC
|
137906
|
All States
|
|
John M. Butler
|
1951436
|
Investment Security Corporation
|
47536
|
AZ, CA, FL, MA, OR, UT, WY
|
|
Davin J. Carey
|
5413012
|
HD Vest Investment Services
|
13686
|
AZ, CA, CO, CT, DE, FL, ID, IL, MI, NV, NY, NC, OH, OR, TN, TX, UT, WA
|
|
Ameritas Investment Corp.
|
1495944
|
None
|
None
|
All States
|
|
John E. Bishop
|
866202
|
Nigara International Capital Limited
|
135327
|
CA, DE, DC, FL, IL, MD, MI, NY, NC, OH, PA, VA
|
|
James W. Watkins
|
4972335
|
Simmons First Investment Group
|
4972335
|
AL, AR, CA, CO, CT, FL, GA, KS, MN, MO, NJ, NY, OK, TX, UT, VA
|
|
Ryan D. Finch
|
6379871
|
Colorado Financial Service Corporation
|
104343
|
CO
|
|
Jefferey L. Bangerter
|
1687028
|
Berthel, Fisher & Company Financial Services, Inc.
|
13609
|
CA, CO, MO, NV, TN, TX, UT, WA
|
|
Marc Korsch
|
5525226
|
CENTAURUS FINANCIAL, INC.
|
30833
|
CA, DC, FL, GA, IN, KY, MI, MN, NJ, NM, NY, NC, PA, VA, WI, WY
|
|
Dawn Campbell
|
2214340
|
COLORADO FINANCIAL SERVICE CORPORATION
|
104343
|
OR
|
|
David P Dahill
|
6581024
|
WEALTHFORGE SECURITIES, LLC
|
152550
|
All States
|
|
Joshua Chapin
|
5825638
|
EMERSON EQUITY LLC
|
130032
|
CA, TX
|
|
Rohn Hein
|
1386094
|
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
|
18487
|
AL, AZ, CA, CO, CT, DE, FL, GA, IL, IN, KY, ME, MD, MA, MI, MN, MO, MT, NV, NH, NJ, NM, NY, NC, OH, OR, PA, SC, TX, VT, VA, WA, WV, WY
|
|
Scott Sheehan
|
2328614
|
DFPG INVESTMENTS, INC.
|
155576
|
NY
|