EFDID: 259558EFD: View Filing

Issuer: Colorado Multifamily Portfolio IV DST (0001734673) - D/A

Accession: 0001726600-18-000022 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Colorado Multifamily Portfolio IV DST
  • Entity Type:
    Business Trust
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2017)
  • Address:
    C/- INLAND PRIVATE CAPITAL CORPORATION
    2901 BUTTERFIELD ROAD

    OAK BROOK, IL 60523
  • Persons:
    Related Persons 10
    n/a Inland Private Capital Corporation
    Executive Officer 
    Sponsor of the Issuer
    N/A Colorado Multifamily Portfolio IV Exchange, L.L.C
    Executive Officer 
    Signatory Trustee of the Issuer
    N/A Colorado Multifamily Portfolio IV, L.L.C.
    Executive Officer 
    Depositor of the Issuer
    Catherine L Lynch
    Director 
    Director of the Sponsor
    Mitchell A Sabshon
    Director 
    Director and Chairman of the Board of the Sponsor
    Keith D Lampi
    Executive Officer 
    Director, President and Chief Operating Officer of the Sponsor
    Rahul Sehgal
    Executive Officer 
    Director and Chief Investment Officer of the Sponsor
    Daniel L Goodwin
    Director 
    Director of the Sponsor
    Roberta S Matlin
    Director 
    Director of the Sponsor
    Robert D Parks
    Director 
    Director of the Sponsor
EDGAR: Offering Information
  • Accession Date:
    10/04/2018
  • First Sale Date:
    02/28/2018
  • Offering Amount:
    $115,374,057
  • Amount Sold:
    $115,118,138
  • Amount Remaining:
    $255,919
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion.
EFD: Current State Notices

Notices found in EFD

Filed:CA, DE, IA, ID, IN, KS, MD, ME, MI, MN, MO, NC, NH, NJ, NM, OH, OK, OR, PA, RI, TX, UT, WI
Inactive:AR, CO, GA, IL, MT, ND, NE, NV, SC, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Michael Franklin 5390262 DFPG Investments, Inc. 155576 CA
Gregory Mankey 4848080 Investment Planners, Inc. 18557 IN
Iaian Filippini 4708877 RCX Capital Group LLC 114290 CA
Jennifer Wildman 4973672 1st Global Capital Corporation 30349 TX
David Levinson 705929 Westpark Capital Inc 39914 RI, WA, FL, MD
Mark Baran 870541 Silber Bennett Financial, Inc. 156435 CT
Joseph Broadbent 3132498 DFPG Investments, Inc. 155576 CA
Cynthia Shelton 3063251 1st Global Capital Corporation 30349 TX
Christina Nielson 4866971 Primex Prime Electronic Execution Inc 29394 NY, NM, MN, TX, CA
Kenneth Tanaka 2108701 1st Global Capital Corporation 30349 CA
Edward Fernandez 2956661 Capulent LLC 155155 MO
Justin Lowy 5935993 Crown Capital Securities L.P. 6312 CA
Kirk Dobson 4049865 Ameritas Investment Corp. 14869 CA
Christopher Riel 6222615 Ameritas Investment Corp. 14869 CA
Roger Coit 50331 American Investors Co Lsy Dba 38 CA
Alex Kowalski 4495275 Concorde Investment Services, LLC 151604 WI
Troy Thomas 4691720 Mc Dermott Investment Services, LLC 154926 CA
Stuart Valentine 1646981 Vanderbilt Securities 5953 CA
Tom Velken 1600404 Sigma Financial Corporation 14303 CA
Edwin Suzuki 4851317 Westpark Capital Inc 39914 CA
Carl Benedict 1178319 United Planners' Financial Services 20804 LA
Jordan Murray 5830451 Lincoln Financial Advisors 3978 CA
Paul Getty 6470002 Lightpath Capital Inc. 34617 CA
Chay Lapin 6275140 WealthForge Securities LLC 152550 NV
Raymond DeWitt 2894063 Sigma Financial Corporation 14303 UT
David Hays 2434893 J.W. Cole Financial, Inc. 124583 IN
Jason Salmon 6081963 WealthForge Securities LLC 152550 WI
Gordon Hamilton 5028789 Parkland Securities, LLC 115368 CO
Josh Griffin 4664355 Parkland Securities, LLC 115368 CO
Craig Rollins 1896698 DFPG Investments, Inc 155576 UT
Andrew Friedman 1038517 American Portfolios Financial Svcs 18487 NY
Robert Binkele 2393598 Centaurus Financial, Inc. 30833 SC
Jack Creighton 1495897 Concorde Investment Services, LLC 151604 ME, MA
Bryon Martinsen 1621649 Centaurus Financial, Inc. 30833 NJ
Clint Potts 5366136 Sigma Financial Corporation 14303 TX
Michael Puls 2671882 Woodbury Financial Services, Inc. 421 AZ
William Herford 2066018 Triad Advisors, Inc. 118583 NC
Scott Sheehan 2328614 DFPG Investments, Inc. 155576 RI, NY, PA
David Kangas 6591398 Sandlapper Securities, LLC 137906 OK
Jason Santos 4138976 Centaurus Financial, Inc. 30833 CA
Toni Sutherland 2729672 Sandlapper Securities, LLC 137906 CA
Dieter Thurow 1435375 NPB Financial Group, LLC 137743 CA
Neil McAuliffe 1787693 Crown Capital Securities L.P. 6312 CA
Michael Stieglitz 4623788 1st Global Capital Corporation 30349 NJ
Scott Parker Inabnet 4603481 1st Global Capital Corporation 30349 CO
Ronald Manso 1354467 1st Global Capital Corporation 30349 IL
Ronald Myers 2719227 Investacorp, Inc. 7684 WA
Robert Smith 1412333 Concorde Investment Services, LLC 151604 NV
Robert Schultz 4163450 Royal Alliance Associates, Inc. 23131 CA
David Anderson 1218186 FSC Securities Corporation 7461 MN
Aaron Broz 4685895 Securities America Inc. 10205 NE
Mark Gillelen 1868626 First Allied Securities Inc. 32444 OR
Milan Madhani 4365064 H.D. Vest Investment Securites Inc 13686 CA
Michael Moomaw 6236376 1st Global Capital Corporation 30349 WA
Damian Dering 2854253 Concorde Investment Services, LLC 151604 CA
Benjamin Horn 5245495 Lincoln Financial Advisors 3978 CA
Shao-Tsung Tseng 5704440 Independent Financial Group, LLC 7717 CA
John Weiss 1097536 Crown Capital Securities L.P 6312 IA
Christopher Haberl 2279941 Centaurus Financial, Inc. 30833 CA
Ann Stewart 2388888 Cambridge Investment Research 39543 CO
Charles Wagner 2761324 Concorde Investment Services, LLC 151604 CA
Larry Law 1273118 JRL Capital Corporation 10225 CA
Michael Desepoli 5440204 Cambridge Investment Research 39543 NY
Byron Ishiwata 4610456 1st Global Capital Corporation 30349 CA
John Nguyen 4919629 Crown Capital Securities L.P. 6312 CA
John Marcheso 869337 Centaurus Financial, Inc. 30833 ID
Taylor Ashland 5732470 DFPG Investments, Inc. 155576 OR
John Lewis 1778039 Questar Capital 43100 CA
RCX Capital Group LLC 114290 None None WI
Eric Scaff 5281210 Concorde Investment Services, LLC 151604 CA
Chris Vizzi 5095868 Independent Financial Group, LLC 7717 CA
Timothy Croak 1673702 Ameritas Investment Corp. 14869 OH
Christina Orta 3278327 Securities America Inc. 10205 CA
Brian Peardon 4819319 Cambridge Investment Research 39543 CA
Samuel Heller 6688484 H.D. Vest Investment Securites Inc 13686 CO
William Tufts 2053884 Crown Capital Securities L.P. 6312 OR
Scott Offerman 4619093 Sandlapper Securities, LLC 137906 NY
Benjamin Disalle 2030953 Summit Brokerage Services, Inc 34643 CO
Mike Kilpatrick 1278618 Centaurus Financial, Inc. 30833 CA
Peter Mc Neil 4378567 Independent Financial Group, LLC 7717 CA
Aubrey Morrow 836500 Independent Financial Group, LLC 7717 CA
Frank Maldonado 6544942 Lincoln Financial Advisors 3978 TX
Kevin Fitzgerald 1754938 Investacorp, Inc. 7684 CA
Scott Brown 4322420 1st Global Capital Corporation 30349 CA
Roberto J Duran 4120580 Lincoln Financial Advisors 3978 CA
Ross Atefi 577443 Lincoln Financial Advisors 3978 CA
John McKee 1931547 Investment Architects, Inc. 17774 CA
Kevin Neyrey 4485672 1st Global Capital Corporation 30349 LA
Terri Fassi 2526113 Centaurus Financial, Inc. 30833 CO
Spencer Weston 1482772 Questar Capital 43100 CA
Daniel Ruben 5716704 Independent Financial Group, LLC 7717 CA
Kristina Paz 5043611 Cambridge Investment Research 39543 CO
Ann Stewart 2388888 Cambridge Investment Research 39543 CO
Karen Codman 2774511 FSC Securities Corporation 7461 CA
Loren Kagan 5758418 Parkland Securities, LLC 115368 PA
Nathan Kuhn 4624143 Concorde Investment Services, LLC 151604 IN
Jack Thomas 2773136 Independent Financial Group, LLC 7717 ID
Biho Cha 4330839 Mc Dermott Investment Services, LLC 154926 CA
Donovan Kelly 2622366 Independent Financial Group, LLC 7717 MT
Matthew Roberson 3090052 Lincoln Financial Advisors 3978 FL
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Colorado Multifamily Portfolio IV DST/s/ Keith D. LampiKeith D. LampiPresident of Member of Signatory Trustee of the Issuer2018-10-04
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 30, 2018 259558: 0001734673-18-000015 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $115,374,057
D/A Oct. 04, 2018 259558: 0001726600-18-000022 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $115,118,138
Remaining: $255,919
D/A Sep. 24, 2018 259558: 0001726600-18-000020 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $114,618,138
Remaining: $755,919
D/A Sep. 11, 2018 259558: 0001747750-18-000005 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $112,394,593
Remaining: $2,979,464
D/A Aug. 29, 2018 259558: 0001726600-18-000018 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $111,498,330
Remaining: $3,875,727
D/A Aug. 16, 2018 259558: 0001734673-18-000011 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $109,438,331
Remaining: $5,935,726
D/A Aug. 07, 2018 259558: 0001726600-18-000016 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $106,064,670
Remaining: $9,309,387
D/A Jul. 24, 2018 259558: 0001726600-18-000014 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $96,860,354
Remaining: $18,513,703
D/A Jul. 10, 2018 259558: 0001734673-18-000007 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $87,368,598
Remaining: $28,005,459
D/A Jun. 28, 2018 259558: 0001726600-18-000010 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $79,213,436
Remaining: $36,160,621
D/A Jun. 14, 2018 259558: 0001734673-18-000006 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $65,566,058
Remaining: $49,807,999
D/A Jun. 05, 2018 259558: 0001734673-18-000005 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $53,345,896
Remaining: $62,028,161
D/A May. 22, 2018 259558: 0001734673-18-000004 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $44,080,291
Remaining: $71,293,766
D/A May. 21, 2018 259558: 0001734673-18-000003 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $44,080,291
Remaining: $71,293,766
D/A May. 08, 2018 259558: 0001734673-18-000002 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $32,133,372
Remaining: $83,240,685
D/A Apr. 25, 2018 259558: 0001726600-18-000005 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $24,133,372
Remaining: $91,240,685
D/A Apr. 12, 2018 259558: 0001720488-18-000008 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $14,355,038
Remaining: $101,019,019
D/A Mar. 29, 2018 259558: 0001720488-18-000006 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $3,539,131
Remaining: $111,834,926
D Mar. 15, 2018 259558: 0001734673-18-000001 Colorado Multifamily Portfolio IV DST
Offer Amount: $115,374,057
Amount Sold: $959,370
Remaining: $114,414,687