|
Passco Capital, Inc.
|
117323
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
L. Patrick Furlong
|
6642597
|
Concorde Investment Services, LLC
|
151604
|
CA, NV, OR, TX, WA
|
|
Michael Lawrence Cruz
|
2130750
|
Courtlandt Securities Corporation
|
137356
|
AZ, CA, FL, MA, NV, NC, TX
|
|
John Stephen Weiss
|
1097536
|
Crown Capital Securities, L.P.
|
6312
|
AZ, CA, FL, IA, MD, MA, MO, NV, NM, NY, OH, OR, TX, VT, WA, WV
|
|
Ronald Joseph Pompei Jr.
|
1439110
|
Crown Capital Securities, L.P.
|
6312
|
CT, FL, NJ, NY, NC, RI
|
|
JR Broadbent
|
3132498
|
DFPG Investments, LLC
|
155576
|
AK, AZ, CA, CO, FL, GA, HI, ID, MI, MT, NV, NJ, NC, OR, PA, TX, UT, VA, WA, WY
|
|
Michael Allan Bendix
|
5379777
|
DFPG Investments, LLC
|
155576
|
AZ, CA, CO, CT, DE, DC, ID, IL, KY, LA, MA, MO, NV, NH, NJ, NM, NY, OH, OR, TX, UT, VA, WA
|
|
Scott Sheehan
|
2328614
|
DFPG Investments, LLC
|
155576
|
AZ, CA, CT, DE, DC, FL, ID, IL, ME, MD, MA, NV, NJ, NM, NY, NC, OR, PA, RI, TX, VT, VA, WA
|
|
Taylor Ashland
|
5732470
|
DFPG Investments, LLC
|
155576
|
AZ, CA, CO, DC, FL, ME, MA, MT, OR, TX, UT, WA, WY
|
|
Donavan Thomas Kelly
|
2622366
|
Independent Financial Group, LLC
|
7717
|
FL, ID, IL, MI, MN, MT, NE, NM, ND, SD, UT, VA, WA, WY
|
|
Jack Thomas
|
2773136
|
Independent Financial Group, LLC
|
7717
|
AZ, CA, CO, ID, NV, NM, NY, OR, UT, WA, WY
|
|
Curtis Jerome Sathre III
|
2459115
|
JRL Capital Corporation
|
10225
|
AZ, CA, ID, OR
|
|
Joseph Gerard Michaletz
|
1327534
|
Lewis Financial Group, L.C.
|
36673
|
AZ, AR, CA, CO, CT, ID, IL, IA, KS, MI, MN, MO, MT, NE, NV, NM, NY, NC, ND, OH, OK, OR, SD, TX, UT, WA, WI
|
|
Thomas Craighead Lewis
|
1852386
|
Lewis Financial Group, L.C.
|
36673
|
CO, FL, LA, PA, TX, VA
|
|
Adam Jack Bryan
|
5443986
|
McDermott Investment Services, LLC
|
154926
|
CA, CO, FL, IN, MA, NV, NH, NJ, NY, OR, TX, VA, WA
|
|
Robert Alan Horning
|
2311640
|
McDermott Investment Services, LLC
|
154926
|
AZ, CA, HI, IL, IA, LA, NV, NY, SD, VA
|
|
Troy Thomas
|
4691720
|
McDermott Investment Services, LLC
|
154926
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Christina Suzanne Nielson
|
4866971
|
Primex
|
29394
|
AZ, CA, CT, NV, NJ, NY, OH, OR, SC, TX, WA, WI
|
|
Christopher K. Moss
|
2209534
|
RCX Capital Group, LLC
|
114290
|
TX, WI
|
|
Peter Chernin
|
6787497
|
Sandlapper Securities, LLC
|
137906
|
NJ
|
|
Scott Offerman
|
4619093
|
Sandlapper Securities, LLC
|
137906
|
NY
|
|
John Leighton Mitchell
|
336967
|
Titan Securities
|
131392
|
CA, FL, NV
|
|
James Dale Warring
|
3198200
|
Triad Advisors LLC
|
25803
|
CA, DC, FL, MD, MA, NV, NH, NJ, NY, NC, PA, SC, VA
|
|
James Anthony Parry
|
1877092
|
Triad Advisors LLC
|
25803
|
CA, FL, IL, IN, LA, MD, MO, NV, NC, OK, SC, TN, TX
|
|
Lee Alan Duckworth
|
2097591
|
Triad Advisors LLC
|
25803
|
CA, CO, CT, DC, FL, GA, IL, LA, ME, MD, MA, MI, NV, NH, NJ, NY, NC, OH, OK, PA, RI, SC, TX, VT, VA, WA
|