EFDID: 265526EFD: View Filing

Issuer: BR Axis West, DST (0001742036) - D/A

Accession: 0001742036-21-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    BR Axis West, DST
  • Entity Type:
    Other
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2018)
  • Address:
    712 FIFTH AVENUE, 9TH FLOOR
    NEW YORK, NY 10019
  • Persons:
    Related Persons 8
    R. Ramin Kamfar
    Executive Officer 
    Founder and Chief Executive Officer of the Sponsor of the Issuer.
    Joshua M. Hoffman
    Executive Officer 
    President of the Sponsor of the Issuer.
    Jordan B. Ruddy
    Executive Officer 
    Chief Operating Officer of the Sponsor of the Issuer.
    Michael L. Konig
    Executive Officer 
    Senior Vice President - General Counsel of the Sponsor of the Issuer.
    Ryan S. MacDonald
    Executive Officer 
    Chief Acquisitions Officer of the Sponsor of the Issuer.
    Sarah Girand
    Executive Officer 
    Senior Vice President - Asset Management of the Sponsor of the Issuer.
    BR Axis West DST Manager LLC
    Executive Officer 
    Manager of the Issuer.
    Bluerock Value Exchange LLC
    Promoter 
    Sponsor of the Issuer.
EDGAR: Offering Information
  • Accession Date:
    04/22/2021
  • First Sale Date:
    05/24/2018
  • Offering Amount:
    $31,818,872
  • Amount Sold:
    $31,818,872
  • Exemptions:
    Rule 506
  • Security Type(s):
    Beneficial Interests in a Delaware Statutory Trust
EFD: Current State Notices

Notices found in EFD

Filed:CA, CT, IA, ID, IN, KS, MD, MI, MO, NC, NJ, NM, OR, PA, TX, UT, VA
Inactive:CO, IL, NE, WA, WV
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
COURTLANDT SECURITIES CORPORATION 137356 None None AZ, CA, FL, NV, NC, TX, WA
EMERSON EQUITY LLC 130032 None None AL, AK, AZ, AR, CA, CO, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
SANDLAPPER SECURITIES, LLC 137906 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
MCDERMOTT INVESTMENT SERVICES, LLC 154926 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
WEALTHFORGE SECURITIES, LLC 152550 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. 18487 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
CAMBRIDGE INVESTMENT RESEARCH, INC. 39543 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Sigma Financial Corporation 14303 None None All States
Berthel Fisher & Company Financial Services, Inc. 13609 None None All States
Parkland Securities, LLC 115368 None None All States
Concorde Investment Services, LLC 151604 None None All States
Centaurus Financial, Inc. 30833 None None All States
Client One Securities LLC 152974 None None All States
Colorado Financial Service Corporation 104343 None None All States
Infinex Investments, Inc. 35371 None None All States
International Assets Advisory, LLC 10645 None None All States
Lightpath Capital, Inc 34617 None None AZ, CA, CO, CT, FL, HI, MA, MS, MT, NV, NM, NY, NC, OK, OR, PA, TX, VA, WA
Ameritas Investment Company, LLC 14869 None None All States
CFD Investments, Inc. 25427 None None All States
Voya Financial Advisors, Inc. 2882 None None All States
Bluerock Capital Markets LLC 136974 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
BR Axis West, DST/s/ Joshua M. HoffmanJoshua M. HoffmanPresident of the Sponsor of the Issuer2021-04-22
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Apr. 22, 2021 265526: 0001742036-21-000001 BR Axis West, DST
Offer Amount: $31,818,872
Amount Sold: $31,818,872
D Jun. 04, 2018 265526: 0001742036-18-000001 BR Axis West, DST
Offer Amount: $31,500,683
Amount Sold: $1,006,189
Remaining: $30,494,494