|
Triloma Securities, LLC
|
173059
|
None
|
None
|
AL, AZ, AR, CA, CO, CT, FL, GA, ID, IL, IA, LA, MD, MN, NV, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI
|
|
John D. Harrison
|
2361768
|
Arkadios Capital
|
282710
|
GA
|
|
Michael J. Sievert
|
2127441
|
Arkadios Capital
|
282710
|
FL
|
|
Stanley Lewandoski
|
4476450
|
Arkadios Capital
|
282710
|
FL
|
|
Troy A. Buder
|
3079322
|
Arkadios Capital
|
282710
|
NC
|
|
Richard W. Gardner
|
2813612
|
Capital Investment Group, Inc.
|
14752
|
NC
|
|
Randall B. Stoltz
|
3090535
|
Concorde Investment Services, LLC
|
151604
|
AZ, NC
|
|
DFPG Investment Services, LLC
|
155576
|
None
|
None
|
AZ, CA, CO, ID, IL, NV, NY, TX, UT
|
|
Jay S. Salamone
|
3240435
|
G. A. Repple & Company
|
17486
|
AL, CA, CO, FL, IL, NY, OK, TN, UT
|
|
James L. Van Grouw
|
5460427
|
IBN Financial Services, Inc.
|
42360
|
SC
|
|
Timothy D. Nihill
|
4220287
|
IBN Financial Services, Inc.
|
42360
|
TX
|
|
Adam P. Bell
|
5585025
|
International Assets Advisory, LLC
|
10645
|
AL
|
|
Damian M. Bell
|
2348521
|
International Assets Advisory, LLC
|
10645
|
AL
|
|
Jason H. Freeman
|
2995587
|
International Assets Advisory, LLC
|
10645
|
SC
|
|
Kalos Capital, Inc.
|
44337
|
None
|
None
|
AZ, CA, CO, GA, ID, MD, OH, OK, SC, VA, WA, WI
|
|
Christopher D. Fay
|
2071791
|
Lion Street Financial, LLC
|
165828
|
TX
|
|
Guy A. Harrigan
|
1817525
|
Lion Street Financial, LLC
|
165828
|
CO, NY, SD
|
|
James B. Teegarden
|
2812366
|
Lion Street Financial, LLC
|
165828
|
CO
|
|
The Strategic Financial Alliance, Inc.
|
126514
|
None
|
None
|
AR, CA, CT, FL, GA, IA, NC, OR, PA, SC, SD, TX, WI
|
|
Christopher W. Keelin
|
1455741
|
Money Concepts Capital Corp
|
12963
|
AL, NY
|
|
Darren W. Oglesby
|
2480135
|
Money Concepts Capital Corp
|
12963
|
LA
|
|
Kerry A. Cox
|
1727499
|
Money Concepts Capital Corp
|
12963
|
OK
|
|
Diane M. Weyrick
|
2033499
|
SCF Securities, Inc.
|
47275
|
MN
|
|
Robert M. Star
|
3235830
|
IBN Financial Services, Inc.
|
42360
|
SC
|