|
Orchard Securities, LLC
|
133378
|
None
|
None
|
All States
|
|
Robert Lloyd Omohundro
|
2415942
|
Alexander Capital, L.P.
|
40077
|
AL, CA, FL, GA, ID, IN, KY, MD, MI, NE, NJ, NM, NC, OK, SC, SD, TN
|
|
Andrew N. Dutton
|
6869349
|
American Trust Investment Services, Inc.
|
3001
|
CA, FL, NJ, NY, PA, UT
|
|
Austin R. Dutton
|
2739167
|
American Trust Investment Services, Inc.
|
3001
|
CA, NY, PA
|
|
David Richard Geake
|
3088891
|
American Trust Investment Services, Inc.
|
3001
|
CA, GA, IL, IN, MD, MI, MN, NV, NY
|
|
Jason Bryce Vanclef
|
5096529
|
American Trust Investment Services, Inc.
|
3001
|
AZ, CA, CT, GA, MD, MI, NV, NY, NC, TX, WA
|
|
Ronald York
|
4308987
|
Arkadios Capital
|
282710
|
AL, CA, DC, FL, GA, MD, MA, MI, NJ, NY, NC, PA, TX
|
|
Richard Steven Berger
|
702839
|
Arkadios Capital
|
282710
|
AL, AZ, CA, FL, GA, IL, MD, MA, NJ, NY, PA, VA
|
|
Agnes Stutzriem Andrysiak
|
1868356
|
Ausdal Financial Partners, Inc.
|
7995
|
AZ, CO, FL, IL, IN, KS, MI, MO, OH, TX, WI
|
|
David Lee Frohlichstein
|
1582362
|
Ausdal Financial Partners, Inc.
|
7995
|
AZ, CO, FL, IL, LA, NV, TX, VT, WI
|
|
Roger Owen Anderson
|
1898275
|
Ausdal Financial Partners, Inc.
|
7995
|
AZ, AR, CA, CO, FL, GA, IL, IN, MI, NC, OK, SC, TX, UT
|
|
Robert Boris Hardcastle
|
1101791
|
Berthel, Fisher & Company Financial Services, Inc.
|
13609
|
AL, AZ, CA, DE, DC, FL, GA, IL, IA, KY, MI, MN, MO, NV, NJ, NM, NC, OH, OR, PA, SC, TN, TX, UT
|
|
Centaurus Financial, Inc.
|
30833
|
None
|
None
|
All States
|
|
Kenneth James New
|
2836918
|
Center Street Securities, Inc.
|
26898
|
AZ, FL, NJ, PA, TN, UT
|
|
Kevin James LeBlanc
|
1744123
|
Center Street Securities, Inc.
|
26898
|
FL, GA, ID, LA, MD, MI, MO, MT, NV, OH, SC, SD, TN, WA, WY
|
|
Concorde Investment Services, LLC
|
151604
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Edwin James Strazzulla
|
1209491
|
Crown Capital Securities, L.P.
|
6312
|
CA
|
|
Joseph Patrick Roop
|
2774470
|
Dempsey Lord Smith, LLC
|
141238
|
AZ, CA, FL, LA, MI, NV, NC, PA, RI, SC, VA, WV
|
|
Lauren Skidmore Ivester
|
5001776
|
Dempsey Lord Smith, LLC
|
141238
|
AZ, CA, FL, GA, KY, LA, MD, MI, MS, NV, NH, NJ, NC, OH, OK, OR, PA, RI, SC, TN, TX, VA, WV
|
|
Christopher Dunne
|
5780072
|
IDB Capital Corp.
|
106032
|
CA, CT, DC, FL, IL, MA, MI, NJ, NY, NC, OH, PA, TX, VA
|
|
Independent Financial Group, LLC
|
7717
|
None
|
None
|
All States
|
|
Kalos Capital, Inc.
|
44337
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Guy Anthony Harrigan
|
1817525
|
Lion Street Financial, LLC
|
165828
|
AZ, CA, CO, CT, FL, HI, IN, IA, MN, MS, NY, OR, RI, SD, TX, VA, WY
|
|
Ara Freedman
|
5987083
|
LPL Financial LLC
|
6413
|
AZ, CA, FL, IL, IN, MO, OH, TN, UT
|
|
Lucia Securities, LLC
|
37179
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Dimitry Tikhonov
|
5451809
|
Madison Avenue Securities, LLC
|
23224
|
AZ, CA, CO, GA, HI, IN, KY, MA, NV, NJ, NC, SC, SD, TX, VA, WA
|
|
Richard David Williams
|
4951778
|
Madison Avenue Securities, LLC
|
23224
|
AZ, CA, CO, FL, IL, IN, KS, KY, MI, MO, NM, NY, NC, OK, PA, SC, TN, TX, VA, WA, WY
|
|
Nationwide Planning Associates Inc.
|
31029
|
None
|
None
|
AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
|
|
Newbridge Securities Corporation
|
104065
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Austin R. Dutton Jr.
|
2739167
|
Primex
|
29394
|
CA, NY, PA
|
|
Andrew N. Dutton
|
6869349
|
Primex
|
29394
|
CA, FL, NJ, NY, PA, UT
|
|
James Michael Vaughn
|
1349426
|
The Strategic Financial Alliance, Inc.
|
126514
|
AK, CA, CO, HI, IL, MN, MS, MO, TN, WA
|