EFDID: 573695EFD: View Filing

Issuer: Alume Biosciences Inc (0001782348) - D/A

Accession: 0001782348-25-000005 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Alume Biosciences Inc
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    2223 AVENIDA DE LA PLAYA
    SUITE 205

    LA JOLLA, CA 92037
  • Persons:
    Related Persons 8
    Quyen Nguyen
    Executive Officer, Director
    Brett Berman
    Executive Officer, Director
    Dan Bradbury
    Director
    Kim Kamdar
    Director
    Magda Marquet
    Director
    Jean-Pierre Millon
    Director
    James Schmidt
    Executive Officer
    Kaveri Parker
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    12/31/2025
  • First Sale Date:
    10/30/2025
  • Offering Amount:
    $23,499,998
  • Amount Sold:
    $5,316,105
  • Amount Remaining:
    $18,183,893
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices

Notices found in EFD

Filed:AL, AZ, CA, CO, CT, GA, HI, IL, MA, MI, MN, MO, MS, NC, NH, NJ, NV, NY, OH, OR, PA, TN, TX, UT, VA, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
PHX Financial Inc. 144403 None None AL, AZ, CA, CO, CT, FL, GA, HI, MA, MI, MN, MS, MO, NV, NH, NJ, NY, NC, OR, PA, TX, UT, VA, WA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Alume Biosciences IncJames SchmidtJames SchmidtChief Financial Officer2025-12-31
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 18, 2026 573695: 0001782348-26-000002 Alume Biosciences Inc
Offer Amount: $23,499,998
Amount Sold: $6,853,305
Remaining: $16,646,693
D/A Jan. 30, 2026 573695: 0001782348-26-000001 Alume Biosciences Inc
Offer Amount: $23,499,998
Amount Sold: $5,967,305
Remaining: $17,532,693
D/A Dec. 31, 2025 573695: 0001782348-25-000005 Alume Biosciences Inc
Offer Amount: $23,499,998
Amount Sold: $5,316,105
Remaining: $18,183,893
D/A Nov. 12, 2025 573695: 0001782348-25-000004 Alume Biosciences Inc
Offer Amount: $23,499,998
Amount Sold: $3,611,116
Remaining: $19,888,882
D Oct. 31, 2025 573695: 0001782348-25-000003 Alume Biosciences Inc
Offer Amount: $23,499,998
Amount Sold: $3,055,500
Remaining: $20,444,498