EFDID: 105048EFD: View Filing

Issuer: Exchange Place LP (0001623075) - D/A

Accession: 0001791459-19-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001623075
  • Entity Name:
    Exchange Place LP
  • Entity Type:
    Limited Partnership
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2014)
  • Address:
    200 WEST STREET
    NEW YORK, NY 10282-2198
  • Persons:
    Related Persons 13
    Steven Barry
    Executive Officer 
    President of the Issuer's General Partner
    Abbas Tahir
    Executive Officer 
    Vice President of the Issuer's General Partner
    Carmine L. Rossetti
    Executive Officer 
    Vice President and Assistant Treasurer of the Issuer's General Partner
    Jason Cirrito
    Executive Officer 
    Vice President of the Issuer's General Partner
    Philip V. Giuca
    Executive Officer 
    Managing Director/Treasurer of the Issuer's General Partner
    Scott McHugh
    Executive Officer 
    Vice President of the Issuer's General Partner
    Kristin Olson
    Executive Officer 
    Managing Director of the Issuer's General Partner
    Joseph DiMaria
    Executive Officer 
    Treasurer of the Issuer's General Partner
    David Plutzer
    Executive Officer 
    Secretary of the Issuer's General Partner
    Raanan Agus
    Executive Officer 
    Vice President of the Issuer's General Partner
    James Barry
    Executive Officer 
    Vice President of the Issuer's General Partner
    Dylan Sherwood
    Executive Officer 
    Vice President of the Issuer's General Partner
    Dirk Degenaars
    Executive Officer 
    Vice President of the Issuer's General Partner
EDGAR: Offering Information
  • Accession Date:
    10/28/2019
  • First Sale Date:
    10/13/2014
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $2,103,335,494
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:UT
Inactive:GA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Goldman Sachs & Co. LLC 361 None None All States
Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None All States
BB&T Scott & Stringfellow 142785 None None All States
Benjamin F. Edwards & Co. 146936 None None All States
Cambridge Investment Research, Inc. 39543 None None All States
Commonwealth Equity Services, Inc. dba Commonwealth Financial Network 8032 None None All States
LPL Financial LLC 6413 None None All States
Morgan Stanley Smith Barney LLC 111937 None None All States
Raymond James & Associates Inc. 705 None None All States
Robert W. Baird & Co. 8158 None None All States
S F Sentry Securities, Inc. 27432 None None All States
Sterne, Agee, and Leach, Inc. 791 None None All States
Twenty First Securities Corporation 14461 None None All States
Snowden Account Services, Inc. 149794 None None All States
UBS Financial Services Inc. 8174 None None All States
Western International Securities, Inc. 39262 None None All States
Charles Schwab & Co., Inc. 5393 None None All States
National Financial Services, LLC 13041 None None All States
FSC Securities Corporation 7461 None None All States
Harbor Investment Advisory, LLC 151085 None None All States
RBC Capital Markets, LLC 31194 None None All States
Royal Alliance Associates, Inc. 23131 None None All States
SagePoint Financial, Inc. 133763 None None All States
Wells Fargo Advisors Financial Network, LLC 11025 None None All States
Wells Fargo Bank, N.A. 165024 None None All States
Woodbury Financial Services, Inc. 421 None None All States
Citigroup Global Markets Inc. 7059 None None All States
First Republic Investment Management, Inc. 108559 None None All States
Stifel Nicholas & Company, Incorporated 793 None None All States
Sanford C. Bernstein & Co., LLC 104474 None None All States
Axa Advisors 6627 None None All States
Lara, May & Associates, LLC 145589 None None AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MO, MT, NV, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI, WY
Northern Trust Securities, Inc. 7927 None None All States
Seaport Securities Corp. 8330 None None AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OR, PA, RI, SC, TX, UT, VA, WA, WV, WI, WY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Exchange Place LP/s/ David KrautDavid KrautAssistant Secretary of the Issuer's General Partner2019-10-28
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 28, 2019 105048: 0001791459-19-000002 Exchange Place LP
Amount Sold: $2,103,335,494
D/A Oct. 26, 2018 105048: 0001755483-18-000015 Exchange Place LP
Amount Sold: $1,266,712,216
D/A Oct. 26, 2017 105048: 0001718125-17-000014 Exchange Place LP
Amount Sold: $1,156,829,455
D/A Oct. 26, 2016 105048: 0001687661-16-000002 Exchange Place LP
Amount Sold: $664,746,790
D/A Oct. 26, 2015 105048: 0001656368-15-000002 Exchange Place LP
Amount Sold: $477,175,648
D Oct. 24, 2014 105048: 0001140361-14-039002 Exchange Place LP
Amount Sold: $87,821,473