|
Passco Capital, Inc.
|
117323
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Jim Lund
|
1713921
|
Cabot Lodge Securities LLC
|
159712
|
AZ, CA, CO, MI, NV, NM, UT
|
|
Concorde Investment Services, LLC
|
151604
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Jonathan R. Creighton
|
1495897
|
DAI Securities, LLC
|
36673
|
CA, CT, FL, ME, MA, NH, NJ, NY, RI, SC, VT
|
|
Jack James Michaletz
|
5773608
|
DAI Securities, LLC
|
36673
|
AZ, CA, CO, FL, IA, KS, MI, MN, MO, SD, TX, WI
|
|
Joseph Gerard Michaletz
|
1327534
|
DAI Securities, LLC
|
36673
|
AZ, AR, CA, CO, CT, FL, GA, ID, IL, IA, KS, MI, MN, MO, MT, NE, NV, NM, NY, NC, ND, OH, OK, OR, SD, TX, UT, WA, WI
|
|
Mike O'Toole
|
6336251
|
DAI Securities, LLC
|
36673
|
AZ, AR, CA, CO, CT, FL, GA, ID, IL, IA, KS, MI, MN, MO, MT, NE, NV, NM, NY, NC, ND, OH, OK, OR, SD, TX, UT, WA, WI
|
|
Michael Allan Bendix
|
5379777
|
DFPG Investments, LLC
|
155576
|
AZ, CA, CO, CT, DE, DC, HI, ID, IL, KY, LA, MD, MA, MO, NV, NH, NJ, NM, NY, OH, OR, TX, UT, VA, WA
|
|
Scott Sheehan
|
2328614
|
DFPG Investments, LLC
|
155576
|
AZ, CA, CT, DE, DC, FL, ID, IL, ME, MD, MA, NV, NJ, NM, NY, NC, OR, PA, RI, TX, VT, VA, WA
|
|
Robert L. Boggess
|
5007422
|
Emerson Equity LLC
|
130032
|
AK, AZ, CA, CO, DC, FL, GA, HI, IL, LA, MD, MA, MI, MN, MO, NV, NJ, NY, NC, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI
|
|
Christopher Thomas Miller
|
4044818
|
Emerson Equity LLC
|
130032
|
AZ, CA, CO, FL, IL, MD, NV, NY, OR, TX, WA, WI
|
|
Matthew Scott Merwin
|
1142898
|
FMN Capital Corporation
|
38105
|
AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WV, WI
|
|
Jeffrey MacDonald Holt
|
1334807
|
FMN Capital Corporation
|
38105
|
AZ, CA, GA, ID, TX
|
|
Peter Alexander Finnegan
|
1336798
|
Huntwicke Securities, LLC
|
146993
|
AZ, CA, CO, CT, FL, ME, MD, MA, NH, NJ, NM, NY, VA
|
|
Donovan Thomas Kelly
|
2622366
|
Independent Financial Group, LLC
|
7717
|
CO, FL, ID, IL, MI, MN, MT, NE, NM, ND, SD, UT, VA, WA, WY
|
|
John Eluwene McKeon
|
5286647
|
Independent Financial Group, LLC
|
7717
|
AZ, CA, CO, FL, HI, KS, KY, MN, MT, NV, NY, NC, OH, OR, SC, TX, WA, WI
|
|
Jonathan William Lennox
|
3245851
|
Independent Financial Group, LLC
|
7717
|
AZ, CA, CO, DE, FL, GA, HI, KS, NJ, NY, OK, PA, TX, VA, WA, WI
|
|
Kelly H. Clyde
|
4825839
|
Independent Financial Group, LLC
|
7717
|
AZ, CA, CO, ID, NV, NY, TN, TX, WA, WI
|
|
Shao-Tsung Tseng
|
5704440
|
Independent Financial Group, LLC
|
7717
|
CA, NY, TX, WA
|
|
George Martin Hjorth
|
2209607
|
Innovation Partners LLC
|
146344
|
AZ, CA, NV, NC, SC, UT
|
|
Ann T. Meyers
|
3269422
|
JRL Capital Corporation
|
10225
|
ID, UT
|
|
Curtis Jerome Sathre III
|
2459115
|
JRL Capital Corporation
|
10225
|
AZ, CA, ID, OR
|
|
Don Meredith
|
1867703
|
Lightpath Capital, Inc.
|
34617
|
AZ, CA, OR, WA
|
|
Leslie Margaret Pappas
|
1735372
|
Lightpath Capital, Inc.
|
34617
|
CA, CO, CT, FL, NC, OR, PA, WA
|
|
Paul M. Getty
|
6470002
|
Lightpath Capital, Inc.
|
34617
|
AZ, CA, CO, FL, MT, NV, NY, OH, OR, TX, WA, WI
|
|
Troy Thomas
|
4691720
|
McDermott Investment Services, LLC
|
154926
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Bob Horning
|
2311640
|
McDermott Investment Services, LLC
|
154926
|
AZ, CA, FL, HI, IL, IA, LA, NV, NY, SD, VA
|
|
Scott Offerman
|
4619093
|
Nextrend Securities, Inc.
|
43710
|
CA, NY, PA
|
|
Catherine Nadine King
|
4804484
|
Oak Tree Securities, Inc.
|
18126
|
CA, CO, OR, TX
|
|
April Diane Guinchard
|
1729146
|
RCX Capital Group, LLC
|
114290
|
CA, CO, FL, IL, MN, MS, NJ, NY, OH, SC, TX, WI
|
|
Jean-Louis Guinchard
|
1983431
|
RCX Capital Group, LLC
|
114290
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Paul Angelo Manese
|
4642565
|
RCX Capital Group, LLC
|
114290
|
CA, CO, TX
|
|
Anthony Brown
|
6900485
|
Stax Capital
|
300607
|
CA, IA, NY, OR, TX, WA
|
|
Stacey Jim Morimoto
|
4420782
|
Stax Capital
|
300607
|
AZ, CA, CO, FL, IA, MT, NV, NY, OR, TX, WA
|
|
Deetra Marie Tesla-Koch
|
2567278
|
TCFG Wealth Management, LLC
|
164153
|
CA, MD, NY, TN, TX, WV
|
|
Sonya Lee Gotz
|
4007918
|
TCFG Wealth Management, LLC
|
164153
|
FL, NJ, NY
|
|
Richard Goodwin
|
2332035
|
Titan Securities
|
131392
|
CA, CO, FL, KS, LA, MI, MN, MS, NV, OK, TX, WA
|
|
Thomas Book Jahncke
|
1078444
|
Titan Securities
|
131392
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Chay Thomas Lapin
|
6275140
|
Wealthforge Securities, LLC
|
152550
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|