EFDID: 387943EFD: View Filing

Issuer: NLG III PPO LLC (0001880684) - D/A

Accession: 0001880684-21-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001880684
  • Entity Name:
    NLG III PPO LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2021)
  • Address:
    2800 POST OAK BOULEVARD SUITE 5000
    HOUSTON, TX 77056
  • Persons:
    Related Persons 16
    NLG III PPO LLC
    Executive Officer 
    Managing Member of Issuer
    Jeffrey C Hines
    Executive Officer 
    Executive officer of corporate parent of managing member
    C. Hastings Johnson
    Executive Officer 
    Executive officer of corporate parent of managing member
    Keith Montgomery
    Executive Officer 
    Executive officer of corporate parent of managing member
    Christopher D. Hughes
    Executive Officer 
    Executive officer of corporate parent of managing member
    David Steinbach
    Executive Officer 
    Executive officer of corporate parent of managing member
    Apple Comunale
    Executive Officer 
    Executive officer of corporate parent of managing member
    Lisa Newton
    Executive Officer 
    Executive officer of corporate parent of managing member
    Douglas W. Donovan
    Executive Officer 
    Executive officer of corporate parent of managing member
    Austin Drake
    Executive Officer 
    Executive officer of corporate parent of managing member
    Ken Jett
    Executive Officer 
    Executive officer of corporate parent of managing member
    Mary Trevino
    Executive Officer 
    Executive officer of corporate parent of managing member
    C. Kevin Shannahan
    Executive Officer 
    Executive officer of corporate parent of managing member
    Steve Luthman
    Executive Officer 
    Executive officer of corporate parent of managing member
    Trent Acuff
    Executive Officer 
    Executive officer of corporate parent of managing member
    Robert Pfefferle
    Executive Officer 
    Executive officer of corporate parent of managing member
EDGAR: Offering Information
  • Accession Date:
    09/29/2021
  • First Sale Date:
    08/26/2021
  • Offering Amount:
    $44,752,124
  • Amount Sold:
    $21,690,000
  • Amount Remaining:
    $23,062,124
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AL, CA, CT, IA, ID, IN, KS, KY, MA, MD, MI, MN, MO, NC, NH, NJ, OH, OK, TX, VA, WI
Inactive:CO, IL, LA, NV, NY, TN, VT, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Hines Securities Inc 128145 None None All States
CAMBRIDGE INVESTMENT RESEARCH, INC. 39543 None None All States
Corecap Investments LLC 37068 None None All States
DFPG Investments LLC 155576 None None All States
INDPENDENT FINANCIAL GROUP LLC 7717 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NLG III PPO LLCKen JettKen JettExecutive Officer of Corporate Parent of Managing Member2021-09-29
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Sep. 29, 2021 387943: 0001880684-21-000002 NLG III PPO LLC
Offer Amount: $44,752,124
Amount Sold: $21,690,000
Remaining: $23,062,124
D Aug. 30, 2021 387943: 0001880684-21-000001 NLG III PPO LLC
Offer Amount: $44,752,124
Amount Sold: $2,750,000
Remaining: $42,002,124