EFDID: 569681EFD: View Filing

Issuer: InvestX Series (APP-U1), a Series of InvestX Master LLC (0002073703) - D/A

Accession: 0002073703-25-000004 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0002073703
  • Entity Name:
    InvestX Series (APP-U1), a Series of InvestX Master LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2025)
  • Address:
    19 FULTON STREET
    SUITE 300
    NEW YORK, NY 10038
  • Persons:
    Related Persons 4
    null InvestX Master GP1 Inc.
    Director 
    Manager of the Issuer
    null InvestX Markets LLC
    Promoter 
    Affiliate of Manager of the Issuer
    null Great Lakes Fund Solutions, Inc.
    Executive Officer 
    Administrative Manager of the Issuer
    Robert McLamore
    Executive Officer 
    Officer of the Administrative Manager of the Issuer
EDGAR: Offering Information
  • Accession Date:
    11/25/2025
  • First Sale Date:
    09/12/2025
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $5,474,444
  • Exemptions:
    Section 3(c)(1) , Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AK, AL, AR, CA, CO, CT, DE, GA, IL, MI, MN, MS, NC, NJ, NV, NY, OH, OR, TN, TX, VA, WI
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Paul Lee 5541067 Kingswood Capital Partners, LLC 288898 CA, NJ
Neil Chamberlin 3121440 Sunbelt Securities, Inc. 42180 TX
Chunyan Yang 7079387 NI Advisors 134502 OR
Morris Nut 2891940 Kingswood Capital Partners, LLC 288898 AL, IL, MS, TN
Marcus New 7235082 InvestX Markets LLC 148248 CO, FL, IL, MI
Laura Bladek 7135901 InvestX Markets LLC 148248 NY
Alejandro Levy 6202422 InvestX Markets LLC 148248 CA, DE, FL, NY, OH
Peter J. Sarner 2561791 B Riley Wealth Management 2543 CT, FL, MN, NV, NJ, TX
James Swinney 5111350 B Riley Wealth Management 2543 NY
Alto Securities, LLC 318536 None None AK
Gary Garcia 5027185 Kingswood Capital Partners, LLC 288898 FL, GA, TN
Niklaus Pleisch 5996673 Kingswood Capital Partners, LLC 288898 NY
Peter Sterzinger 4301879 Kingswood Capital Partners, LLC 288898 FL
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
InvestX Series (APP-U1), a Series of InvestX Master LLC/s/ Marcus A. NewMarcus A. NewAuthorized Signatory2025-11-25
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Nov. 25, 2025 569681: 0002073703-25-000004 InvestX Series (APP-U1), a Series of InvestX Master LLC
Amount Sold: $5,474,444
D/A Nov. 03, 2025 569681: 0002073703-25-000003 InvestX Series (APP-U1), a Series of InvestX Master LLC
Amount Sold: $4,794,444
D/A Oct. 09, 2025 569681: 0002073703-25-000002 InvestX Series (APP-U1), a Series of InvestX Master LLC
Amount Sold: $4,169,444
D Sep. 26, 2025 569681: 0002073703-25-000001 InvestX Series (APP-U1), a Series of InvestX Master LLC
Amount Sold: $3,164,444