EFDID: 577754EFD: View Filing

Issuer: AX Essential Retail Portfolio, DST (0002100640) - D/A

Accession: 0002100640-26-000006 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0002100640
  • Entity Name:
    AX Essential Retail Portfolio, DST
  • Entity Type:
    Other
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2025)
  • Address:
    9 WEST 57TH STREET
    42ND FLOOR
    NEW YORK, NY 10019
  • Persons:
    Related Persons 23
    N/A Apollo RE Exchange, LLC
    Executive Officer 
    Sponsor of the Issuer
    N/A AX Essential Retail Portfolio Manager, LLC
    Executive Officer 
    Manager and Signatory Trustee of the Issuer
    N/A AX III Depositor, LLC
    Executive Officer 
    Depositor of the Issuer
    Nari Na
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Scott Kleinman
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    John Zito
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Matthew Breitfelder
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Brian Carney
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Whitney Chatterjee
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Heather Glatter
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Benjamin Israel
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Martin B. Kelly
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    William B. Kuesel
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Mandee Lee
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Yael Levy
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Jessica L. Lomm
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Catherine Mullarney
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Katherine G. Newman
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Stuart A. Rothstein
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Stefanie Sundel
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Shari Vershell
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    Johannes Worsoe
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
    James Zelter
    Executive Officer 
    Executive Officer of the Manager and Signatory Trustee of the Issuer
EDGAR: Offering Information
  • Accession Date:
    04/13/2026
  • First Sale Date:
    11/25/2025
  • Offering Amount:
    $91,520,000
  • Amount Sold:
    $48,460,229
  • Amount Remaining:
    $43,059,771
  • Exemptions:
    Investment Company Act Section 3(c) , Section 3(c)(5), Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
  • Sales Clarification:
    Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AR, CA, CO, IL, IN, KS, KY, LA, MD, NJ, NM, OH, OK, PA, SC, TX, VT
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Realized Financial, Inc. 22333 None None CA, CO, NY, TX
Concorde Investment Services, LLC 151604 None None CA
FNEX Capital, LLC 166316 None None CA, FL, MD, PA
Arvest Wealth Management 42057 Michael Cody Pugh 5635714 AR
Nationwide Planning Associates Inc. 31029 Eric Bicknese 2829451 FL
Nationwide Planning Associates Inc. 31029 Lorenzo Aufiero 2705500 FL
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
AX Essential Retail Portfolio, DST/s/Nari NaNari NaVice President of Manager& Signatory Trustee of Issuer2026-04-13
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Apr. 30, 2026 577754: 0002100640-26-000007 AX Essential Retail Portfolio, DST
Offer Amount: $91,520,000
Amount Sold: $57,439,268
Remaining: $34,080,732
D/A Apr. 13, 2026 577754: 0002100640-26-000006 AX Essential Retail Portfolio, DST
Offer Amount: $91,520,000
Amount Sold: $48,460,229
Remaining: $43,059,771
D/A Mar. 25, 2026 577754: 0002100640-26-000005 AX Essential Retail Portfolio, DST
Offer Amount: $91,520,000
Amount Sold: $44,776,430
Remaining: $46,743,570
D/A Mar. 04, 2026 577754: 0002100640-26-000003 AX Essential Retail Portfolio, DST
Offer Amount: $91,520,000
Amount Sold: $39,352,589
Remaining: $52,167,411
D/A Feb. 17, 2026 577754: 0002100640-26-000002 AX Essential Retail Portfolio, DST
Offer Amount: $91,520,000
Amount Sold: $27,921,232
Remaining: $63,598,768
D/A Jan. 21, 2026 577754: 0002100640-26-000001 AX Essential Retail Portfolio, DST
Offer Amount: $91,520,000
Amount Sold: $20,293,892
Remaining: $71,226,108
D Dec. 11, 2025 577754: 0002100640-25-000001 AX Essential Retail Portfolio, DST
Offer Amount: $91,520,000
Amount Sold: $6,731,493
Remaining: $84,788,507