This is the Primary Document downloaded from EDGAR on 12/7/2014 6:20:06 PM EST for EFDID 5529 and Accession Number 0001011723-10-000006.

Please note that this is not the current Accession Number for this EFDId.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Expires: August 31, 2015
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001451768
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
ATEL Growth Capital Fund V, LLC
Jurisdiction of Incorporation/Organization
CALIFORNIA
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2007
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
ATEL Growth Capital Fund V, LLC
Street Address 1 Street Address 2
ATEL FINANCIAL SERVICES, LLC 600 CALIFORNIA STREET, 6TH FLOOR
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
SAN FRANCISCO CA 94108 415-989-8800

3. Related Persons

Last Name First Name Middle Name
ATEL Capital Group NA
Street Address 1 Street Address 2
600 California Street, 6th Floor
City State/Province/Country ZIP/PostalCode
San Francisco CA 94108
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
ATEL Growth Capital Partners 4, 5 and 6, LLC NA
Street Address 1 Street Address 2
600 California Street, 6th Floor
City State/Province/Country ZIP/PostalCode
San Francisco CA 94108
Relationship: X Executive Officer X Director X Promoter

Clarification of Response (if Necessary):

Manager of Issuer
Last Name First Name Middle Name
Cash Dean L.
Street Address 1 Street Address 2
600 California Street, 6th Floor
City State/Province/Country ZIP/PostalCode
San Francisco CA 94108
Relationship: X Executive Officer X Director X Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Choksi Paritosh K.
Street Address 1 Street Address 2
600 California Street, 6th Floor
City State/Province/Country ZIP/PostalCode
San Francisco CA 94108
Relationship: X Executive Officer X Director X Promoter

Clarification of Response (if Necessary):

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
X Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2009-02-09    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $50,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
ATEL Securities Corporation 17229
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ATEL Securities Corporation 17229
Street Address 1 Street Address 2
600 California Street, 6th Floor
City State/Province/Country ZIP/Postal Code
San Francisco CA 94108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
ID
MI
NH
NC
OR
UT
WA
Recipient
Recipient CRD Number    None
Donald W. Fairman 4196215
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sigma Financial Corporation 14303
Street Address 1 Street Address 2
2369 Franklin Road
City State/Province/Country ZIP/Postal Code
Bloomfield Hills MI 48302
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AR
GA
IL
IN
KS
MI
NM
OH
Recipient
Recipient CRD Number    None
Stephanie A. Hrycyk 1882780
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Gramercy Securities, Inc. 8177
Street Address 1 Street Address 2
3000 Southwest 27th Avenue
City State/Province/Country ZIP/Postal Code
Amarillo TX 79109
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
GA
MT
NM
OH
OK
TX
UT
WA
Recipient
Recipient CRD Number    None
Hillel Katzeff 1657455
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
4330 La Jolla Village Drive, Suite 330
City State/Province/Country ZIP/Postal Code
San Diego CA 92122
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
NM
TX
Recipient
Recipient CRD Number    None
Stuart M. McDowell 1844587
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Investment Research, Inc. 39543
Street Address 1 Street Address 2
69 Main Street, Suite 6
City State/Province/Country ZIP/Postal Code
Andover MA 01810
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
LA
ME
MD
MA
NH
NJ
NC
VT
VA
WV
Recipient
Recipient CRD Number    None
NFP Securities, Inc. 42046
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities, Inc. 42046
Street Address 1 Street Address 2
1250 Capital of Texas Hwy S. 2-125
City State/Province/Country ZIP/Postal Code
Austin TX 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
RI
SC
SD
TN
TX
UT
VT
VA
WA
WV
WI
WY
Recipient
Recipient CRD Number    None
David C. Singer 1470118
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
2601 75th Street
City State/Province/Country ZIP/Postal Code
Kenosha WI 53143
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AR
CA
FL
IL
NM
WI
Recipient
Recipient CRD Number    None
Triad Advisors, Inc. 25803
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad Advisors, Inc. 25803
Street Address 1 Street Address 2
5185 Peachtree Parkway Suite 280
City State/Province/Country ZIP/Postal Code
Norcross GA 30092
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
RI
SC
SD
TN
TX
UT
VT
VA
WA
WV
WI
WY
Recipient
Recipient CRD Number    None
Robert I. Kully 3212528
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
725 Town and Country Road, Suite 530
City State/Province/Country ZIP/Postal Code
Orange CA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CO
CT
DC
MD
NE
WA
Recipient
Recipient CRD Number    None
Mark B. Reinking 1602957
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sunset Financial Services, Inc. 3538
Street Address 1 Street Address 2
5900 Southwest Parkway Building 5, Suite 500
City State/Province/Country ZIP/Postal Code
Austin TX 78735
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SC
TX
Recipient
Recipient CRD Number    None
Robert A. Cannon 2765289
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
371 NE Gilman Blvd., Suite 310
City State/Province/Country ZIP/Postal Code
Issaquah WA 98027
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
RI
SC
SD
TN
TX
UT
VT
VA
WA
WV
WI
WY
Recipient
Recipient CRD Number    None
Lawrence A. Olson 2084501
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Primesolutions Securities, Inc. 46017
Street Address 1 Street Address 2
2551 Glenlord Road
City State/Province/Country ZIP/Postal Code
Stevensville MI 49127
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CO
ID
IL
KY
MI
WI
Recipient
Recipient CRD Number    None
Tyler L. Olsen 4956662
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Primesolutions Securities, Inc. 46017
Street Address 1 Street Address 2
2551 Glenlord Road
City State/Province/Country ZIP/Postal Code
Stevensville MI 49127
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AR
FL
IN
MI
TN
VA
Recipient
Recipient CRD Number    None
Owen J. Fisher 3132848
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Arete Wealth Management, LLC 44856
Street Address 1 Street Address 2
500 North Market Place Drive Suite 101
City State/Province/Country ZIP/Postal Code
Centerville UT 84014
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
UT
WA
WY
Recipient
Recipient CRD Number    None
Ryan P. Halliday 4033864
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Arete Wealth Management, LLC 44856
Street Address 1 Street Address 2
500 North Market Place Drive Suite 101
City State/Province/Country ZIP/Postal Code
Centerville UT 84014
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
GA
UT
WA
WI
Recipient
Recipient CRD Number    None
Stanley A. Shaw 420641
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
1105 Parkview Drive
City State/Province/Country ZIP/Postal Code
Oceanside CA 92057
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
NM
WA
Recipient
Recipient CRD Number    None
Next Financial Group, Inc. 46214
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Next Financial Group, Inc. 46214
Street Address 1 Street Address 2
2500 Wilcrest Drive Suite 260
City State/Province/Country ZIP/Postal Code
Houston TX 77042
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
RI
SC
SD
TN
TX
UT
VT
VA
WA
WV
WI
WY
Recipient
Recipient CRD Number    None
Joseph C. Roubik 2443120
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Financial Services, Inc. 8408
Street Address 1 Street Address 2
4402 S. 68th Street, Suite 102
City State/Province/Country ZIP/Postal Code
Greenfield WI 53220
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
IL
IA
NV
WI
Recipient
Recipient CRD Number    None
Trevor A. Lastoka 4315982
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher and Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
542 S. Snelling Avenue, Suite 102
City State/Province/Country ZIP/Postal Code
St. Paul MN 55116
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MN
NE
WI
Recipient
Recipient CRD Number    None
Securities America, Inc. 10205
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Securities America, Inc. 10205
Street Address 1 Street Address 2
12325 Port Grace Blvd.
City State/Province/Country ZIP/Postal Code
Lavista NE 68128
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
RI
SC
SD
TN
TX
UT
VT
VA
WA
WV
WI
WY
Recipient
Recipient CRD Number    None
Charles W. Snyder 4577293
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sigma Financial Corporation 14303
Street Address 1 Street Address 2
2201 Auburn Road, Suite B
City State/Province/Country ZIP/Postal Code
Auburn Hills MI 48326
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MI
OH
Recipient
Recipient CRD Number    None
Neil E. Vonfeldt 2451760
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MHA Financial Corp. 7462
Street Address 1 Street Address 2
1703 PGA Blvd.
City State/Province/Country ZIP/Postal Code
Melbourne FL 32935
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
Recipient
Recipient CRD Number    None
Anthony Kubien 4356088
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sigma Financial Corporation 14303
Street Address 1 Street Address 2
2201 Auburn Road, Suite B
City State/Province/Country ZIP/Postal Code
Auburn Hills MI 48326
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MI
Recipient
Recipient CRD Number    None
Richard I. Shakter 2124985
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Equity Services, Inc. 265
Street Address 1 Street Address 2
Two Newton Executive Park Suite 200
City State/Province/Country ZIP/Postal Code
Newton MA 02462
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CT
DE
FL
KY
ME
MA
MI
MN
NH
NJ
NY
NC
PA
RI
TX
Recipient
Recipient CRD Number    None
Harry T. Couch 4073942
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
WFG Investments, Inc. 22704
Street Address 1 Street Address 2
900 Old Dawson Village Rd. Suite 110
City State/Province/Country ZIP/Postal Code
Dawsonville GA 30534
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
FL
GA
IL
IN
LA
PA
SC
TX
VA
Recipient
Recipient CRD Number    None
Michael T. Kinney 4692626
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
WFG Investments, Inc. 22704
Street Address 1 Street Address 2
3370 B. Annapolis Lane
City State/Province/Country ZIP/Postal Code
Plymouth MN 55447
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
MN
NE
Recipient
Recipient CRD Number    None
Ronald G. Saffer 408933
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management, Inc. 120894
Street Address 1 Street Address 2
531 E. Osborn Rd.
City State/Province/Country ZIP/Postal Code
Phoenix AZ 85012
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
NV
SC
WA
WI
Recipient
Recipient CRD Number    None
Saverio M. Martiradonna 1986361
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newbridge Securities Corporation 104065
Street Address 1 Street Address 2
1451 Cypress Creek Road Suite 204
City State/Province/Country ZIP/Postal Code
Ft. Lauderdale FL 33309
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
IL
IN
Recipient
Recipient CRD Number    None
Craig E. Williams 4444520
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management, Inc. 120894
Street Address 1 Street Address 2
7665 East Windford Street
City State/Province/Country ZIP/Postal Code
Parker CO 80134
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
CT
GA
NH
NJ
NY
OR
Recipient
Recipient CRD Number    None
Dilip C. Shah 4565670
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Legacy Securites, LLC 103722
Street Address 1 Street Address 2
535 West Burnell, Suite 120
City State/Province/Country ZIP/Postal Code
Lewisville TX 75057
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number    None
Daniel A. Barnard 2403593
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
8563 E. San Alberto Drive Suite 140
City State/Province/Country ZIP/Postal Code
Scottsdale AZ 85258
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
IL
IN
NE
VA
Recipient
Recipient CRD Number    None
Gene L. Fahlsing 1285592
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Financial Services, Inc. 8408
Street Address 1 Street Address 2
20410 Brookmont Rd.
City State/Province/Country ZIP/Postal Code
Morrison CO 80465
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
Recipient
Recipient CRD Number    None
Robert H. Neill 345773
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management, Inc. 120894
Street Address 1 Street Address 2
1137 N. Diane Street
City State/Province/Country ZIP/Postal Code
Mesa AZ 85203
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
CO
FL
ID
MA
NH
NM
NY
Recipient
Recipient CRD Number    None
Jeffrey S. Morrison 3200399
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lifemark Securities Corp. 16204
Street Address 1 Street Address 2
10 Chadwick
City State/Province/Country ZIP/Postal Code
Livingston NJ 07039
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
NJ
NY
VA
Recipient
Recipient CRD Number    None
Kala Duncan 2206046
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Independent Securities Group, LLC 135288
Street Address 1 Street Address 2
1159 E. Iron Eagle Dr., Suite 120
City State/Province/Country ZIP/Postal Code
Eagle ID 83616
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
ID
Recipient
Recipient CRD Number    None
Ross C. Bonifield 3074157
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
16401 N. 40th Street
City State/Province/Country ZIP/Postal Code
Phoenix AZ 85032
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
IL
MI
WI
Recipient
Recipient CRD Number    None
Dana E. Kellogg 2496097
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
7901 Stoneridge Drive, Suite 230
City State/Province/Country ZIP/Postal Code
Pleasanton CA 94588
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
HI
MN
NV
OR
WA
Recipient
Recipient CRD Number    None
James R. Slacke 1531064
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
940 Saratoga Avenue, Suite 107
City State/Province/Country ZIP/Postal Code
San Jose CA 95129
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
CO
HI
Recipient
Recipient CRD Number    None
Brett F. Ewing 2904608
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
2580 Care Drive, Suite 3
City State/Province/Country ZIP/Postal Code
Tallahessee FL 32308
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AL
FL
GA
Recipient
Recipient CRD Number    None
Jason A. McGinty 4499263
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
2300 E. Katella Avenue, Suite 200
City State/Province/Country ZIP/Postal Code
Anaheim CA 92806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number    None
Anthony P. Marino 4251811
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sammons Securities Company, LLC 115368
Street Address 1 Street Address 2
8409 N. Military Trail, Suite 115
City State/Province/Country ZIP/Postal Code
Palm Beach Gardens FL 33410
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
NY
PA

13. Offering and Sales Amounts

Total Offering Amount $35,000,000 USD
or    Indefinite
Total Amount Sold $18,292,880 USD
Total Remaining to be Sold $16,707,120 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

X
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
0
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
164

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $2,800,000 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$700,000 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
ATEL Growth Capital Fund V, LLC /s/ Paritosh K. Choksi Paritosh K. Choksi Executive Vice President of Manager 2010-01-21

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.