This is the Primary Document downloaded from EDGAR on 12/11/2014 6:52:23 PM EST for EFDID 4421 and Accession Number 0001450772-10-000003.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Expires: August 31, 2015
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001450772
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Delaware Statutory Trust
Name of Issuer
RR HV VENTURE HOLDINGS DST
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2008
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
RR HV VENTURE HOLDINGS DST
Street Address 1 Street Address 2
2901 BUTTERFIELD ROAD
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
OAK BROOK ILLINOIS 60523 630-218-4916

3. Related Persons

Last Name First Name Middle Name
Inland Real Estate Exchange Corporation
Street Address 1 Street Address 2
2901 Butterfield Road
City State/Province/Country ZIP/PostalCode
Oak Brook ILLINOIS 60523
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
RR-HV Exchange Venture, L.L.C.
Street Address 1 Street Address 2
2901 Butterfield Road
City State/Province/Country ZIP/PostalCode
Oak Brook ILLINOIS 60523
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
RR-HV 1031 Venture, L.L.C.
Street Address 1 Street Address 2
2901 Butterfield Road
City State/Province/Country ZIP/PostalCode
Oak Brook ILLINOIS 60523
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
X Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2008-10-31    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Beneficial interests in a Delaware Statutory Trust reflecting beneficial interests in real estate

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $100,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
James A. Armagost 7157
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services, Inc. 14503
Street Address 1 Street Address 2
803 West 25 Street
City State/Province/Country ZIP/Postal Code
Kearney NEBRASKA 68845
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEBRASKA
Recipient
Recipient CRD Number    None
Kurt R. Faasse 3219742
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Royal Securities Company 10702
Street Address 1 Street Address 2
4095 Chicago Drive, SW, Suite 120
City State/Province/Country ZIP/Postal Code
Grandville MICHIGAN 49418
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number    None
Nathan L. Rewerts 2913269
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Planners, Inc. 18557
Street Address 1 Street Address 2
5950 SW 28th Street
City State/Province/Country ZIP/Postal Code
Topeka KANSAS 66614
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
KANSAS
Recipient
Recipient CRD Number    None
Ronn F. Castle 2238236
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
1858 South Wadsworth, Suite 302
City State/Province/Country ZIP/Postal Code
Lakewood COLORADO 80232
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Dana K. Graves 2811852
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
79 Woodfin Place, Suite 201
City State/Province/Country ZIP/Postal Code
Asheville NORTH CAROLINA 28801
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Kathleen C. Bennett 4666755
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
3800 Blackhawk Road, Suite 100
City State/Province/Country ZIP/Postal Code
Danville CALIFORNIA 94506
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Mark O. Coombe 2733655
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
5635 NE Elam Young Parkway Suite 100
City State/Province/Country ZIP/Postal Code
Hissboro OREGON 97124
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OREGON
Recipient
Recipient CRD Number    None
Darryl J. Wolff, Sr. 2824029
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FSC Securities Corporation 7461
Street Address 1 Street Address 2
513 Dekalb Avenue
City State/Province/Country ZIP/Postal Code
Sycamore ILLINOIS 60178
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Joel F. Kugler 2028716
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Associated Securities Corp. 12969
Street Address 1 Street Address 2
13355 Manna Way
City State/Province/Country ZIP/Postal Code
North Pole ALASKA 99705
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Tyler T. Smith 4648622
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
3048 East Baseline Road
City State/Province/Country ZIP/Postal Code
Mesa ARIZONA 85204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
UTAH
Recipient
Recipient CRD Number    None
Douglas E. Taylor, Jr. 1754272
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
504 East Broadway
City State/Province/Country ZIP/Postal Code
Williston NORTH DAKOTA 58801
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH DAKOTA
Recipient
Recipient CRD Number    None
Margaret S. Kosmerl 1578799
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
1833 D Forest Drive
City State/Province/Country ZIP/Postal Code
Annapolis MARYLAND 21401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number    None
Charles A. Smith 3242263
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
3048 East Baseline Road
City State/Province/Country ZIP/Postal Code
Mesa ARIZONA 85204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
Recipient
Recipient CRD Number    None
Joseph P. Morgan 2822025
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
655 South Alta Avenue
City State/Province/Country ZIP/Postal Code
Dinuba CALIFORNIA 93618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Charles W. Fowler 4750998
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
8550 Lee Highway, Suite 730
City State/Province/Country ZIP/Postal Code
Fairfax VIRGINIA 22031
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WEST VIRGINIA
Recipient
Recipient CRD Number    None
Harvey S. Berk 705380
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
244 North Main Street
City State/Province/Country ZIP/Postal Code
New City NEW YORK 10956
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Thomas P. Feldner 2768753
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Financial Services, Inc. 8408
Street Address 1 Street Address 2
1900 Burnt Boat Drive, Suite 102
City State/Province/Country ZIP/Postal Code
Bismarck NORTH DAKOTA 58503
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
David R. Bjork 2243192
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Financial Services, Inc. 8408
Street Address 1 Street Address 2
1900 Burnt Boat Drive, Suite 102
City State/Province/Country ZIP/Postal Code
Bismarck NORTH DAKOTA 58503
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
Andrew T. Koerner 2207442
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
125 Village Boulevard, Suite 308 Princeton Forrestal Village
City State/Province/Country ZIP/Postal Code
Princeton NEW JERSEY 08540
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number    None
Deborah R. Walker 833928
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
125 Village Boulevard, Suite 308 Princeton Forrestal Village
City State/Province/Country ZIP/Postal Code
Princeton NEW JERSEY 08540
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number    None
Scott S. Brown 4322420
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
2234 East Colorado Boulevard
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91107
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Sally W. Ng 1915190
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
1350 Treat Boulevard
City State/Province/Country ZIP/Postal Code
Walnut Creek CALIFORNIA 94597
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Douglas E. Lockwood 1703831
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
112 East 7th Street
City State/Province/Country ZIP/Postal Code
Auburn INDIANA 46706
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
INDIANA
Recipient
Recipient CRD Number    None
William W. Gammon 1811853
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
1122 Kenilworth Drive, Suite 201
City State/Province/Country ZIP/Postal Code
Towson MARYLAND 21204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MARYLAND
Recipient
Recipient CRD Number    None
Timothy C. Hobbs 2531874
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services, Inc. 14503
Street Address 1 Street Address 2
8710 Greenville Avenue, Suite D
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75243
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Gary W. Pelletier 1257856
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
39 Simmons Street
City State/Province/Country ZIP/Postal Code
Nashua NEW HAMPSHIRE 03063
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number    None
Michael L. Markey 320042
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Investors Company 38
Street Address 1 Street Address 2
1655 North Main Street, Suite 270
City State/Province/Country ZIP/Postal Code
Walnut Creek CALIFORNIA 94596
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Randee K. Cook 1300458
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
1931 65th Avenue, Unit B
City State/Province/Country ZIP/Postal Code
Greeley COLORADO 80634
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Mary A. O'Connor 4320083
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
43612 Excelso Drive
City State/Province/Country ZIP/Postal Code
Fremont CALIFORNIA 94539
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Patrick R. Conway 1337831
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investacorp, Inc. 7684
Street Address 1 Street Address 2
2901 Butterfield Road
City State/Province/Country ZIP/Postal Code
Oak Brook ILLINOIS 60523
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Terence W. O'Doherty 351060
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
13309 NE 5th Avenue
City State/Province/Country ZIP/Postal Code
Vancouver WASHINGTON 98685
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OREGON
Recipient
Recipient CRD Number    None
Joshua A. Suess 4286544
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
21 Corte Madera Avenue, Suite 3A
City State/Province/Country ZIP/Postal Code
Mill Valley CALIFORNIA 94931
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Cynthia M. Couyoumjian 1456630
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
15145 Woodlawn Avenue, Suite 100
City State/Province/Country ZIP/Postal Code
Tustin CALIFORNIA 92780
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Christine B. Tang 4774839
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
15145 Woodlawn Avenue, Suite 100
City State/Province/Country ZIP/Postal Code
Tustin CALIFORNIA 92780
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Robert A. Horning 2311640
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
3 Mac Arthur Place, Suite 855
City State/Province/Country ZIP/Postal Code
Santa Ana CALIFORNIA 92707
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Michelle L. Cable 5558028
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Horner, Townsend & Kent, Inc. 4031
Street Address 1 Street Address 2
10900 NE 8th Street, Suite 1250
City State/Province/Country ZIP/Postal Code
Bellevue WASHINGTON 98004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
WASHINGTON
Recipient
Recipient CRD Number    None
Herman L. Kahn 1866522
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities, Inc. 42046
Street Address 1 Street Address 2
17 Brilliant Avenue, Suite 302
City State/Province/Country ZIP/Postal Code
Pittsburgh PENNSYLVANIA 15215
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Terry A. Vrieze 455952
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Broker Dealer Financial Services Corp. / Successful Resource Management 8073
Street Address 1 Street Address 2
7017 Hickman Road
City State/Province/Country ZIP/Postal Code
Urbandale MISSOURI 50322
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number    None
Noah A. Seidenberg 2172364
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
229 Center Street
City State/Province/Country ZIP/Postal Code
Grayslake ILLINOIS 60030
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Richard McCollam 1419048
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Royal Alliance Associates, Inc. 23131
Street Address 1 Street Address 2
3109 Teigland Road
City State/Province/Country ZIP/Postal Code
Lafayette CALIFORNIA 94549
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Kathleen J. Tarr 4215307
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Royal Alliance Associates, inc. 23131
Street Address 1 Street Address 2
3109 Teigland Road
City State/Province/Country ZIP/Postal Code
Lafayette CALIFORNIA 94549
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Michael W. Newton 2185103
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Planners, Inc. 18557
Street Address 1 Street Address 2
191 West Professional Park Court, Suite
City State/Province/Country ZIP/Postal Code
Bowling Green KENTUCKY 42104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
KENTUCKY
Recipient
Recipient CRD Number    None
Jeremy L. Gove 5231794
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
J.P. Turner & Company, L.L.C. 43177
Street Address 1 Street Address 2
3000 2nd Avenue, Suite 4
City State/Province/Country ZIP/Postal Code
Kearney NEBRASKA 68845
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEBRASKA
Recipient
Recipient CRD Number    None
John P. Siciliano, Jr. 711119
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Invest Financial Corporation 12984
Street Address 1 Street Address 2
78 Oxford Road
City State/Province/Country ZIP/Postal Code
Chester NEW YORK 10918
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Steven D. Duncan 3137617
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ameriprise Financial Services, Inc. 6363
Street Address 1 Street Address 2
200 Bellevue Parkway, Suite 250
City State/Province/Country ZIP/Postal Code
Wilmington DELAWARE 19809
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Bruce S. Hesse 2638672
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
11 Pruner Farm Road
City State/Province/Country ZIP/Postal Code
Lebanon NEW JERSEY 08833
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Andrew G. Rosenberg 2944124
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Securities America, Inc. 10205
Street Address 1 Street Address 2
12510 West Atlantic Boulevard
City State/Province/Country ZIP/Postal Code
Coral Springs FLORIDA 33071-4085
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Thomas J. Todd 3111871
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
2160 County Club Road
City State/Province/Country ZIP/Postal Code
Winston Salem NORTH CAROLINA 27104-4208
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Fred E. Ymker 2436178
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
6209 South Pinnacle Place Suite 102
City State/Province/Country ZIP/Postal Code
Sioux Falls SOUTH DAKOTA 57108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
Keith R. Schaefbauer 2524161
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
6209 South Pinnacle Place Suite 102
City State/Province/Country ZIP/Postal Code
Sioux Falls SOUTH DAKOTA 57108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
Craig Hoff 1936893
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
3655 Nobel Drive, #260
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92122
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
William P. Czaplewski 2386057
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
5515 Monona Drive
City State/Province/Country ZIP/Postal Code
Monona WISCONSIN 53716
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
Leonard R. Bettencourt 4025897
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
865 Geer Road
City State/Province/Country ZIP/Postal Code
Turlock CALIFORNIA 95380
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Kenneth L. Christie 2218257
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
5925 Granite Lake Drive, Suite 130
City State/Province/Country ZIP/Postal Code
Granite Bay CALIFORNIA 95746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
David J. Levenstein 2908647
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Prime Capital Securities, Inc. 18334
Street Address 1 Street Address 2
800 South Federal Highway
City State/Province/Country ZIP/Postal Code
Hollywood FLORIDA 33020
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
NEW YORK
Recipient
Recipient CRD Number    None
Monte L. Snider 2244934
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
330 112th Avenue, NE, Suite 101
City State/Province/Country ZIP/Postal Code
Bellevue WASHINGTON 98004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WASHINGTON
Recipient
Recipient CRD Number    None
Scott A. Thomas 2919642
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Western International Securities, Inc. 39262
Street Address 1 Street Address 2
70 South Lake Avenue, Suite 700
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Peter I. Shusterman 1460819
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sagepoint Financial, Inc. 133763
Street Address 1 Street Address 2
11545 West Bernardo Court, Suite 203
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92127
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Louis J. Rogers 4845692
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
MCL Financial Group, Inc. 41180
Street Address 1 Street Address 2
10900 Nuckols Road
City State/Province/Country ZIP/Postal Code
Glen Allen VIRGINIA 23060-9246
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Angelo F. Anello 2835091
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
233 Needham Street, Suite 300
City State/Province/Country ZIP/Postal Code
Newton MASSACHUSETTS 02464
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number    None
Donna A. Corrigan 2554192
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
5680 East Franklin Road, Suite 225
City State/Province/Country ZIP/Postal Code
Nampa IDAHO 83687
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OREGON
Recipient
Recipient CRD Number    None
Keith A. Herman 2322605
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alternative Wealth Strategies, Inc. 130933
Street Address 1 Street Address 2
1040 North Kings Highway, Suite 405
City State/Province/Country ZIP/Postal Code
Cherry Hill NEW JERSEY 08034
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number    None
Samuel C. Bridgers, III 1243406
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services, Inc. 14503
Street Address 1 Street Address 2
230 Marter Avenue
City State/Province/Country ZIP/Postal Code
Moorestown NEW JERSEY 08057
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number    None
John L. Bennis 2103138
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
881 Dover Drive, Suite 310, B/R 2
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92663
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Joseph H. Sterling 1101378
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management, Inc. 120894
Street Address 1 Street Address 2
7570 West 147th Street, Suite 100
City State/Province/Country ZIP/Postal Code
Apple Valley MINNESOTA 55124
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Deanna R. Pickering 4902439
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
330 South Center Street, Suite 100
City State/Province/Country ZIP/Postal Code
Casper WYOMING 82601
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WYOMING
Recipient
Recipient CRD Number    None
Arlon R. Enmeier 1000999
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Securities America, Inc. 10205
Street Address 1 Street Address 2
9870 Research Drive, 1st Floor
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
Lee R. Kramer 1465416
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FSC Securities Corporation 7461
Street Address 1 Street Address 2
9099 Ridgefield Drive, Suite 101
City State/Province/Country ZIP/Postal Code
Frederick MARYLAND 21701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MARYLAND
Recipient
Recipient CRD Number    None
Inland Securities Corporation 15807
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Inland Securities Corporation 15807
Street Address 1 Street Address 2
2901 Butterfield Road
City State/Province/Country ZIP/Postal Code
Oak Brook ILLINOIS 60523
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Delmar V. McKinney, II 1186853
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
620 North Main Street
City State/Province/Country ZIP/Postal Code
Taylor TEXAS 76574
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Michael W. Newton 2185103
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Planners, Inc. 18557
Street Address 1 Street Address 2
191 West Professional Park Court Suite 2-B
City State/Province/Country ZIP/Postal Code
Bowling Green KENTUCKY 42104
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
KENTUCKY
Recipient
Recipient CRD Number    None
James H. Buley 2173184
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
9330 Scranton Road, Suite 270
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92121
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Jeffrey A. Christie 4889641
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 30349
Street Address 1 Street Address 2
12396 World Trade Drive, Suite 312
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92128
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Julie L. Bradsher 5230771
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
180 South Washington Street, Suite 200
City State/Province/Country ZIP/Postal Code
Falls Church VIRGINIA 22046
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VIRGINIA
Recipient
Recipient CRD Number    None
Christine B. Tang 4774839
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
7545 Irvine Center Drive, Suite 200
City State/Province/Country ZIP/Postal Code
Tustin CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Cynthia M. Couyoumjian 1456630
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
7545 Irvine Center Drive, Suite 200
City State/Province/Country ZIP/Postal Code
Tustin CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
John H. Ferguson 4947624
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Steven L. Falk & Associates Inc. 14297
Street Address 1 Street Address 2
300 North Lake Avenue, Suite 420
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Paul J. Newland 2364884
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
1251 NW Briarcliff Parkway, Suite 235
City State/Province/Country ZIP/Postal Code
Kansas City MISSOURI 64116
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number    None
Michael Stieglitz 4623788
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
200 Valley Road, Suite 300
City State/Province/Country ZIP/Postal Code
Mount Arlington NEW JERSEY 07856
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Francis J. Jones, Jr. 4491511
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
1st Global Capital Corp. 30349
Street Address 1 Street Address 2
200 Valley Road, Suite 300
City State/Province/Country ZIP/Postal Code
Mount Arlington NEW JERSEY 07856
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
James E. Joly 2193463
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LPL Financial Corporation 6413
Street Address 1 Street Address 2
63 Cedar Avenue, Suite 12
City State/Province/Country ZIP/Postal Code
East Greenwich RHODE ISLAND 02818
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
RHODE ISLAND
Recipient
Recipient CRD Number    None
Rodney A. Simms 1854316
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ameriprise Financial Services, Inc. 6363
Street Address 1 Street Address 2
2125 Poinsettia Drive
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92107
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
William J. Marco 1490759
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities, Inc. 32444
Street Address 1 Street Address 2
1689 86th Street
City State/Province/Country ZIP/Postal Code
Brooklyn NEW YORK 11214
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH CAROLINA

13. Offering and Sales Amounts

Total Offering Amount $47,140,485 USD
or    Indefinite
Total Amount Sold $47,140,485 USD
Total Remaining to be Sold $0 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
147

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $2,828,429 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$5,676,869 USD
   Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
RR HV VENTURE HOLDINGS DST /s/ Patricia A. DelRosso Patricia A. DelRosso President of Member of Signatory Trustee 2010-10-28

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.