This is the Primary Document downloaded from EDGAR on 12/11/2014 9:53:09 PM EST for EFDID 32662 and Accession Number 0001454393-11-000004.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Expires: August 31, 2015
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001454393
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Delaware Statutory Trust
Name of Issuer
Brook Highland Place DST
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2008
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Brook Highland Place DST
Street Address 1 Street Address 2
6350 SOUTH 3000 EAST, SUITE 510
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
SALT LAKE CITY UTAH 84121 (801) 278-0700

3. Related Persons

Last Name First Name Middle Name
Christensen Chad
Street Address 1 Street Address 2
6350 South 3000 East, Suite 510
City State/Province/Country ZIP/PostalCode
Salt Lake City UTAH 84121
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

President of the Manager of the Issuer
Last Name First Name Middle Name
Christensen Gregg
Street Address 1 Street Address 2
6350 South 3000 East, Suite 510
City State/Province/Country ZIP/PostalCode
Salt Lake City UTAH 84121
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

General Counsel of the General Partner of the Issuer
Last Name First Name Middle Name
Marlin Eric
Street Address 1 Street Address 2
6350 South 3000 East, Suite 510
City State/Province/Country ZIP/PostalCode
Salt Lake City UTAH 84121
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President of the General Partner of the Issuer
Last Name First Name Middle Name
Siragusa Joe
Street Address 1 Street Address 2
6350 South 3000 East, Suite 510
City State/Province/Country ZIP/PostalCode
Salt Lake City UTAH 84121
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Chief Investment Officer of the General Partner of the Issuer
Last Name First Name Middle Name
Shaeffer Dan
Street Address 1 Street Address 2
6350 South 3000 East, Suite 510
City State/Province/Country ZIP/PostalCode
Salt Lake City UTAH 84121
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Chief Executive Officer of the General Partner of the Issuer

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
X Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2009-01-12    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Beneficial Interests in a Delaware Statutory Trust

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $50,175 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Pavek Investments Inc. 15791
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lindwall, Larry L. 2396758
Street Address 1 Street Address 2
3603 N. Hastings Way, Ste 100
City State/Province/Country ZIP/Postal Code
Eau Claire WISCONSIN 54703
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
Welton Street Investments LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Miller, David M. 5365411
Street Address 1 Street Address 2
9780 Mount Pyramid Court Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MONTANA
Recipient
Recipient CRD Number    None
Pavek Investments Inc. 15791
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Wedepohl, Warren A. 4581750
Street Address 1 Street Address 2
3603 N. Hastings Way, Ste 100
City State/Province/Country ZIP/Postal Code
Eau Claire WISCONSIN 54703
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
Welton Street Investments LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Vail, Joshua J. 4396876
Street Address 1 Street Address 2
9780 Mount Pyramid Court Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Pavek Investments Inc. 15791
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Brumm, Robert C 2090141
Street Address 1 Street Address 2
3603 N. Hastings Way, Ste 100
City State/Province/Country ZIP/Postal Code
Eau Claire WISCONSIN 54703
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
Pacific West Securities, Inc. 6390
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Strickland, David L. 1602570
Street Address 1 Street Address 2
2801 Youngfield Street Suite 300
City State/Province/Country ZIP/Postal Code
Golden COLORADO 80401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
Eliason Financial Group, LLC 130144
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Knobel, Kathy M. 2385929
Street Address 1 Street Address 2
633 N. Railroad Street
City State/Province/Country ZIP/Postal Code
Eagle River WISCONSIN 54521
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Direct Capital Securities, Inc. 29639
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Del Rio, Lisa Y. 5039684
Street Address 1 Street Address 2
1250 S. Capital of Texas Highway Building 1, Suite 410
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEBRASKA
Recipient
Recipient CRD Number    None
Independent Financial Group, LLC 7717
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Elhoff, David G. 855864
Street Address 1 Street Address 2
1001 B Avenue #200
City State/Province/Country ZIP/Postal Code
Coronado CALIFORNIA 92118
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Welton Street Investments, LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Williams, Gary A. 5513280
Street Address 1 Street Address 2
9780 Mount Pyramid Court, Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Welton Street Investments, LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Barron MR, Brett D. 5448645
Street Address 1 Street Address 2
9780 Mount Pyramid Court, Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Independent Financial Group, LLC 7711
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ferguson, John H. 4947624
Street Address 1 Street Address 2
300 N. Lake Avenue, Suite 420
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
ILLINOIS
Recipient
Recipient CRD Number    None
Regent Capital Group, Inc. 126881
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pappas, Leslie M. 1735372
Street Address 1 Street Address 2
542 20th Avenue N
City State/Province/Country ZIP/Postal Code
Indian Rocks Beach FLORIDA 33785
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
TENNESSEE
WASHINGTON
Recipient
Recipient CRD Number    None
Direct Capital Securities, Inc. 29639
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Vanian, Lara J. 4818018
Street Address 1 Street Address 2
1250 S. Capital of Texas Highway Building 1, Suite 410
City State/Province/Country ZIP/Postal Code
Austin TEXAS 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Welton Street Investments, LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Stern, Adam M. 5473903
Street Address 1 Street Address 2
9780 Mount Pyramid Court, Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Welton Street Investments, LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Woods, Thomas B. 4916648
Street Address 1 Street Address 2
9780 Mount Pyramid Court, Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Pacific West Securities, Inc. 6390
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lefton, Martin H. 5460199
Street Address 1 Street Address 2
1625 The Alemada, Suite 625
City State/Province/Country ZIP/Postal Code
San Jose CALIFORNIA 95126
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Welton Street Investments, LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Deininger, Collen 5564352
Street Address 1 Street Address 2
9780 Mount Pyramid Court, Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
Omni Brokerage, Inc. 16878
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Gates, Martin 3180861
Street Address 1 Street Address 2
2950 Buskirk Avenue, Suite 300
City State/Province/Country ZIP/Postal Code
Walnut Creek CALIFORNIA 94597
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Biesheuvel, Thomas 21268
Street Address 1 Street Address 2
6333 Potrero Avenue, Suite 200
City State/Province/Country ZIP/Postal Code
El Centro CALIFORNIA 94530
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Advisory Group Equity Services Ltd. 15427
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Burwick, Michael 4885553
Street Address 1 Street Address 2
42 Bay Shore Road
City State/Province/Country ZIP/Postal Code
Hyannis MASSACHUSETTS 02601
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VIRGINIA
Recipient
Recipient CRD Number    None
Alternative Wealth Strategies, Inc. 130933
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Conte, Paul 4803177
Street Address 1 Street Address 2
600 Worcester Road, Suite LL1
City State/Province/Country ZIP/Postal Code
Framingham MASSACHUSETTS 01701
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number    None
Welton Street Investments, LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Massa, David 5093184
Street Address 1 Street Address 2
9780 Mount Pyramid Court, Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WASHINGTON
Recipient
Recipient CRD Number    None
Omni Brokerage, Inc. 16878
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Insalaco, Joseph 2978175
Street Address 1 Street Address 2
150 W. Civic Center Drive, Suite 103
City State/Province/Country ZIP/Postal Code
Sandy UTAH 84070
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number    None
Welton Street Investments, LLC 132111
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Meyer, Robert 5262157
Street Address 1 Street Address 2
9780 Mount Pyramid Court, Suite 400
City State/Province/Country ZIP/Postal Code
Englewood COLORADO 80112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Sigma Financial Corporation 14303
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Mahaffey, Redge 5441288
Street Address 1 Street Address 2
738 Intrepid Way
City State/Province/Country ZIP/Postal Code
Davidsonville MARYLAND 21035
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MARYLAND
Recipient
Recipient CRD Number    None
Ameriprise Advisor Services, Inc. 5979
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chang, Dan 3160890
Street Address 1 Street Address 2
1919 South Bascom
City State/Province/Country ZIP/Postal Code
Campbell CALIFORNIA 95008
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number    None
Independent Financial Group, LLC 7717
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kahn, Bruce 5280938
Street Address 1 Street Address 2
8230 SE 72 Street
City State/Province/Country ZIP/Postal Code
Mercer Island WASHINGTON 98040
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WASHINGTON
Recipient
Recipient CRD Number    None
Independent Financial Group, LLC 7717
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ungerecht, Joshua 5183573
Street Address 1 Street Address 2
300 N. Lake Avenue, Suite 420
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
KCD Financial, Inc. 127473
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Knobel, Kathy 2385929
Street Address 1 Street Address 2
548 Highway 155 P.O. Box 777
City State/Province/Country ZIP/Postal Code
St. Germain WISCONSIN 54558
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
WISCONSIN
Recipient
Recipient CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Fitzgerald, John 5109435
Street Address 1 Street Address 2
16225 Baseline Avenue
City State/Province/Country ZIP/Postal Code
Shakopee MINNESOTA 55379
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cook, Jason 4349388
Street Address 1 Street Address 2
114 South Maple Street P.O. Box 87
City State/Province/Country ZIP/Postal Code
Graham NORTH CAROLINA 27253
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
Recipient
Recipient CRD Number    None
KCD Financial, Inc. 127473
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Bennett, John 3222759
Street Address 1 Street Address 2
548 Highway 155 P.O. Box 777
City State/Province/Country ZIP/Postal Code
St. Germain WISCONSIN 54558
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
Pacific West Securities, Inc. 6390
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Swayne III, William 4616158
Street Address 1 Street Address 2
420 Boylston Avenue E P.O. Box 87
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98102
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WASHINGTON
Recipient
Recipient CRD Number    None
Berthel, Fisher & Company Financial Services, Inc. 13609
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dorn, Peter 1089858
Street Address 1 Street Address 2
12345 University Avenue, Suite 304
City State/Province/Country ZIP/Postal Code
Clive IOWA 50325
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
KCD Financial, Inc. 127473
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Seymour, Donald 2719145
Street Address 1 Street Address 2
1601 S. Limit Avenue
City State/Province/Country ZIP/Postal Code
Sedalia MISSOURI 65301
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number    None
Pacific West Securities, Inc. 6390
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Titley, Andrew 4951067
Street Address 1 Street Address 2
1010 El Camino Real, Suite 300
City State/Province/Country ZIP/Postal Code
Menlo Park CALIFORNIA 94025
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
KCD Financial, Inc. 127473
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Eliason, Brian 4746038
Street Address 1 Street Address 2
548 Highway 155 P.O. Box 777
City State/Province/Country ZIP/Postal Code
St. Germain WISCONSIN 54558
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WISCONSIN
Recipient
Recipient CRD Number    None
MCL Financial Group, Inc. 41180
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Flater, Gary 1049132
Street Address 1 Street Address 2
1551 North Tustin Avenue, Suite 960
City State/Province/Country ZIP/Postal Code
Santa Ana CALIFORNIA 92705
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
VFG Securities, Inc. 15121
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Vanclef, Jason 5096529
Street Address 1 Street Address 2
2121 Cloverfield Avenue, Suite 115
City State/Province/Country ZIP/Postal Code
Santa Monica CALIFORNIA 90404
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Capitalquest Securities, Inc. 7699
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lindahl, Nicholas 4576354
Street Address 1 Street Address 2
105 Fifth Avenue S., Suite 300
City State/Province/Country ZIP/Postal Code
Minneapolis MINNESOTA 55401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Pacific West Securities, Inc. 6390
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
LeMay, Barry 306332
Street Address 1 Street Address 2
2315 S. Bascom Avenue
City State/Province/Country ZIP/Postal Code
Campbell CALIFORNIA 95008
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Winslow, Evans & Crocker, Inc. 29686
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DeNapoli, Paul 2198525
Street Address 1 Street Address 2
3 Centennial Drive
City State/Province/Country ZIP/Postal Code
Peabody MASSACHUSETTS 01960
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number    None
Insalaco, Joseph 2978175
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital Corp. 30613
Street Address 1 Street Address 2
2 Orr Hatch Drive
City State/Province/Country ZIP/Postal Code
Cornwall NEW YORK 12518
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK

13. Offering and Sales Amounts

Total Offering Amount $16,725,000 USD
or    Indefinite
Total Amount Sold $12,661,436 USD
Total Remaining to be Sold $4,063,564 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
66

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $1,630,688 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$2,207,058 USD
X Estimate

Clarification of Response (if Necessary):

Amounts estimated for wholesaling fees and reimbursement of offering and organizational expenses.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Brook Highland Place DST Chad Christensen Chad Christensen Authorized Signatory 2011-02-16

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.