This is the Primary Document downloaded from EDGAR on 1/6/2015 6:03:05 PM EST for EFDID 5636 and Accession Number 0001460849-09-000006.

Please note that this is not the current Accession Number for this EFDId.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Expires: August 31, 2015
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001460849
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
X Business Trust
   Other (Specify)

Name of Issuer
TNP 6700 Santa Monica Boulevard, DST
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2008
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
TNP 6700 Santa Monica Boulevard, DST
Street Address 1 Street Address 2
1900 MAIN STREET, SUITE 700
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
IRVINE CA 92614 (949) 833-8252

3. Related Persons

Last Name First Name Middle Name
Thompson Anthony W
Street Address 1 Street Address 2
1900 Main Street Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Maurer Jack R
Street Address 1 Street Address 2
1900 Main Street Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CA 92614
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Genovese Greg
Street Address 1 Street Address 2
1900 Main Street Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Howard Johnna
Street Address 1 Street Address 2
1900 Main Street Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Goodman Darryll
Street Address 1 Street Address 2
1900 Main Street Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
X Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii) X Investment Company Act Section 3(c)
X Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
X Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2009-04-02    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $100,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Robert R. Tweed 2339324
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
CapWest Securities, Inc. 30002
Street Address 1 Street Address 2
2060 Huntington Drive Suite 1
City State/Province/Country ZIP/Postal Code
San Marino CA 91108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
CO
FL
GA
HI
ID
IL
ME
MA
MN
MO
NV
NJ
NY
OH
OR
PA
SC
TX
UT
VA
WA

Recipient
Recipient CRD Number    None
Donald S. Meredith 1867703
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Professional Asset Management, Inc. 21125
Street Address 1 Street Address 2
2653 Fairfield Street
City State/Province/Country ZIP/Postal Code
San Diego CA 92110
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
CO
NJ
NY
OR

Recipient
Recipient CRD Number    None
Tracy R. Turner 1385745
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
CapWest Securities, Inc. 30002
Street Address 1 Street Address 2
1917 Palomar Oaks Way Suite 150
City State/Province/Country ZIP/Postal Code
Carlsbad CA 92008
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA

Recipient
Recipient CRD Number    None
Daniel P. Raupp 4079107
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
GunnAllen Financial, Inc. 17609
Street Address 1 Street Address 2
415 East Main Street 3rd Floor
City State/Province/Country ZIP/Postal Code
Port Jefferson NY 11777
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
CO
DE
FL
GA
ID
IL
IN
KS
KY
LA
MD
MA
MI
MO
NJ
NY
NC
OH
PA
PR
SC
TX
UT
VA
WA

Recipient
Recipient CRD Number    None
John H. Ferguson 4947624
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
3452 East Foothill Boulevard Suite 200
City State/Province/Country ZIP/Postal Code
Pasadena CA 91107
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
HI
NV
NY
OR

Recipient
Recipient CRD Number    None
ARI Financial Services, Inc. 137608
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ARI Financial Services, Inc. 137608
Street Address 1 Street Address 2
5204 West 128th Street
City State/Province/Country ZIP/Postal Code
Leawood KS 66209
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Gordon W. Yee 2339698
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Securities Corporation 7569
Street Address 1 Street Address 2
2970 Haleko Road Suite 201
City State/Province/Country ZIP/Postal Code
Lihue HI 96766
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
FL
HI
NV
PA
SC
WA

Recipient
Recipient CRD Number    None
Lara J. Vanian 4818018
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Direct Capital Securities, Inc. 29639
Street Address 1 Street Address 2
1250 S. Capital of Texas Highway Building 1, Suite 400
City State/Province/Country ZIP/Postal Code
Austin TX 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA

Recipient
Recipient CRD Number    None
Richard D. Beltz 4906022
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher and Company Financial Services Inc. 13609
Street Address 1 Street Address 2
122 SE First Street
City State/Province/Country ZIP/Postal Code
Fairfax MN 55332
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
FL
IA
MN

Recipient
Recipient CRD Number    None
Brian S. Schimpf 5062867
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel, Fisher and Company Financial Services Inc. 13609
Street Address 1 Street Address 2
122 SE First Street
City State/Province/Country ZIP/Postal Code
Fairfax MN 55332
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MN

Recipient
Recipient CRD Number    None
Garry W. Yee 4927888
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Securities Corporation 7569
Street Address 1 Street Address 2
810 Richards Street, Suite 755
City State/Province/Country ZIP/Postal Code
Honolulu HI 96813
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA
HI

Recipient
Recipient CRD Number    None
Christopher L. Goslin 1720162
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
GunnAllen Financial, Inc. 17609
Street Address 1 Street Address 2
1211 North Westshore Boulevard Suite 105
City State/Province/Country ZIP/Postal Code
Tampa FL 33607
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
DE
FL
GA
HI
IL
MD
MA
MI
NJ
NY
NC
OH
OK
PA
RI
TN
TX
VA
WA

Recipient
Recipient CRD Number    None
John H. Cadwell 2862886
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cullum & Burkes Securities, Inc. 46600
Street Address 1 Street Address 2
881 Dover Drive No. 11
City State/Province/Country ZIP/Postal Code
Newport Beach CA 92663
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA
GA
MA
NV
OH
PA
VA

Recipient
Recipient CRD Number    None
John M. Butler 1951436
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Security Corporation 47536
Street Address 1 Street Address 2
7240 S. Highland Drive Suite 103
City State/Province/Country ZIP/Postal Code
Salt Lake City UT 84121
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
KS
NV
UT

Recipient
Recipient CRD Number    None
Pacific West Securities, Inc. 6390
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
555 S. Renton Village Place, Suite 700
City State/Province/Country ZIP/Postal Code
Renton WA 98057
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Christopher T. Miller 4044818
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Private Asset Group, Inc. 142541
Street Address 1 Street Address 2
2522 Chambers Road, Suite 100
City State/Province/Country ZIP/Postal Code
Tustin CA 92780
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
HI
NY
OH
OR
TX
WA

Recipient
Recipient CRD Number    None
James Scott McKee 3222516
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Bethel, Fisher and Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
834 Pearl Street
City State/Province/Country ZIP/Postal Code
Eugene OR 97401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AL
AK
AZ
AR
CA
CO
DE
DC
FL
GA
HI
ID
IL
IN
IA
MA
MI
MO
MT
NE
NV
NJ
NM
NY
NC
OH
OK
OR
PA
SC
TN
TX
UT
VA
WA
WV
WI

Recipient
Recipient CRD Number    None
Toni L. Sutherland 2729672
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
9039 Soquel Drive, Suite 2
City State/Province/Country ZIP/Postal Code
Aptos CA 95003
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
FL
HI
NV
NJ

Recipient
Recipient CRD Number    None
Michael L. Staines, Jr. 5303142
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Bethel, Fisher and Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
5701 Lonetree Blvd, 224
City State/Province/Country ZIP/Postal Code
Rocklin CA 95765
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AZ
CA
IL
NJ
NY
PA
TX

Recipient
Recipient CRD Number    None
T. J. Iwan Setro 1428815
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Bethel, Fisher and Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
2992 Reidville Road
City State/Province/Country ZIP/Postal Code
Spartanburg SC 29301-5634
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
GA
NC
SC
VA

Recipient
Recipient CRD Number    None
John G. Chess 4812430
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital Corp. 30613
Street Address 1 Street Address 2
4263 Gavin Lane
City State/Province/Country ZIP/Postal Code
Columbus OH 43220
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NY
OH

13. Offering and Sales Amounts

Total Offering Amount $16,570,000 USD
or    Indefinite
Total Amount Sold $6,947,167 USD
Total Remaining to be Sold $9,622,833 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
50

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $1,657,000 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,840,620 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
TNP 6700 Santa Monica Boulevard, DST Anthony W. Thompson Anthony W. Thompson Managing Member and CEO of Sponsor 2009-10-06

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.