This is the Primary Document downloaded from EDGAR on 12/8/2014 5:20:54 AM EST for EFDID 7002 and Accession Number 0001469214-10-000006.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Expires: August 31, 2015
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001469214
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
RIDGEWOOD ENERGY B-1 FUND, LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2009
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
RIDGEWOOD ENERGY B-1 FUND, LLC
Street Address 1 Street Address 2
14 PHILIPS PARKWAY
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
MONTVALE NJ 07645 201-447-9000

3. Related Persons

Last Name First Name Middle Name
Ridgewood Energy Corporation
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Swanson Robert E.
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation
Last Name First Name Middle Name
Gold Robert L.
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation
Last Name First Name Middle Name
McSherry Kathleen H.
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation
Last Name First Name Middle Name
Tabor Greg
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation
Last Name First Name Middle Name
Gulino Daniel V.
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation
Last Name First Name Middle Name
Valdes Mirna
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation
Last Name First Name Middle Name
Swanson Matthew
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation
Last Name First Name Middle Name
Lang Kenneth
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/PostalCode
Ridgewood NJ 07450
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

of Ridgewood Energy Corporation

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
X Pooled Investment Fund
   Hedge Fund
   Private Equity Fund
   Venture Capital Fund
X Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes X No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable X Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2009-11-01    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

   Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $50,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
David Dryer 2179498
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alliance Affiliated Equities Corporation 23928
Street Address 1 Street Address 2
One Ward Parkway Suite 345
City State/Province/Country ZIP/Postal Code
Kansas City MO 64112
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IA
KS
MO
NY
Recipient
Recipient CRD Number    None
Stephen L. Bruneau 870787
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ameritas Investment Corp 14869
Street Address 1 Street Address 2
42 Fairview Road
City State/Province/Country ZIP/Postal Code
Weston MA 02493
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MA
Recipient
Recipient CRD Number    None
Theodore Kovaleff 2748331
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Horwitz & Associates 5611
Street Address 1 Street Address 2
454 Riverside Drive Apt 7B
City State/Province/Country ZIP/Postal Code
New York NY 10027
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NY
Recipient
Recipient CRD Number    None
William W. Gammon 1811853
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial Inc. 30833
Street Address 1 Street Address 2
1122 Kenilworth Drive Suite 201
City State/Province/Country ZIP/Postal Code
Towson MD 21204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MD
Recipient
Recipient CRD Number    None
David B White 1382131
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial Inc. 30833
Street Address 1 Street Address 2
40900 Woodward Ave Suite 270
City State/Province/Country ZIP/Postal Code
Bloomfield Hills MI 48304
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
MI
NY
TX
Recipient
Recipient CRD Number X None
Crown Capital Securities, L.P. None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
725 Town & Country Road Suite 530
City State/Province/Country ZIP/Postal Code
Orange CA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
John Doane 4083486
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Detwiler Fenton and Company 1794
Street Address 1 Street Address 2
150 Federal Street 28th Floor
City State/Province/Country ZIP/Postal Code
Boston MA 02110
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MA
Recipient
Recipient CRD Number    None
James Lockhart 4415115
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
EDI Financial, Inc. 15699
Street Address 1 Street Address 2
1024 Berkeley Hall Blvd
City State/Province/Country ZIP/Postal Code
Bluffton SC 29909
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PA
Recipient
Recipient CRD Number    None
Richard Braverman 1023227
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management 120894
Street Address 1 Street Address 2
2173 Embassy Drive
City State/Province/Country ZIP/Postal Code
Lancaster PA 17603
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PA
Recipient
Recipient CRD Number X None
Hantz Financial Services Inc. None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Hantz Financial Services, Inc. 46047
Street Address 1 Street Address 2
24901 Northwestern Highway Suite 710
City State/Province/Country ZIP/Postal Code
Southfield MI 48075
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
IA
MI
NV
NC
OH
TX
Recipient
Recipient CRD Number    None
Sean Elerick 3107856
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Huntington Investment Company 16986
Street Address 1 Street Address 2
154 West Main Street
City State/Province/Country ZIP/Postal Code
St. Clairsville OH 43950
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OH
Recipient
Recipient CRD Number    None
Alex P. Kline 1271785
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Huntington Investment Company 16986
Street Address 1 Street Address 2
Centre City Tower, 650 Smithfield Street Suite 1000
City State/Province/Country ZIP/Postal Code
Pittsburgh PA 15222
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PA
Recipient
Recipient CRD Number    None
Joe Miller 1172989
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group 7717
Street Address 1 Street Address 2
12636 High Bluff Drive, Suite 100
City State/Province/Country ZIP/Postal Code
San Diego CA 92130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
MN
MO
NV
NJ
WA
Recipient
Recipient CRD Number X None
Invest Financial Corporation None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Invest Financial Corporation 12984
Street Address 1 Street Address 2
8745 Henderson Road, Suite 300
City State/Province/Country ZIP/Postal Code
Tampa FL 33634
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
James P Connor 1834726
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investor Capital Corporation 30613
Street Address 1 Street Address 2
38 Triangle Park Drive, Suite 3802
City State/Province/Country ZIP/Postal Code
Cincinnati OH 45246
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IN
IA
KY
Recipient
Recipient CRD Number    None
Nathan Rewerts 2913269
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Planners, Inc. 18557
Street Address 1 Street Address 2
5950 SW 28th, Suite A
City State/Province/Country ZIP/Postal Code
Topeka KS 66614
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
KS
TX
Recipient
Recipient CRD Number X None
Transamerica Financial Advisors, Inc. None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Transamerica Financial Advisors, Inc. 16164
Street Address 1 Street Address 2
570 Carillon Parkway
City State/Province/Country ZIP/Postal Code
St. Petersburg FL 33716
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
J. Jay Jaso Jr. 1369773
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
McNally Financial Services 121196
Street Address 1 Street Address 2
1115 Tranquil Trail Drive
City State/Province/Country ZIP/Postal Code
San Antonio TX 78232
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MD
Recipient
Recipient CRD Number    None
David D. McNally 839798
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
McNally Financial Services 121196
Street Address 1 Street Address 2
1115 Tranquil Trail Drive
City State/Province/Country ZIP/Postal Code
San Antonio TX 78232
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
TX
Recipient
Recipient CRD Number X None
Next Financial Group None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Next Financial Group 46214
Street Address 1 Street Address 2
672 Ridge Hill Drive
City State/Province/Country ZIP/Postal Code
New Braunfels TX 78130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
NY
TX
Recipient
Recipient CRD Number X None
NFP Securities None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
NFP Securities 42046
Street Address 1 Street Address 2
1250 Capital of Texas Highway Suite 2-125
City State/Province/Country ZIP/Postal Code
Austin TX 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number X None
ProEquities, Inc. None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ProEquities, Inc. 15708
Street Address 1 Street Address 2
2801 Highway 280 South
City State/Province/Country ZIP/Postal Code
Birmingham AL 35223
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Robert Swanson 1332429
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ridgewood Securities Corp 15453
Street Address 1 Street Address 2
947 Linwood Avenue
City State/Province/Country ZIP/Postal Code
Ridgewood NJ 07450
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
IL
MN
NJ
NY
VA
Recipient
Recipient CRD Number X None
SagePoint Financial None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SagePoint Financial 133763
Street Address 1 Street Address 2
2800 North Central Avenue, Suite 2100
City State/Province/Country ZIP/Postal Code
Phoenix AZ 85004
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number X None
S.I.I. Investments None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
S.I.I. Investments 2225
Street Address 1 Street Address 2
5555 Grande Market Dr
City State/Province/Country ZIP/Postal Code
Appleton WI 54913
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
IN
KS
NV
OH
OR
WI
Recipient
Recipient CRD Number    None
Joel Johnson 1941908
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Silver Oak Securities, Inc. 46947
Street Address 1 Street Address 2
100 Great Meadow Road Suite 502
City State/Province/Country ZIP/Postal Code
Wethersfield CT 06109
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CT
Recipient
Recipient CRD Number    None
R. Randall Rainey 4570460
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad Advisors Inc. 25803
Street Address 1 Street Address 2
7500 San Felipe, Suite 600
City State/Province/Country ZIP/Postal Code
Houston TX 77063
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number X None
Triad Advisors Inc. None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Triad Advisors Inc. 25803
Street Address 1 Street Address 2
511 N. Maitland Avene
City State/Province/Country ZIP/Postal Code
Maitland FL 32751
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Aaron P. Sevigny 4314368
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
United Planners Financial Services 20804
Street Address 1 Street Address 2
24850 Burnt Pine Dr, Suite 4-5
City State/Province/Country ZIP/Postal Code
Bonita Springs FL 34134
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
OH
Recipient
Recipient CRD Number    None
Lynn McKelvey 3116799
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ING Financial Partners 2882
Street Address 1 Street Address 2
17117 Salt Mine Road
City State/Province/Country ZIP/Postal Code
Ramona CA 92065
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Ruth Forsyth 1966411
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ameritas Investment Corp 14863
Street Address 1 Street Address 2
789 Holiday Drive Bld. #11 - Foster Plaza
City State/Province/Country ZIP/Postal Code
Pittsburgh PA 15220
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PA
Recipient
Recipient CRD Number    None
Heidi Michitsch 2449751
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Clark Dodge & Company 23288
Street Address 1 Street Address 2
115 East 87th Street Apt 39E
City State/Province/Country ZIP/Postal Code
New York NY 10128
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CO
FL
Recipient
Recipient CRD Number    None
David Demars 2903749
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital 6312
Street Address 1 Street Address 2
104 S. Freya Street Suite 218 Lilac Flag Bldg
City State/Province/Country ZIP/Postal Code
Spokane WA 99202
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WA
Recipient
Recipient CRD Number    None
William Ring 1048825
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital 6312
Street Address 1 Street Address 2
27416 Betanzos
City State/Province/Country ZIP/Postal Code
Mission Viego CA 92690
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
James Armstrong 1014619
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DH Hill Securities 41528
Street Address 1 Street Address 2
6403 Knollview Drive
City State/Province/Country ZIP/Postal Code
Spring TX 77389
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number    None
Mcclain David Post 366255
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
EDI Financial, Inc. 15699
Street Address 1 Street Address 2
1024 Berkeley Hall Blvd
City State/Province/Country ZIP/Postal Code
Bluffton SC 29909
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PA
Recipient
Recipient CRD Number    None
Christine Tang 4774839
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
15145 Woodlawn Avenue #100
City State/Province/Country ZIP/Postal Code
Tustin CA 92780
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Hugh Halsey 4516923
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
105 N. Sykes Creek Parkway Suite 100
City State/Province/Country ZIP/Postal Code
Merritt Island FL 32953
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
Recipient
Recipient CRD Number    None
Janet Montgomery 853307
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
P.O. Box 1115
City State/Province/Country ZIP/Postal Code
Brookshire TN 77423
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number    None
Robert Cochran 843158
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
FSC Securities Corporation 7461
Street Address 1 Street Address 2
449 N. Potomac Street
City State/Province/Country ZIP/Postal Code
Hagerstown MD 21710
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PA
Recipient
Recipient CRD Number    None
Grant Conness 4778193
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
GF Investment Services 132939
Street Address 1 Street Address 2
1031 Alternatives Group 1200 N. Federal Highway, Suite 200
City State/Province/Country ZIP/Postal Code
Boca Raton FL 33432
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
Recipient
Recipient CRD Number    None
Daniel Loy 3029654
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ING Financial Partners 2882
Street Address 1 Street Address 2
20480 Pacifica Drive Suite A
City State/Province/Country ZIP/Postal Code
Cupertino CA 95014
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Thomas Ealy 863042
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Planners, Inc. 18557
Street Address 1 Street Address 2
1802 Fox Drive Suite C
City State/Province/Country ZIP/Postal Code
Champaign IL 61820
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
IL
SC
Recipient
Recipient CRD Number    None
Charles Shanberg 4328692
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
JW Cole Financial Inc. 124583
Street Address 1 Street Address 2
3001 Countryside Blvd.
City State/Province/Country ZIP/Postal Code
Clearwater FL 33761
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
Recipient
Recipient CRD Number    None
Michale Vanhorenbeck 1997422
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
JW Cole Financial Inc. 124583
Street Address 1 Street Address 2
3001 Countryside Blvd
City State/Province/Country ZIP/Postal Code
Clearwater FL 33761
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FL
Recipient
Recipient CRD Number    None
Allan Mead 330631
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chapin Davis 28116
Street Address 1 Street Address 2
Alexander Brown 2 Village Square
City State/Province/Country ZIP/Postal Code
Baltimore MD 21210
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MD
Recipient
Recipient CRD Number    None
Anthony Pace 2115209
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
M Holdings 43285
Street Address 1 Street Address 2
100 Northfield Drive
City State/Province/Country ZIP/Postal Code
Windsor CT 06095
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CT
Recipient
Recipient CRD Number    None
Peter Chung 1700865
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Sierra Equity Group 36518
Street Address 1 Street Address 2
2255 Glades Road
City State/Province/Country ZIP/Postal Code
Boca Raton FL 33431
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Joshua Hyman 4542855
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Planning Corporation 29604
Street Address 1 Street Address 2
233 Needham Street
City State/Province/Country ZIP/Postal Code
Newton MA 02464
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MA
Recipient
Recipient CRD Number    None
Joseph Russo 407792
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Planning Corporation 29604
Street Address 1 Street Address 2
230 2nd Street SE
City State/Province/Country ZIP/Postal Code
Cedar Rapids IA 52401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IA
Recipient
Recipient CRD Number    None
Lawrence Harkavy 2218203
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Oppenheimer & Co. 249
Street Address 1 Street Address 2
700 Veterans Memorial Highway
City State/Province/Country ZIP/Postal Code
Hauppauge NY 11788
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NY
Recipient
Recipient CRD Number X None
Questar Capital Corporation None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Questar Capital Corporation 43100
Street Address 1 Street Address 2
5701 Golden Hills Drive
City State/Province/Country ZIP/Postal Code
Minneapolis MN 55416
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number X None
Royal Alliance & Associates, Inc. None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Royal Alliance & Associates, Inc. 23131
Street Address 1 Street Address 2
One World Financial Center
City State/Province/Country ZIP/Postal Code
New York NY 10281
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NY

13. Offering and Sales Amounts

Total Offering Amount $50,000,000 USD
or    Indefinite
Total Amount Sold $19,321,021 USD
Total Remaining to be Sold $30,678,979 USD
or    Indefinite

Clarification of Response (if Necessary):

May be increased to $80,000,000 or more

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
231

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $4,500,000 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

Assuming total offering amount is sold.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$4,000,000 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
RIDGEWOOD ENERGY B-1 FUND, LLC Mirna Valdes Mirna Valdes Vice President of the Manager 2010-02-11

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.