This is the Primary Document downloaded from EDGAR on 12/11/2014 7:30:53 PM EST for EFDID 23782 and Accession Number 0001499963-10-000002.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Expires: August 31, 2015
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001499963
   Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
X Other (Specify)

Delaware Statutory Trust
Name of Issuer
TNP 121 S. Martin Luther King Blvd., DST
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2010
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
TNP 121 S. Martin Luther King Blvd., DST
Street Address 1 Street Address 2
C/O THOMPSON NATIONAL PROPERTIES, LLC 1900 MAIN STREET, SUITE 700
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
IRVINE CALIFORNIA 92614 949-833-8252

3. Related Persons

Last Name First Name Middle Name
Thompson Anthony W.
Street Address 1 Street Address 2
c/o Thompson National Properties, LLC 1900 Main Street, Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CALIFORNIA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Managing Member and CEO of Sponsor, Thompson National Properties, LLC
Last Name First Name Middle Name
Maurer Jack R.
Street Address 1 Street Address 2
c/o Thompson National Properties, LLC 1900 Main Street, Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CALIFORNIA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Lal Christopher M.
Street Address 1 Street Address 2
c/o Thompson National Properties, LLC 1900 Main Street, Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CALIFORNIA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Loukas Michael N.
Street Address 1 Street Address 2
c/o Thompson National Properties, LLC 1900 Main Street, Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CALIFORNIA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Howard Johnna
Street Address 1 Street Address 2
c/o Thompson National Properties, LLC 1900 Main Street, Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CALIFORNIA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
Worcester Wendy
Street Address 1 Street Address 2
c/o Thompson National Properties, LLC 1900 Main Street, Suite 700
City State/Province/Country ZIP/PostalCode
Irvine CALIFORNIA 92614
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
X Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii) X Investment Company Act Section 3(c)
X Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
X Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2010-08-20    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $25,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
William M. Swayne II 440968
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
420 Boylston Ave E
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98102
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH CAROLINA
VIRGINIA
LOUISIANA
GEORGIA
DISTRICT OF COLUMBIA
OHIO
MINNESOTA
KENTUCKY
WASHINGTON
ILLINOIS
OREGON
NEW MEXICO
MASSACHUSETTS
MISSISSIPPI
DELAWARE
WEST VIRGINIA
HAWAII
FLORIDA
KANSAS
SOUTH DAKOTA
ALASKA
IDAHO
RHODE ISLAND
NEW YORK
NORTH CAROLINA
NEW HAMPSHIRE
MONTANA
COLORADO
WISCONSIN
OKLAHOMA
NEBRASKA
NEVADA
MICHIGAN
MARYLAND
TEXAS
VERMONT
ARIZONA
INDIANA
ALABAMA
CALIFORNIA
UTAH
WYOMING
NORTH DAKOTA
PENNSYLVANIA
ARKANSAS
CONNECTICUT
NEW JERSEY
MAINE
IOWA
MISSOURI
Recipient
Recipient CRD Number    None
Dwight K. Kay 5376903
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Independent Financial Group, LLC 7717
Street Address 1 Street Address 2
12636 High Bluff Drive Suite 100
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
CALIFORNIA
COLORADO
OHIO
Recipient
Recipient CRD Number    None
Mark A. Cline 3206962
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Great Nation Investment Corporation 19981
Street Address 1 Street Address 2
400 S. E. 12th Street Suite E
City State/Province/Country ZIP/Postal Code
Ft. Lauderdale FLORIDA 33316
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
TEXAS
WASHINGTON
FLORIDA
Recipient
Recipient CRD Number    None
John M. Butler 1951436
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investment Security Corporation 47536
Street Address 1 Street Address 2
7240 S. Highland Drive Suite 103
City State/Province/Country ZIP/Postal Code
Salt Lake City UTAH 84121
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
KANSAS
NEVADA
UTAH
CALIFORNIA
Recipient
Recipient CRD Number    None
Timothy A. Romig 1101718
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kalos Capital, Inc. 44337
Street Address 1 Street Address 2
756 Cumberland Street
City State/Province/Country ZIP/Postal Code
Lebanon PENNSYLVANIA 17042
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Jack R. Maurer 3081542
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
TNP Securities, LLC 149178
Street Address 1 Street Address 2
1900 Main Street Suite 700
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92614
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Christopher M. Schellin 5575534
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Beacon Partners, Inc. 15791
Street Address 1 Street Address 2
3603 N. Hastings Way Suite 100
City State/Province/Country ZIP/Postal Code
Eau Claire WISCONSIN 54703
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
CALIFORNIA
MISSOURI
FLORIDA
NEW MEXICO
Recipient
Recipient CRD Number    None
William F. White 2168943
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Primex 29394
Street Address 1 Street Address 2
45 Knollwood Road 4th Floor
City State/Province/Country ZIP/Postal Code
Elmsford NEW YORK 10523
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW YORK
CALIFORNIA
Recipient
Recipient CRD Number    None
George C. Merhoff, Jr. 2918171
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
626 S. 7th Street
City State/Province/Country ZIP/Postal Code
Klamath Falls OREGON 97601
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH CAROLINA
CALIFORNIA
UTAH
HAWAII
COLORADO
NEVADA
SOUTH DAKOTA
WASHINGTON
ARIZONA
ILLINOIS
IOWA
OREGON
IDAHO
Recipient
Recipient CRD Number    None
Edward D. Kirkwood 1314686
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities, L.P. 6312
Street Address 1 Street Address 2
4000 MacArthur Blvd. Suite 730
City State/Province/Country ZIP/Postal Code
Newport Beach CALIFORNIA 92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
TEXAS
MASSACHUSETTS
Recipient
Recipient CRD Number    None
Donald T. Milin 334302
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Western International Securities, Inc. 39262
Street Address 1 Street Address 2
70 South Lake Avenue Suite 700
City State/Province/Country ZIP/Postal Code
Pasadena CALIFORNIA 91101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
CALIFORNIA
WASHINGTON
MISSOURI
Recipient
Recipient CRD Number    None
Jason T. Hill 3209702
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
909 S. Meridian Suite #150
City State/Province/Country ZIP/Postal Code
Oklahoma City OKLAHOMA 73108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OKLAHOMA
NEW YORK
NEBRASKA
CALIFORNIA
TEXAS
GEORGIA
FLORIDA
NEW MEXICO
INDIANA
Recipient
Recipient CRD Number    None
Donna M. Stevenson 2856535
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Pacific West Securities, Inc. 6390
Street Address 1 Street Address 2
100 Town Square Road 2nd Floor, Suite 120
City State/Province/Country ZIP/Postal Code
Copperopolis CALIFORNIA 95228
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OKLAHOMA
NEVADA
CALIFORNIA
GEORGIA
FLORIDA
Recipient
Recipient CRD Number    None
Brian D. Vosberg 4476509
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
907 S. Myrtle Avenue
City State/Province/Country ZIP/Postal Code
Monrovia CALIFORNIA 91016
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
SOUTH DAKOTA
NORTH DAKOTA

13. Offering and Sales Amounts

Total Offering Amount $7,880,000 USD
or    Indefinite
Total Amount Sold $3,008,159 USD
Total Remaining to be Sold $4,871,841 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
17

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $551,600 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$275,800 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
TNP 121 S. Martin Luther King Blvd., DST /Anthony W. Thompson/ Anthony W. Thompson Managing Member and CEO of Sponser 2010-12-01

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.