This is the Primary Document downloaded from EDGAR on 12/13/2014 2:57:15 PM EST for EFDID 69194 and Accession Number 0001568202-14-000001.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Expires: August 31, 2015
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001568202
   Corporation
X Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
APX Drilling Partners 2013-A, LP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2013
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
APX Drilling Partners 2013-A, LP
Street Address 1 Street Address 2
591 DELAWARE AVENUE
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
BUFFALO NEW YORK 14202 716-855-8090

3. Related Persons

Last Name First Name Middle Name
Reich Justin
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

President of APX Energy, LLC the managing general partner and promoter of the issuer.
Last Name First Name Middle Name
Cohen David
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice Presdent of APX Energy, LLC the managing general partner and promoter of the issuer.
Last Name First Name Middle Name
Dancy Scott
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President of APX Energy, LLC and the managing general partner and prmoter of the issuer.
Last Name First Name Middle Name
Fagan Josh
Street Address 1 Street Address 2
723 Interstate East Suite 239
City State/Province/Country ZIP/PostalCode
Denton TEXAS 76205
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

National Sales Director of APX Energy, LLC, the managing general partner and promoter of the issuer.
Last Name First Name Middle Name
Donnelly Kyle
Street Address 1 Street Address 2
723 S. Interstate East Suite 239
City State/Province/Country ZIP/PostalCode
Denton TEXAS 76205
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Vice President of Sales of APX Energy, LLC, the managing general partner and promoter of the issuer.

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
X Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
   Rule 505
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2013-03-08    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $1,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
ARI Financial Services, Inc. 137608
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
10740 Nall Avenue Suite 235
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66211
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
1st Global Capital Corp. 30349
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
1270 Merit Drive Suite 1200
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75251
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
David Dyer 2179498
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alliance Affiliated Equities Corp. 23928
Street Address 1 Street Address 2
7227 Metcalf Avenue 201
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Thomas Cameron 6106348
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alliance Affiliated Equities Corp 23928
Street Address 1 Street Address 2
7227 Metcalf Avenue 201
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
ILLINOIS
KANSAS
MICHIGAN
MISSOURI
PENNSYLVANIA
UTAH
Recipient
Recipient CRD Number    None
Michael Roberts 5652195
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alliance Affiliated Equities Corp 23928
Street Address 1 Street Address 2
7227 Metcalf Avenue 201
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
ILLINOIS
INDIANA
IOWA
KANSAS
MICHIGAN
MINNESOTA
MISSOURI
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Marshall Dean III 5477075
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Alliance Affiliated Equities Corp 23928
Street Address 1 Street Address 2
Alliance Affiliated Equities Corp 201
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66204
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
CONNECTICUT
FLORIDA
GEORGIA
IDAHO
IOWA
KANSAS
MICHIGAN
MISSOURI
NEVADA
NEW HAMPSHIRE
NEW JERSEY
UTAH
WASHINGTON
WYOMING
Recipient
Recipient CRD Number    None
American Portfolios Financial Services, Inc. 18487
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
4250 Veterans Memorial Highway 4th Floor East
City State/Province/Country ZIP/Postal Code
Holbrook NEW YORK 11741
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Andrew Topka 5070107
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher & Co. Financial Services Inc 13609
Street Address 1 Street Address 2
192 East Bay Street 200
City State/Province/Country ZIP/Postal Code
Charleston SOUTH CAROLINA 29401
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
GEORGIA
KENTUCKY
MASSACHUSETTS
MICHIGAN
MINNESOTA
NEW HAMPSHIRE
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
PENNSYLVANIA
RHODE ISLAND
SOUTH CAROLINA
VIRGINIA
WYOMING
Recipient
Recipient CRD Number    None
Charles Haddad 2553152
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher & Co. Financial Services Inc 13609
Street Address 1 Street Address 2
701 Tama Street Building B
City State/Province/Country ZIP/Postal Code
Marion IOWA 52302
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
ILLINOIS
MICHIGAN
NEBRASKA
NORTH CAROLINA
OHIO
OKLAHOMA
PENNSYLVANIA
TEXAS
WASHINGTON
Recipient
Recipient CRD Number    None
Gilbert Sabatka 1229982
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher & Co. Financial Services Inc 13609
Street Address 1 Street Address 2
227 Southwind Pl
City State/Province/Country ZIP/Postal Code
Manhattan KANSAS 66503
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
COLORADO
FLORIDA
KANSAS
MISSOURI
NEBRASKA
NORTH CAROLINA
TEXAS
Recipient
Recipient CRD Number    None
Jingbo Pan 5266959
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher & Co. Financial Services Inc 13609
Street Address 1 Street Address 2
421 New Castle Drive
City State/Province/Country ZIP/Postal Code
Cary ILLINOIS 60013
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
ILLINOIS
NEW JERSEY
WISCONSIN
Recipient
Recipient CRD Number    None
Sara Ng 2701165
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher & Co. Financial Services Inc 13609
Street Address 1 Street Address 2
1415 W 22nd Street
City State/Province/Country ZIP/Postal Code
Oakbrook ILLINOIS 60523
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
ILLINOIS
INDIANA
MASSACHUSETTS
NEW JERSEY
SOUTH CAROLINA
WISCONSIN
Recipient
Recipient CRD Number    None
Phillip King 1839137
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton & Associates, Inc. 20999
Street Address 1 Street Address 2
14497 N. Dale Mabry Hwy Suite 215
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
GEORGIA
INDIANA
KENTUCKY
LOUISIANA
MICHIGAN
NORTH CAROLINA
OHIO
SOUTH CAROLINA
TENNESSEE
VIRGINIA
WEST VIRGINIA
Recipient
Recipient CRD Number    None
David Kosen 274166
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30833
Street Address 1 Street Address 2
2300 E. Katella Avenue Suite 200
City State/Province/Country ZIP/Postal Code
Anaheim CALIFORNIA 92806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
GEORGIA
IOWA
MINNESOTA
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
Ken Finnell 1184110
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30822
Street Address 1 Street Address 2
2300 E. Katella Avenue Suite 200
City State/Province/Country ZIP/Postal Code
Anaheim CALIFORNIA 92806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
INDIANA
MARYLAND
TEXAS
WISCONSIN
Recipient
Recipient CRD Number    None
Shunsuke Jimmy Fukushi 4933092
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30822
Street Address 1 Street Address 2
2300 Katella Avenue Suite 200
City State/Province/Country ZIP/Postal Code
Anaheim CALIFORNIA 92806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
CONNECTICUT
INDIANA
KENTUCKY
NEW JERSEY
NEW YORK
Recipient
Recipient CRD Number    None
Steven Kremer 1188829
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial, Inc. 30822
Street Address 1 Street Address 2
2300 Katella Suite 200
City State/Province/Country ZIP/Postal Code
Anaheim CALIFORNIA 92806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
ILLINOIS
MASSACHUSETTS
MICHIGAN
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
SOUTH DAKOTA
VIRGINIA
WISCONSIN
Recipient
Recipient CRD Number    None
William Meyer 1018380
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cutter & Co., Inc. 22449
Street Address 1 Street Address 2
15415 Clayton Rd
City State/Province/Country ZIP/Postal Code
Ballwin MISSOURI 63011
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
INDIANA
KANSAS
KENTUCKY
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSOURI
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
PENNSYLVANIA
SOUTH CAROLINA
TENNESSEE
TEXAS
UTAH
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
James Lockhart 4415115
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Harbor Light Securities, inc. 130227
Street Address 1 Street Address 2
1211 North Westshore Blvd Suite 105
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33607
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
GEORGIA
MISSOURI
NORTH CAROLINA
OHIO
PENNSYLVANIA
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Klaus Schoenig 414748
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Harbor Light Securities, Inc. 130227
Street Address 1 Street Address 2
1211 Westshore Blvd Suite 105
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33607
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
GEORGIA
NORTH CAROLINA
OHIO
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Independent Financial Group, LLC 7717
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
12671 High Bluff Drive Suite 200
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
James Phelan 362251
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IMS Seurities, Inc. 35567
Street Address 1 Street Address 2
10205 Westheimer Suite 500
City State/Province/Country ZIP/Postal Code
Houston TEXAS 77042
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
GEORGIA
HAWAII
ILLINOIS
KANSAS
MASSACHUSETTS
NEW MEXICO
NEW YORK
NORTH CAROLINA
TEXAS
VIRGINIA
WASHINGTON
Recipient
Recipient CRD Number    None
Daryl Miller 2706426
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital Corp, Inc. 30613
Street Address 1 Street Address 2
6 Kimball Lane
City State/Province/Country ZIP/Postal Code
Lynnfield MASSACHUSETTS 01940
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
MAINE
MASSACHUSETTS
NEW YORK
Recipient
Recipient CRD Number    None
Gary Aiken 1036253
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital Corp., Inc, 30613
Street Address 1 Street Address 2
6 Kimball Lane
City State/Province/Country ZIP/Postal Code
Lynnfield MASSACHUSETTS 01940
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
IOWA
KENTUCKY
MARYLAND
MINNESOTA
MISSOURI
MONTANA
NEVADA
NEW JERSEY
NEW MEXICO
NORTH DAKOTA
OHIO
PENNSYLVANIA
SOUTH DAKOTA
VIRGINIA
WISCONSIN
WYOMING
Recipient
Recipient CRD Number    None
Stanley Marcus 2508542
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital Corp, Inc. 30613
Street Address 1 Street Address 2
6 Kimball Lane
City State/Province/Country ZIP/Postal Code
Lynnfield MASSACHUSETTS 01940
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CONNECTICUT
DELAWARE
FLORIDA
KENTUCKY
NEW JERSEY
NEW YORK
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Stuar Haw 2905167
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital Corp., Inc. 30613
Street Address 1 Street Address 2
6 Kimball Lane
City State/Province/Country ZIP/Postal Code
Lynnfield MASSACHUSETTS 09140
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
FLORIDA
IDAHO
MICHIGAN
MINNESOTA
NEW HAMPSHIRE
NORTH CAROLINA
OREGON
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Fred Baerenz 2388453
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kalos Capital 44337
Street Address 1 Street Address 2
3780 Mansell Rd Suite 150
City State/Province/Country ZIP/Postal Code
Alpharetta GEORGIA 30022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
ILLINOIS
KANSAS
KENTUCKY
MARYLAND
MASSACHUSETTS
MICHIGAN
MONTANA
NEVADA
NEW YORK
NORTH CAROLINA
TENNESSEE
UTAH
VIRGINIA
Recipient
Recipient CRD Number    None
Roger Shake 1302570
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Perryman Securities, Inc. 116502
Street Address 1 Street Address 2
12221 Merit Drive Suite 1660
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75251
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
OHIO
TEXAS
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
Steven Wachs 1025803
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Perryman Securities, Inc. 116502
Street Address 1 Street Address 2
12221 Merit Drive Suite 1660
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75251
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
TEXAS
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
William Perryman 1222746
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Perryman Securities, Inc. 116502
Street Address 1 Street Address 2
12221 Merit Drive Suite 1660
City State/Province/Country ZIP/Postal Code
Dallas TEXAS 75251
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
FLORIDA
INDIANA
NEW JERSEY
NORTH CAROLINA
OHIO
OKLAHOMA
SOUTH CAROLINA
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
Chris St. John 4357665
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Strategic Financial Alliance, Inc. 126514
Street Address 1 Street Address 2
2200 Century Pkwy Suite 500
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30345
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
CONNECTICUT
FLORIDA
GEORGIA
MARYLAND
MASSACHUSETTS
MONTANA
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
PENNSYLVANIA
SOUTH CAROLINA
TEXAS
VIRGINIA
WASHINGTON
WEST VIRGINIA
Recipient
Recipient CRD Number    None
Glenn Wilkinson 2115640
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Strategic Financial Alliance, Inc. 126514
Street Address 1 Street Address 2
2200 Century Parkway Suite 500
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30345
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
KANSAS
KENTUCKY
MARYLAND
MINNESOTA
NEW JERSEY
NEW YORK
NORTH CAROLINA
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
VIRGINIA
WEST VIRGINIA
Recipient
Recipient CRD Number    None
Richard Sanford 725314
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
The Strategic Financial Alliance, Inc. 126514
Street Address 1 Street Address 2
2200 Century Pkwy Suite 500
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30345
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
CALIFORNIA
COLORADO
ILLINOIS
TEXAS
Recipient
Recipient CRD Number    None
Brian Lehner 198449
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VFG Securities, Inc. 15121
Street Address 1 Street Address 2
100 Corporate Pointe Suite 382
City State/Province/Country ZIP/Postal Code
Culver City CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
MICHIGAN
OHIO
Recipient
Recipient CRD Number    None
Jason Vanclef 5096529
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VFG Securities, Inc. 15121
Street Address 1 Street Address 2
100 Corporate Pointe Suite 382
City State/Province/Country ZIP/Postal Code
Culver City CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
KENTUCKY
NEVADA
OHIO
OREGON
TENNESSEE
TEXAS
WISCONSIN
Recipient
Recipient CRD Number    None
Mark Trewitt 1364990
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VFG Securities, Inc 15121
Street Address 1 Street Address 2
100 Corporate Pointe Suite 382
City State/Province/Country ZIP/Postal Code
Culver City CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
MARYLAND
NEBRASKA
PENNSYLVANIA
TEXAS
UTAH

13. Offering and Sales Amounts

Total Offering Amount $50,000,000 USD
or    Indefinite
Total Amount Sold $15,445,900 USD
Total Remaining to be Sold $34,554,100 USD
or    Indefinite

Clarification of Response (if Necessary):

Offering is closed.

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
252

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $1,176,905 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,265,297 USD
X Estimate

Clarification of Response (if Necessary):

Managing general partner received an engineering and completion fee based on issuer's share of the cost of the wells it drills.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
APX Drilling Partners 2013-A, LP David Cohen David Cohen V. P., APX Energy, LLC 2014-01-24

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.