This is the Primary Document downloaded from EDGAR on 1/18/2017 12:12:10 PM EST for EFDID 167633 and Accession Number 0001677797-17-000001.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001677797
   Corporation
X Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
APX New Harmony Partners-A, LP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2015
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
APX New Harmony Partners-A, LP
Street Address 1 Street Address 2
591 DELAWARE AVENUE
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
BUFFALO NEW YORK 14222 7168558090

3. Related Persons

Last Name First Name Middle Name
Reich Justin
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive office of APX Energy, LLC, the managing general partner and sponsor of the issuer.
Last Name First Name Middle Name
Dancy Scott
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive officer of APX Energy, LLC, the managing general partner and sponsor of the issuer.
Last Name First Name Middle Name
Cohen David
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive officer of APX Energy, LLC the managing general partner and sponsor of the issuer.
Last Name First Name Middle Name
Fagan Josh
Street Address 1 Street Address 2
2028 East Hickory Hill Rd Suite 300
City State/Province/Country ZIP/PostalCode
Argyle TEXAS 76226
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

National Sales Director of APX Energy, LLC, the managing general partner and sponsor of the issuer.
Last Name First Name Middle Name
Donnelly Kyle
Street Address 1 Street Address 2
2028 East Hickory Hill Rd Suite 300
City State/Province/Country ZIP/PostalCode
Argyle TEXAS 76226
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President of Sales of APX Energy, LLC, the managing general partner and sponsor of the issuer.

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
X Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
X No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
   Rule 505
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2016-09-23    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $5,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
JCC Advisors, LLC 146776
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
3012 Ivy Glenn Drive Suite 180
City State/Province/Country ZIP/Postal Code
Laguna Niguel CALIFORNIA 92677
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
IOWA
KANSAS
LOUISIANA
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSOURI
NEBRASKA
NEW JERSEY
NEW YORK
NORTH CAROLINA
OHIO
OREGON
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
VIRGINIA
WASHINGTON
Recipient
Recipient CRD Number    None
Thomas Nixon 833930
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Elish & Elish 24409
Street Address 1 Street Address 2
169 E. Pike Street
City State/Province/Country ZIP/Postal Code
Cannonsburg PENNSYLVANIA 15317
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
PENNSYLVANIA
Recipient
Recipient CRD Number    None
Richard Jackman 2501641
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Crown Capital Securities 6312
Street Address 1 Street Address 2
725 Town & Country Road Suite 350
City State/Province/Country ZIP/Postal Code
Orange CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Blayne Anderson 5727397
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115368
Street Address 1 Street Address 2
300 Parkland Plaza
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IDAHO
Recipient
Recipient CRD Number    None
Nathan Tiarks 4130957
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115368
Street Address 1 Street Address 2
300 Parkland Plaza
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Taylor Ashland 5732470
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115638
Street Address 1 Street Address 2
300 Parkland Plaza
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OREGON
Recipient
Recipient CRD Number    None
Sigma Financial Corp 14303
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
300 Parkland Plaza
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
ILLINOIS
MICHIGAN
MINNESOTA
Recipient
Recipient CRD Number    None
Frank Chauner 735725
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chauner Securities 10075
Street Address 1 Street Address 2
666 Dundee Rd Suite 903
City State/Province/Country ZIP/Postal Code
Northbrook ILLINOIS 60062
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ILLINOIS
Recipient
Recipient CRD Number    None
Madison Avenue Securities 23224
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
15050 Avenue of Science Suite 150
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92128
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
ILLINOIS
MARYLAND
MISSOURI
WASHINGTON
Recipient
Recipient CRD Number    None
First Allied Securities 32444
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
655 West Broadway 12th Floor
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
FLORIDA
MICHIGAN
TEXAS
Recipient
Recipient CRD Number    None
James Franklin 4799613
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors 10299
Street Address 1 Street Address 2
4600 S. Syracuse Suite 600
City State/Province/Country ZIP/Postal Code
Denver COLORADO 80237
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Kiffin Anderson 4668159
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors 10299
Street Address 1 Street Address 2
4600 S. Syracuse Suite 600
City State/Province/Country ZIP/Postal Code
Denver COLORADO 80237
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEBRASKA
Recipient
Recipient CRD Number    None
Tristan Bliesner 5206253
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors 10299
Street Address 1 Street Address 2
4600 S. Syracuse Suite 600
City State/Province/Country ZIP/Postal Code
Denver COLORADO 80237
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VIRGINIA
Recipient
Recipient CRD Number    None
Brett Anderson 2614044
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Adisors Networks 13572
Street Address 1 Street Address 2
200 N. Sepulveda Blvd Suite 1300
City State/Province/Country ZIP/Postal Code
El Segundo CALIFORNIA 90245
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Matthew Fish 3135075
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors Networks 13572
Street Address 1 Street Address 2
200 N. Sepulveda Blvd Suite 1300
City State/Province/Country ZIP/Postal Code
El Segundo CALIFORNIA 90245
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Gerald Januschka 1362205
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cetera Advisors Networks 13572
Street Address 1 Street Address 2
200 N. Spulveda Blvd Suite 1300
City State/Province/Country ZIP/Postal Code
El Segundo CALIFORNIA 90245
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Centaurus Financial 30833
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
2300 E. Katella Avenue Suite 200
City State/Province/Country ZIP/Postal Code
Anaheim CALIFORNIA 92806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
IDAHO
MINNESOTA
Recipient
Recipient CRD Number    None
Kalos Capital 44337
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
11525 Prak Woods Circle Suite 280
City State/Province/Country ZIP/Postal Code
Alpharetta GEORGIA 30005
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
FLORIDA
MARYLAND
MICHIGAN
MINNESOTA
NEW JERSEY
NORTH CAROLINA
OHIO
RHODE ISLAND
SOUTH CAROLINA
TEXAS
WASHINGTON
Recipient
Recipient CRD Number    None
Josephine Erwin Bock 2887883
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Girard Securities 18697
Street Address 1 Street Address 2
9560 Waples Street Suite B
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92121
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
LOUISIANA
Recipient
Recipient CRD Number    None
Thomas Baumler 1283960
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Girard Securities 18697
Street Address 1 Street Address 2
9560 Waples Street Suite B
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92121
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
LOUISIANA
Recipient
Recipient CRD Number    None
Brandon Barile 2554323
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory 10645
Street Address 1 Street Address 2
390 North Orange Street Suite 750
City State/Province/Country ZIP/Postal Code
Orlando FLORIDA 32801
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Independent Financial Group 7717
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
12671 High Bluff Drive Suite 200
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
HAWAII
MARYLAND
MASSACHUSETTS
MICHIGAN
NEW JERSEY
TENNESSEE
TEXAS
WASHINGTON
Recipient
Recipient CRD Number    None
Mark Atchity 2530342
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ARI Financial Services 137608
Street Address 1 Street Address 2
6240 W 135th Street Suite 214
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66223
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Brian Candler 2802438
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ARI Financial Services 137608
Street Address 1 Street Address 2
6240 W 135th Street Suite 214
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66223
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Nick Garry 5020446
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Portfolios 18487
Street Address 1 Street Address 2
4250 Veteran's Memorial HWY 4th Floor, Suite 420E
City State/Province/Country ZIP/Postal Code
Holbrook NEW YORK 11741
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
Ameritas Investment Group 14869
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
5900 "O" Street
City State/Province/Country ZIP/Postal Code
Lincoln NEBRASKA 68510
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
CALIFORNIA
NEBRASKA
Recipient
Recipient CRD Number    None
Gilbert Sabatka 1229982
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher 13609
Street Address 1 Street Address 2
4201 42nd Street Suite 100
City State/Province/Country ZIP/Postal Code
Cedar Rapids IOWA 52402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
KANSAS
Recipient
Recipient CRD Number    None
Joe Hall 833873
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher 13609
Street Address 1 Street Address 2
4201 42nd Street Suite 100
City State/Province/Country ZIP/Postal Code
Cedar Rapids IOWA 52402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Mary Oestmann 3063844
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher 13609
Street Address 1 Street Address 2
4201 42nd Street Suite 100
City State/Province/Country ZIP/Postal Code
Cedar Rapids IOWA 52402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEBRASKA
Recipient
Recipient CRD Number    None
Lisa Allen 1198978
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton & Associates 20999
Street Address 1 Street Address 2
2701 N. Rocky Point Drive Suite 1000
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33607
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Mikiel Featherston 1885948
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton & Associates 20999
Street Address 1 Street Address 2
2701 N. Rocky Point Drive Suite 1000
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33607
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Marc Seeherman 1131557
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton & Associates 20999
Street Address 1 Street Address 2
2701 N. Rocky Point Drive Suite 1000
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33607
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
NEW JERSEY
NEW YORK
Recipient
Recipient CRD Number    None
Jason Vanclef 5096529
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VFG Securities 15121
Street Address 1 Street Address 2
100 Corporate Ponte Suite 382
City State/Province/Country ZIP/Postal Code
Culver City CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Mark Trewitt 1364490
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VFG Securities 15121
Street Address 1 Street Address 2
100 Corporate Pointe Suite 382
City State/Province/Country ZIP/Postal Code
Culver City CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Murray Todd Peterson 1311730
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SCF Securities 47275
Street Address 1 Street Address 2
155 E. Shaw Avenue Suite 102
City State/Province/Country ZIP/Postal Code
Fresno CALIFORNIA 93710
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Summit Brokerage Services 34643
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
595 S. Federal Highway Suite 500
City State/Province/Country ZIP/Postal Code
Boca Raton FLORIDA 33432
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
CALIFORNIA
COLORADO
FLORIDA
GEORGIA
KANSAS
MARYLAND
NEBRASKA
NEW YORK
OREGON
TEXAS
Recipient
Recipient CRD Number    None
Jeffrey Fruchtenicht 2111746
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
United Planners Fin Serv 20804
Street Address 1 Street Address 2
7333 E. Doubletree Ranch Rd #120
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85258
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IOWA
Recipient
Recipient CRD Number    None
Todd Ackermann 2030049
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
United Planners Fin Serv 20804
Street Address 1 Street Address 2
7333 E. Dobuletree Ranch Rd #120
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85258
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number    None
Wendy A Fleishmann 5561064
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
United Planners Fin Serv 20804
Street Address 1 Street Address 2
7333 E. Doubletree Ranch Rd #120
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85258
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA

13. Offering and Sales Amounts

Total Offering Amount $100,000,000 USD
or    Indefinite
Total Amount Sold $15,560,750 USD
Total Remaining to be Sold $84,439,250 USD
or    Indefinite

Clarification of Response (if Necessary):

Offering is $75,000,000, expandable to $100,000,000.

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
222

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $1,187,349 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,073,638 USD
   Estimate

Clarification of Response (if Necessary):

The managing general partner received Engineering and Completion fees based on the issuer's share of the drilling, completion and acquisition costs of its wells.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
APX New Harmony Partners-A, LP David Cohen David Cohen VP, APX Energy, LLC, MGP 2017-01-18

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.