This is the Primary Document downloaded from EDGAR on 1/11/2018 3:15:29 PM EST for EFDID 230962 and Accession Number 0001695918-18-000001.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001695918
   Corporation
X Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
APX New Harmony Partners-B, LP
Jurisdiction of Incorporation/Organization
NEW YORK
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2017
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
APX New Harmony Partners-B, LP
Street Address 1 Street Address 2
591 DELAWARE AVENUE
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
BUFFALO NEW YORK 14222 7168558090

3. Related Persons

Last Name First Name Middle Name
Reich Justin
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive officer of APX Energy, LLC, the managing general partner and sponsor of the issuer
Last Name First Name Middle Name
Dancy Scott
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive officer of APX Energy, LLC, the managing general partner and sponsor of the issuer
Last Name First Name Middle Name
Cohen David
Street Address 1 Street Address 2
591 Delaware Avenue
City State/Province/Country ZIP/PostalCode
Buffalo NEW YORK 14202
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Executive officer of APX Energy, LLC, the managing general partner and sponsor of the issuer
Last Name First Name Middle Name
Fagan Josh
Street Address 1 Street Address 2
2028 East Hickory Hill Rd
City State/Province/Country ZIP/PostalCode
Argyle TEXAS 76226
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

National Sales Director of APX Energy, LLC, the managing general partner and sponsor of the issuer
Last Name First Name Middle Name
Donnelly Kyle
Street Address 1 Street Address 2
2028 East Hickory Hill Rd
City State/Province/Country ZIP/PostalCode
Argyle TEXAS 76226
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President of Sales of APX Energy, LLC the managing general partner and sponsor of the issuer

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
X Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
X No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2017-04-12    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $5,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
JCC Advisors, LLC 146776
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
3012 Ivy Glenn Drive Suite 180
City State/Province/Country ZIP/Postal Code
Laguna Niguel CALIFORNIA 92677
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ALABAMA
ALASKA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
DISTRICT OF COLUMBIA
FLORIDA
GEORGIA
HAWAII
IDAHO
ILLINOIS
INDIANA
IOWA
KANSAS
LOUISIANA
MAINE
MARYLAND
MASSACHUSETTS
MICHIGAN
MINNESOTA
MISSOURI
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
NEW YORK
NORTH CAROLINA
NORTH DAKOTA
OHIO
OREGON
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WEST VIRGINIA
WYOMING

Recipient
Recipient CRD Number    None
Centaurus Financial Inc 30833
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
2300 Katella Avenue Suite 200
City State/Province/Country ZIP/Postal Code
Anaheim CALIFORNIA 92806
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Cetera Advisors LLC 10299
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
4600 S. Syracuse Street Suite 600
City State/Province/Country ZIP/Postal Code
Denver COLORADO 80237
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Independent Financial Group 7717
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
12671 High Bluff Drive Suite 200
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92130
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Kalos Capital 44337
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
11525 Parkwood Circ Suite 280
City State/Province/Country ZIP/Postal Code
Alphretta GEORGIA 30005
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Ameritas Investment Corp 14869
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
5980 O Street
City State/Province/Country ZIP/Postal Code
Lincoln NEBRASKA 68510
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Bertherl Fisher & Co 14869
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
4201 42nd Street NE Suite 100
City State/Province/Country ZIP/Postal Code
Cedar Rapids IOWA 52402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Cetera Advisor Networks 13572
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
200 N. Sepulueda Blvd Suite 1300
City State/Province/Country ZIP/Postal Code
El Segundo CALIFORNIA 90245
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
First Allied Securities Inc 32444
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
655 West Broadway 12 Floor
City State/Province/Country ZIP/Postal Code
San Diego CALIFORNIA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Sigma Financial Corp 14303
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
300 Parkland Plaza
City State/Province/Country ZIP/Postal Code
Ann Arbor MICHIGAN 48103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Summit Brokerage Serv 34643
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
595 S. Federal Hwy Suite 500
City State/Province/Country ZIP/Postal Code
Boca Raton FLORIDA 33432
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Crown Capital Securities 6312
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
725 Town & Country Rd 530
City State/Province/Country ZIP/Postal Code
Orange CALIFORNIA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
United Planners' Fin Serv 38485
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
7333 E. Doubletree Rancj Rd #120
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85258
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Douglas Schiffmiller 4222388
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
American Portfolios 18487
Street Address 1 Street Address 2
6833 Shore Rd 1st Floor
City State/Province/Country ZIP/Postal Code
Brooklyn NEW YORK 11220
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
Brain Candler 2802438
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cabin Securties 137608
Street Address 1 Street Address 2
6240 W 135th Street Suite 214
City State/Province/Country ZIP/Postal Code
Overland Park KANSAS 66223
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
TEXAS

Recipient
Recipient CRD Number    None
Greg Ramirez 2883461
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cabin Securities 137608
Street Address 1 Street Address 2
25401 Cabot Rd Suite 214
City State/Province/Country ZIP/Postal Code
Laguna Hills CALIFORNIA 92653
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Marc Seeherman 1131557
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Calton Securities 20999
Street Address 1 Street Address 2
3260 40th Street 2nd Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10018
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
James Webb 2089446
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cape Securities 7072
Street Address 1 Street Address 2
1600 Pennsylvania Ave
City State/Province/Country ZIP/Postal Code
McDonough GEORGIA 30253
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
FLORIDA

Recipient
Recipient CRD Number    None
Frank Chauner 735725
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Chauner Securities 1075
Street Address 1 Street Address 2
666 Dundee Rd Suite 903
City State/Province/Country ZIP/Postal Code
Northbrook ILLINOIS 60062
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ILLINOIS

Recipient
Recipient CRD Number    None
Thomas Nixon 833930
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Elish & Elish 244909
Street Address 1 Street Address 2
1600 Pennsylvania Ave
City State/Province/Country ZIP/Postal Code
McDonough GEORGIA 30253
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
PENNSYLVANIA

Recipient
Recipient CRD Number    None
John Mata 4155257
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Girard Securities 18697
Street Address 1 Street Address 2
21 Waterway Suite 300
City State/Province/Country ZIP/Postal Code
The Woodlands TEXAS 77380
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Brandon Barile 2554323
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory 10645
Street Address 1 Street Address 2
8309 Gunn Hwy
City State/Province/Country ZIP/Postal Code
Tampa FLORIDA 33626
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
FLORIDA

Recipient
Recipient CRD Number    None
Donald Vieth 5100754
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory 10645
Street Address 1 Street Address 2
102A N. Bus Hwy 54
City State/Province/Country ZIP/Postal Code
Eldon MISSOURI 65026
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MISSOURI

Recipient
Recipient CRD Number    None
Jason Freeman 2995587
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory 10645
Street Address 1 Street Address 2
8 Pelham Rd
City State/Province/Country ZIP/Postal Code
Greenville SOUTH CAROLINA 29615
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
SOUTH CAROLINA

Recipient
Recipient CRD Number    None
Chris Jacob 1501352
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Madison Avenue Securities 23244
Street Address 1 Street Address 2
7401 Watson Rd Suite 80
City State/Province/Country ZIP/Postal Code
St. Louis MISSOURI 63119
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MISSOURI

Recipient
Recipient CRD Number    None
John Hose II 5824275
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Madison Avenue Securities 23244
Street Address 1 Street Address 2
11414 Williamsport Pike
City State/Province/Country ZIP/Postal Code
Greencastle PENNSYLVANIA 17225
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MARYLAND

Recipient
Recipient CRD Number    None
Gilbert Sabatka 1229982
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newbridge Securities 104065
Street Address 1 Street Address 2
227 Southwind Place Suite 2B
City State/Province/Country ZIP/Postal Code
Manhattan KANSAS 66503
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
COLORADO
KANSAS

Recipient
Recipient CRD Number    None
Glenn Fiocca 2566013
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newbridge Securities 104065
Street Address 1 Street Address 2
6800 Jericho Turnpike Suite 204E
City State/Province/Country ZIP/Postal Code
Syosset NEW YORK 11791
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK

Recipient
Recipient CRD Number    None
Nick Giallourakis 4496285
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Newbridge Securities 104065
Street Address 1 Street Address 2
5200 Town Center Circle Suite 306
City State/Province/Country ZIP/Postal Code
Boca Raton FLORIDA 33486
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
FLORIDA

Recipient
Recipient CRD Number    None
Mahmoud Akhavi 5524973
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ni Advisors 134502
Street Address 1 Street Address 2
1138 Cadillac Court
City State/Province/Country ZIP/Postal Code
Milpitas CALIFORNIA 95035
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Neeraj Bhatia 4901986
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ni Advisors 134502
Street Address 1 Street Address 2
1138 Cadillac Court
City State/Province/Country ZIP/Postal Code
Milpitas CALIFORNIA 95035
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MICHIGAN

Recipient
Recipient CRD Number    None
Sui-Hock Goy 2821380
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Ni Advisors 134502
Street Address 1 Street Address 2
1138 Cadillac Court
City State/Province/Country ZIP/Postal Code
Milpitas CALIFORNIA 95035
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Blayne Andersen 5727397
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115368
Street Address 1 Street Address 2
810 Panchero Drive
City State/Province/Country ZIP/Postal Code
Idaho Falls IDAHO 83402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
IDAHO

Recipient
Recipient CRD Number    None
Josh Griffin 4664355
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115368
Street Address 1 Street Address 2
6312 Fiddlers Green Circ
City State/Province/Country ZIP/Postal Code
Greenwood Village COLORADO 80111
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MICHIGAN

Recipient
Recipient CRD Number    None
Nathan Tiarks 4130957
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Parkland Securities 115368
Street Address 1 Street Address 2
218 S. Main Street
City State/Province/Country ZIP/Postal Code
Pine Island MINNESOTA 55963
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
IOWA
MINNESOTA

Recipient
Recipient CRD Number    None
M. Todd Petersen 1311730
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SCF Investment Advisors 47275
Street Address 1 Street Address 2
1420 Rocky Ridge Drive Suit 160
City State/Province/Country ZIP/Postal Code
Roseville CALIFORNIA 95661
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Jason Vanclef 5096529
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VFG Securities 15121
Street Address 1 Street Address 2
100 Corporate Pointe Suite 382
City State/Province/Country ZIP/Postal Code
Culver City CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Jason Vanclef 5096529
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
WestPark Capital 39914
Street Address 1 Street Address 2
100 Corporate Pointe Suite
City State/Province/Country ZIP/Postal Code
Culver City CALIFORNIA 90230
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Chris Dukes 4712873
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VFG Securities 15121
Street Address 1 Street Address 2
1650 S. Westlake Blvd Suite 205
City State/Province/Country ZIP/Postal Code
Thousand Oaks CALIFORNIA 91362
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA

Recipient
Recipient CRD Number    None
Noel Bragg 1175231
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
WestPark Capital 39914
Street Address 1 Street Address 2
18872 McArthur Blvd 1st Floor
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92612
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
HAWAII

13. Offering and Sales Amounts

Total Offering Amount $84,439,250 USD
or    Indefinite
Total Amount Sold $27,992,760 USD
Total Remaining to be Sold $56,446,490 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
351

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $2,054,019 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,968,020 USD
   Estimate

Clarification of Response (if Necessary):

The managing general partner received an acquisition, engineering and completion fee based on the issuer's share of the acquisition, drilling and completion costs of its wells.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
APX New Harmony Partners-B, LP David Cohen David Cohen VP, APX Energy, LLC, MGP 2018-01-11

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.