This is the Primary Document downloaded from EDGAR on 12/20/2018 2:09:59 PM EST for EFDID 295637 and Accession Number 0001753915-18-000002.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001753915
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
Espiritu Shores Holdings, LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2018
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Espiritu Shores Holdings, LLC
Street Address 1 Street Address 2
3424 PEACHTREE RD NE STE 1550
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
ATLANTA GEORGIA 30326 4704403300

3. Related Persons

Last Name First Name Middle Name
McCullough Robert M.
Street Address 1 Street Address 2
3424 Peachtree RD NE Ste 1550
City State/Province/Country ZIP/PostalCode
Atlanta GEORGIA 30326
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Sr. Vice President and Chief Financial Officer of EcoVest Capital, Inc., managing entity
Last Name First Name Middle Name
Solon Alan N.
Street Address 1 Street Address 2
3424 Peachtree RD NE Ste 1550
City State/Province/Country ZIP/PostalCode
Atlanta GEORGIA 30326
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Chairman and Chief Executive Officer of EcoVest Capital, Inc., managing entity
Last Name First Name Middle Name
Linsider Jed C.
Street Address 1 Street Address 2
3424 Peachtree RD NE Ste 1550
City State/Province/Country ZIP/PostalCode
Atlanta GEORGIA 30326
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Sr. Vice President and Chief Investment Officer of EcoVest Capital, Inc., managing entity
Last Name First Name Middle Name
Lloyd Adam
Street Address 1 Street Address 2
3424 Peachtree RD NE Ste 1550
City State/Province/Country ZIP/PostalCode
Atlanta GEORGIA 30326
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Sr. Vice President and Chief Operating Officer of EcoVest Capital, Inc., managing entity
Last Name First Name Middle Name
Teal, Jr. Ralph
Street Address 1 Street Address 2
3424 Peachtree RD NE Ste 1550
City State/Province/Country ZIP/PostalCode
Atlanta GEORGIA 30326
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Vice Chairman of EcoVest Capital, Inc., managing entity

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
X Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2018-12-12    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $17,598 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Triloma Securities, LLC 173059
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
201 North New York Ave, Ste 200
City State/Province/Country ZIP/Postal Code
Winter Park FLORIDA 32789
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
ARKANSAS
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
GEORGIA
IDAHO
ILLINOIS
IOWA
LOUISIANA
MARYLAND
MINNESOTA
NEVADA
NEW YORK
NORTH CAROLINA
OHIO
OKLAHOMA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
TEXAS
UTAH
VIRGINIA
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
John D. Harrison 2361768
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Arkadios Capital 282710
Street Address 1 Street Address 2
309 East Paces Ferry Road, Ste 1000
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30305
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Michael J. Sievert 2127441
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Arkadios Capital 282710
Street Address 1 Street Address 2
10739 Deerwood Park Blvd #105
City State/Province/Country ZIP/Postal Code
Jacksonville FLORIDA 32256
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Stanley Lewandoski 4476450
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Arkadios Capital 282710
Street Address 1 Street Address 2
10739 Deerwood Park Blvd #105
City State/Province/Country ZIP/Postal Code
Jacksonville FLORIDA 32256
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
Recipient
Recipient CRD Number    None
Troy A. Buder 3079322
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Arkadios Capital 282710
Street Address 1 Street Address 2
5726 Fayetteville Rd, Ste 202
City State/Province/Country ZIP/Postal Code
Durham NORTH CAROLINA 27713
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Richard W. Gardner 2813612
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Capital Investment Group, Inc. 14752
Street Address 1 Street Address 2
3605 Glenwood Ave, Ste 220
City State/Province/Country ZIP/Postal Code
Raleigh NORTH CAROLINA 27612
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Randall B. Stoltz 3090535
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Concorde Investment Services, LLC 151604
Street Address 1 Street Address 2
19500 Victor Parkway, Ste 550
City State/Province/Country ZIP/Postal Code
Livonia MICHIGAN 48152
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
NORTH CAROLINA
Recipient
Recipient CRD Number    None
DFPG Investment Services, LLC 155576
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
9017 S. Riverside Dr, Ste 210
City State/Province/Country ZIP/Postal Code
Sandy UTAH 84070
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
IDAHO
ILLINOIS
NEVADA
NEW YORK
TEXAS
UTAH
Recipient
Recipient CRD Number    None
Jay S. Salamone 3240435
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
G. A. Repple & Company 17486
Street Address 1 Street Address 2
101 Normandy Rd
City State/Province/Country ZIP/Postal Code
Casselberry FLORIDA 32707
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
CALIFORNIA
COLORADO
FLORIDA
ILLINOIS
NEW YORK
OKLAHOMA
TENNESSEE
UTAH
Recipient
Recipient CRD Number    None
James L. Van Grouw 5460427
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IBN Financial Services, Inc. 42360
Street Address 1 Street Address 2
29 Plantation Park Drive, Ste 804
City State/Province/Country ZIP/Postal Code
Bluffton SOUTH CAROLINA 29910
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Timothy D. Nihill 4220287
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IBN Financial Services, Inc. 42360
Street Address 1 Street Address 2
8035 Oswego Rd
City State/Province/Country ZIP/Postal Code
Liverpool NEW YORK 13090
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Adam P. Bell 5585025
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory, LLC 10645
Street Address 1 Street Address 2
9812 Millwood Circle
City State/Province/Country ZIP/Postal Code
Daphne ALABAMA 36527
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
Recipient
Recipient CRD Number    None
Damian M. Bell 2348521
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory, LLC 10645
Street Address 1 Street Address 2
9812 Millwood Circle
City State/Province/Country ZIP/Postal Code
Daphne ALABAMA 36527
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
Recipient
Recipient CRD Number    None
Jason H. Freeman 2995587
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
International Assets Advisory, LLC 10645
Street Address 1 Street Address 2
8 Pelham Road
City State/Province/Country ZIP/Postal Code
Greenville SOUTH CAROLINA 29615
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH CAROLINA
Recipient
Recipient CRD Number    None
Kalos Capital, Inc. 44337
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
11525 Park Woods Circle, Ste 280
City State/Province/Country ZIP/Postal Code
Alpharetta GEORGIA 30005
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
GEORGIA
IDAHO
MARYLAND
OHIO
OKLAHOMA
SOUTH CAROLINA
VIRGINIA
WASHINGTON
WISCONSIN
Recipient
Recipient CRD Number    None
Christopher D. Fay 2071791
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial, LLC 165828
Street Address 1 Street Address 2
5909 Glendower Ln
City State/Province/Country ZIP/Postal Code
Plano TEXAS 75093
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TEXAS
Recipient
Recipient CRD Number    None
Guy A. Harrigan 1817525
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial, LLC 165828
Street Address 1 Street Address 2
4999 Pearl East Circle, Ste 100
City State/Province/Country ZIP/Postal Code
Boulder COLORADO 80301
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
NEW YORK
SOUTH DAKOTA
Recipient
Recipient CRD Number    None
James B. Teegarden 2812366
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Lion Street Financial, LLC 165828
Street Address 1 Street Address 2
4999 Pearl East Circle, Ste 100
City State/Province/Country ZIP/Postal Code
Boulder COLORADO 80301
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
COLORADO
Recipient
Recipient CRD Number    None
The Strategic Financial Alliance, Inc. 126514
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
2200 Century Parkway, Ste 500
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30345
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARKANSAS
CALIFORNIA
CONNECTICUT
FLORIDA
GEORGIA
IOWA
NORTH CAROLINA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TEXAS
WISCONSIN
Recipient
Recipient CRD Number    None
Christopher W. Keelin 1455741
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Money Concepts Capital Corp 12963
Street Address 1 Street Address 2
11440 North Jog Road
City State/Province/Country ZIP/Postal Code
Palm Beach Gardens FLORIDA 33418
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
NEW YORK
Recipient
Recipient CRD Number    None
Darren W. Oglesby 2480135
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Money Concepts Capital Corp 12963
Street Address 1 Street Address 2
11440 North Jog Road
City State/Province/Country ZIP/Postal Code
Palm Beach Gardens FLORIDA 33418
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
LOUISIANA
Recipient
Recipient CRD Number    None
Kerry A. Cox 1727499
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Money Concepts Capital Corp 12963
Street Address 1 Street Address 2
11440 North Jog Road
City State/Province/Country ZIP/Postal Code
Palm Beach Gardens FLORIDA 33418
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OKLAHOMA
Recipient
Recipient CRD Number    None
Diane M. Weyrick 2033499
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SCF Securities, Inc. 47275
Street Address 1 Street Address 2
205 3rd Street W., Ste A
City State/Province/Country ZIP/Postal Code
Northfield MINNESOTA 55057
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number    None
Robert M. Star 3235830
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IBN Financial Services, Inc. 42360
Street Address 1 Street Address 2
29 Plantation Park Drive, Ste 804
City State/Province/Country ZIP/Postal Code
Bluffton SOUTH CAROLINA 29910
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SOUTH CAROLINA

13. Offering and Sales Amounts

Total Offering Amount $17,751,674 USD
or    Indefinite
Total Amount Sold $17,751,674 USD
Total Remaining to be Sold $0 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
187

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $2,016,139 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Espiritu Shores Holdings, LLC /s/Robert M. McCullough Robert M. McCullough Sr. VP & CFO of EcoVest Capital, Inc., managing entity 2018-12-20

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.