EFDID: 587957EFD: Raw Data

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D

Accession: 0000727136-26-000004 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Mar. 11, 2026
EFD Posted: Mar. 11, 2026
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0000727136 </ cik >
  < entityName > NEW YORK LIFE INSURANCE & ANNUITY CORP </ entityName >
- < issuerAddress >
  < street1 > 51 MADISON AVENUE </ street1 >
  < street2 > C/O NEW YORK LIFE INSURANCE COMPANY </ street2 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 302-369-8500 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < edgarPreviousNameList >
  < previousName > NEW YORK LIFE INSURANCE AND ANNUITY CORP </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jodi </ firstName >
  < middleName > L. </ middleName >
  < lastName > Kravitz </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Robert </ firstName >
  < middleName > M. </ middleName >
  < lastName > Gardner </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Thomas </ firstName >
  < middleName > A. </ middleName >
  < lastName > Hendry </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Amy </ firstName >
  < lastName > Miller </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > McDonnell </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Eric </ firstName >
  < lastName > Feldstein </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Colleen </ firstName >
  < middleName > A. </ middleName >
  < lastName > Meade </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Janis </ firstName >
  < middleName > C. </ middleName >
  < lastName > Rubin </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Craig </ firstName >
  < middleName > L. </ middleName >
  < lastName > DeSanto </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Ave </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < middleName > A. </ middleName >
  < lastName > Gamble </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Ave </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Erik </ firstName >
  < middleName > A. </ middleName >
  < lastName > Anderson </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Craig </ firstName >
  < middleName > A. </ middleName >
  < lastName > Sabal </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Insurance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Over $100,000,000 </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 3C </ item >
  < item > 3C.1 </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2020-02-07 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Variable Interests in CorpExec Private Placement Variable Universal Life IV Policies (CEPPVUL IV) </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 1000000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Newport Group Securities Inc. </ recipientName >
  < recipientCRDNumber > 29722 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities,Inc. </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primavera Boulevard </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > M Holdings Securities, Inc </ recipientName >
  < recipientCRDNumber > 43285 </ recipientCRDNumber >
  < associatedBDName > M Holdings Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1125 N.W. Couch Street </ street1 >
  < street2 > Suite 900 </ street2 >
  < city > Portland </ city >
  < stateOrCountry > OR </ stateOrCountry >
  < stateOrCountryDescription > OREGON </ stateOrCountryDescription >
  < zipCode > 97209 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kestra Investment Services LLC. </ recipientName >
  < recipientCRDNumber > 42046 </ recipientCRDNumber >
  < associatedBDName > Kestra Investment Services LLC </ associatedBDName >
  < associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 150 Capital of Texas HWY S </ street1 >
  < street2 > BUILDING 2, SUITE 125 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Northwestern Mutual Investment Services LLC </ recipientName >
  < recipientCRDNumber > 2881 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual Investment Services LLC </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 EAST WISCONSIN AVENUE </ street1 >
  < city > MILWAUKEE </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Morgan Stanley Insurance Services, Inc. </ recipientName >
  < recipientCRDNumber > 149777 </ recipientCRDNumber >
  < associatedBDName > Morgan Stanley Insurance Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 149777 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > Harborside Plaza II </ street1 >
  < street2 > 7th floor </ street2 >
  < city > Jersey City </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07311 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > VALMARK SECURITIES, INC. </ recipientName >
  < recipientCRDNumber > 31243 </ recipientCRDNumber >
  < associatedBDName > VALMARK SECURITIES, INC. </ associatedBDName >
  < associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 130 SPRINGSIDE DRIVE </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Akron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44333 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > CARRIE HALL </ recipientName >
  < recipientCRDNumber > 1405784 </ recipientCRDNumber >
  < associatedBDName > NYLIFE Securities LLC </ associatedBDName >
  < associatedBDCRDNumber > 5167 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6710 North Scottsdale Road </ street1 >
  < street2 > Suite 160 </ street2 >
  < city > Scottsdale </ city >
  < stateOrCountry > AZ </ stateOrCountry >
  < stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >
  < zipCode > 85253 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > IA </ state >
  < description > IOWA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > ND </ state >
  < description > NORTH DAKOTA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NM </ state >
  < description > NEW MEXICO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Triad Insurance, Inc. </ recipientName >
  < recipientCRDNumber > 25803 </ recipientCRDNumber >
  < associatedBDName > Triad Advisors LLC. </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5155 Peachtree Parkway </ street1 >
  < street2 > Suite 3230 </ street2 >
  < city > Peachtree Corners </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30092 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lion Street Financial LLC </ recipientName >
  < recipientCRDNumber > 165828 </ recipientCRDNumber >
  < associatedBDName > Lion Street Financial LLC </ associatedBDName >
  < associatedBDCRDNumber > 165828 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 515 Congress Ave </ street1 >
  < street2 > Suite 2500 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78701 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > USI Securities, Inc. </ recipientName >
  < recipientCRDNumber > 43793 </ recipientCRDNumber >
  < associatedBDName > USI Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 43793 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 95 Glastonbury BLVD. </ street1 >
  < street2 > Suite 102 </ street2 >
  < city > Glastonbury </ city >
  < stateOrCountry > CT </ stateOrCountry >
  < stateOrCountryDescription > CONNECTICUT </ stateOrCountryDescription >
  < zipCode > 06033 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ascensus Broker Dealer Services, LLC </ recipientName >
  < recipientCRDNumber > 36478 </ recipientCRDNumber >
  < associatedBDName > Ascensus Broker Dealer Services, LLC </ associatedBDName >
  < associatedBDCRDNumber > 36478 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 95 Wells Avenue </ street1 >
  < street2 > Suite 160 </ street2 >
  < city > Newton </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 02459 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Executive Insurance Agency </ recipientName >
  < recipientCRDNumber > 31243 </ recipientCRDNumber >
  < associatedBDName > Valmark Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 130 Springside Drive </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Akron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44333-2431 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > The Leaders Group </ recipientName >
  < recipientCRDNumber > 37157 </ recipientCRDNumber >
  < associatedBDName > The Leaders Group </ associatedBDName >
  < associatedBDCRDNumber > 37157 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 26 West Dry Crk Circle </ street1 >
  < street2 > Suite 575 </ street2 >
  < city > Littleton </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80120 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Capacuity Securities Inc. </ recipientName >
  < recipientCRDNumber > 15384 </ recipientCRDNumber >
  < associatedBDName > Capacuity Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 15384 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 International Parkway </ street1 >
  < street2 > Suite 350 </ street2 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > HI </ state >
  < description > HAWAII </ description >
  < state > PR </ state >
  < description > PUERTO RICO </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > IA </ state >
  < description > IOWA </ description >
  < state > ME </ state >
  < description > MAINE </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > MT </ state >
  < description > MONTANA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > NH </ state >
  < description > NEW HAMPSHIRE </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > VT </ state >
  < description > VERMONT </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > OSAIC Wealth, Inc. </ recipientName >
  < recipientCRDNumber > 23131 </ recipientCRDNumber >
  < associatedBDName > OSAIC Wealth, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 18700 N Hayden RD </ street1 >
  < street2 > Suite 255 </ street2 >
  < city > Scottsdale </ city >
  < stateOrCountry > AZ </ stateOrCountry >
  < stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >
  < zipCode > 85255 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 3033110297 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 227 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 46982918 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > NEW YORK LIFE INSURANCE & ANNUITY CORP </ issuerName >
  < signatureName > /s/ Janis Rubin </ signatureName >
  < nameOfSigner > Janis Rubin </ nameOfSigner >
  < signatureTitle > Vice President </ signatureTitle >
  < signatureDate > 2026-03-11 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Mar. 11, 2026
EFD Posted: Mar. 11, 2026