EFDID: 588390EFD: Raw Data

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D

Accession: 0000727136-26-000006 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Mar. 11, 2026
EFD Posted: Mar. 14, 2026
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0000727136 </ cik >
  < entityName > NEW YORK LIFE INSURANCE & ANNUITY CORP </ entityName >
- < issuerAddress >
  < street1 > 51 MADISON AVENUE </ street1 >
  < street2 > C/O NEW YORK LIFE INSURANCE COMPANY </ street2 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 302-369-8500 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < edgarPreviousNameList >
  < previousName > NEW YORK LIFE INSURANCE AND ANNUITY CORP </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jodi </ firstName >
  < lastName > Kravitz </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Thomas </ firstName >
  < middleName > A. </ middleName >
  < lastName > Hendry </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Amy </ firstName >
  < lastName > Miller </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > McDonnell </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Eric </ firstName >
  < lastName > Feldstein </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Janis </ firstName >
  < middleName > C. </ middleName >
  < lastName > Rubin </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Colleen </ firstName >
  < middleName > A. </ middleName >
  < lastName > Meade </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Craig </ firstName >
  < middleName > L. </ middleName >
  < lastName > DeSanto </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Ave </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < middleName > A. </ middleName >
  < lastName > Gamble </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Ave </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Erik </ firstName >
  < middleName > A. </ middleName >
  < lastName > Anderson </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Ave </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Craig </ firstName >
  < middleName > A. </ middleName >
  < lastName > Sabal </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Insurance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Over $100,000,000 </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 3C </ item >
  < item > 3C.1 </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2002-04-17 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Variable Interests in Private Placement Variable Universal Life Policies (Pinnacle PPVUL) </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 250000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Walnut Street Securities, Inc. </ recipientName >
  < recipientCRDNumber > 15840 </ recipientCRDNumber >
  < associatedBDName > Walnut Street Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 15840 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 13045 Tesson Ferry Road </ street1 >
  < street2 > 131-50 </ street2 >
  < city > St. Louis </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 63128 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Valmark Securities, Inc. </ recipientName >
  < recipientCRDNumber > 31243 </ recipientCRDNumber >
  < associatedBDName > Valmark Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1390 Springside Drive </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Akron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 43333 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Investors Capital Corporation </ recipientName >
  < recipientCRDNumber > 30613 </ recipientCRDNumber >
  < associatedBDName > Investors Capital Corporation </ associatedBDName >
  < associatedBDCRDNumber > 30613 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 230 Broadway East </ street1 >
  < city > Lynnfield </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 01940 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Northwestern Mutual Investment Services, LLC </ recipientName >
  < recipientCRDNumber > 2881 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual Investment Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 East Wisconsin Avenue </ street1 >
  < city > Milwaukee </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > NYLINK Insurance Agency Incorporated </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > NYLIFE Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 5167 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Royal Alliance Associates </ recipientName >
  < recipientCRDNumber > 23131 </ recipientCRDNumber >
  < associatedBDName > Royal alliance Associates </ associatedBDName >
  < associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10 Exchange Place </ street1 >
  < street2 > Suite 1410 </ street2 >
  < city > Jersey City </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > American Portfolios Financial Services </ recipientName >
  < recipientCRDNumber > 18487 </ recipientCRDNumber >
  < associatedBDName > American Portfolios Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 18487 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4250 Veterans Memorial Highway </ street1 >
  < street2 > 4th Floor East </ street2 >
  < city > Holbrook </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 11741 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > New Investors World, Inc. </ recipientName >
  < recipientCRDNumber > 109356 </ recipientCRDNumber >
  < associatedBDName > New Investors World, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 109356 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6210 Campbell Road </ street1 >
  < street2 > Suite 128 </ street2 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75248 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > NFP Securities, Inc. </ recipientName >
  < recipientCRDNumber > 42046 </ recipientCRDNumber >
  < associatedBDName > NFP Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5707 Southwest Parkway </ street1 >
  < street2 > Building 2, Suite 400 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78735 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Stern Capital LLC </ recipientName >
  < recipientCRDNumber > 131226 </ recipientCRDNumber >
  < associatedBDName > Stern Capital LLC </ associatedBDName >
  < associatedBDCRDNumber > 131226 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 420 Lexington Avenue </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10170 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > First Montauk Securities Corp. </ recipientName >
  < recipientCRDNumber > 13755 </ recipientCRDNumber >
  < associatedBDName > First Montauk Securities Corp. </ associatedBDName >
  < associatedBDCRDNumber > 13755 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 328 NewmanSprings Road </ street1 >
  < city > Red Bank </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07701 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > MAG Financial Inc. </ recipientName >
  < recipientCRDNumber > 36327 </ recipientCRDNumber >
  < associatedBDName > MAG Financial Inc. </ associatedBDName >
  < associatedBDCRDNumber > 36327 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2005 Market Street </ street1 >
  < street2 > 7th Floor </ street2 >
  < city > Philadelphia </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 19103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Manor House Capital, LLC </ recipientName >
  < recipientCRDNumber > 140863 </ recipientCRDNumber >
  < associatedBDName > Manor House Capital, LLC </ associatedBDName >
  < associatedBDCRDNumber > 140863 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2005 Market Street </ street1 >
  < street2 > 7th Floor </ street2 >
  < city > Philadelphia </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 19103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lincoln Financial Advisors Corp. </ recipientName >
  < recipientCRDNumber > 3978 </ recipientCRDNumber >
  < associatedBDName > Lincoln Financial Advisors Corp. </ associatedBDName >
  < associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1301 South Harrison Street </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Fort Wayne </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 46802 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > MML Investors Services, Inc. </ recipientName >
  < recipientCRDNumber > 10409 </ recipientCRDNumber >
  < associatedBDName > MML Investors Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 10409 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1295 State Street </ street1 >
  < city > Springfield </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 01111 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Deutsche Bank Securities Inc. </ recipientName >
  < recipientCRDNumber > 2525 </ recipientCRDNumber >
  < associatedBDName > Deutsche Bank Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 2525 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1 Columbus Circle </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10019 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ross Securities Corporation </ recipientName >
  < recipientCRDNumber > 113796 </ recipientCRDNumber >
  < associatedBDName > Ross Securities Corporation </ associatedBDName >
  < associatedBDCRDNumber > 113796 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1270 Avenue of the Americas </ street1 >
  < street2 > 20th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10020 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Park Avenue Securities LLC </ recipientName >
  < recipientCRDNumber > 46173 </ recipientCRDNumber >
  < associatedBDName > Park Avenue Securities LLC </ associatedBDName >
  < associatedBDCRDNumber > 46173 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10 Hudson Yards </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10001 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > M Holdings Securities Inc. </ recipientName >
  < recipientCRDNumber > 43285 </ recipientCRDNumber >
  < associatedBDName > M Holdings Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1125 N.W. Couch Street </ street1 >
  < street2 > Suite 900 </ street2 >
  < city > Portland </ city >
  < stateOrCountry > OR </ stateOrCountry >
  < stateOrCountryDescription > OREGON </ stateOrCountryDescription >
  < zipCode > 97209 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Wealth Preservation Associates LLC </ recipientName >
  < recipientCRDNumber > 35277 </ recipientCRDNumber >
  < associatedBDName > Wealth Preservation Associates LLC </ associatedBDName >
  < associatedBDCRDNumber > 35277 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 521 Fifth Avenue </ street1 >
  < street2 > 17th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10175 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > NYLIFE Securities LLC </ recipientName >
  < recipientCRDNumber > 5167 </ recipientCRDNumber >
  < associatedBDName > NYLIFE Securities LLC </ associatedBDName >
  < associatedBDCRDNumber > 5167 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 51 Madison Avenue </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10010 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > First Liberties Financial </ recipientName >
  < recipientCRDNumber > 14432 </ recipientCRDNumber >
  < associatedBDName > First Liberties Financial </ associatedBDName >
  < associatedBDCRDNumber > 14432 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 15150 Preston Road </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75248 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > IA </ state >
  < description > IOWA </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > WV </ state >
  < description > WEST VIRGINIA </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > MT </ state >
  < description > MONTANA </ description >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > ND </ state >
  < description > NORTH DAKOTA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Oglivie Security Advisors Corporation </ recipientName >
  < recipientCRDNumber > 10105 </ recipientCRDNumber >
  < associatedBDName > Oglivie Security Advisors Corporation </ associatedBDName >
  < associatedBDCRDNumber > 10105 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 71 S Wacker </ street1 >
  < street2 > Suite 3025 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > World Equity Group, Inc. </ recipientName >
  < recipientCRDNumber > 29087 </ recipientCRDNumber >
  < associatedBDName > World Equity Group, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 29087 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 425 N Martingale Road </ street1 >
  < street2 > Suite 1220 </ street2 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60173 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > LPL Financial LLC </ recipientName >
  < recipientCRDNumber > 6413 </ recipientCRDNumber >
  < associatedBDName > LPL Financial LLC </ associatedBDName >
  < associatedBDCRDNumber > 6413 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1055 LPL Way </ street1 >
  < city > Fort Mill </ city >
  < stateOrCountry > SC </ stateOrCountry >
  < stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 29715 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lion Street Financial </ recipientName >
  < recipientCRDNumber > 165828 </ recipientCRDNumber >
  < associatedBDName > Lion Street Financial </ associatedBDName >
  < associatedBDCRDNumber > 165828 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 515 Congress Avenue </ street1 >
  < street2 > Suite 2500 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78701-3509 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kestra Investment Services LLC </ recipientName >
  < recipientCRDNumber > 42046 </ recipientCRDNumber >
  < associatedBDName > Kestra Investment Services LLC </ associatedBDName >
  < associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5707 Southwest Parkway </ street1 >
  < street2 > Bldg 2 Suite 400 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78735 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 505329837 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 151 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 6417020 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > NEW YORK LIFE INSURANCE & ANNUITY CORP </ issuerName >
  < signatureName > /s/ Janis Rubin </ signatureName >
  < nameOfSigner > Janis Rubin </ nameOfSigner >
  < signatureTitle > Vice President </ signatureTitle >
  < signatureDate > 2026-03-11 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Mar. 11, 2026
EFD Posted: Mar. 14, 2026