Form D Raw Data - Electronic Filing Depository

EFDID: 40584EFD: Raw Data

Issuer: APPLIED DNA SCIENCES INC (0000744452) - D

Accession: 0000744452-11-000003 () (EDGAR Files) (Form D)

Edgar Posted: Jul. 19, 2011
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0000744452 </ cik >

< entityName > APPLIED DNA SCIENCES INC </ entityName >

- < issuerAddress >

< street1 > 25 HEALTH SCIENCES DRIVE </ street1 >

< street2 > SUITE 113 </ street2 >

< city > STONY BROOK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11790 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 631 444 6861 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > PROHEALTH MEDICAL TECHNOLOGIES INC </ previousName >

< previousName > DCC ACQUISITION CORP </ previousName >

< previousName > DATALINK CAPITAL CORP/TX/ </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< middleName > A. </ middleName >

< lastName > Hayward </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 25 Health Sciences Drive </ street1 >

< street2 > Suite 113 </ street2 >

< city > Stony Brook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11790 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Yacov </ firstName >

< lastName > Shamash </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Stony Brook University </ street1 >

< city > Stony Brook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11794 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Sanford </ firstName >

< middleName > R. </ middleName >

< lastName > Simon </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Stony Brook University </ street1 >

< city > Stony Brook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11794 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ming-Hwa </ firstName >

< lastName > Liang </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 25 Health Sciences Drive </ street1 >

< street2 > Suite 113 </ street2 >

< city > Stony Brook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11790 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Technology Officer and Secretary </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kurt </ firstName >

< middleName > H. </ middleName >

< lastName > Jensen </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 25 Health Sciences Drive </ street1 >

< street2 > Suite 113 </ street2 >

< city > Stony Brook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11790 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Financial Officer </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Biotechnology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2011-07-15 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > More than five </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > HALCYON CABOT PARTNERS, LTD. </ associatedBDName >

< associatedBDCRDNumber > 32664 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 405 LEXINGTON AVENUE </ street1 >

< street2 > 7TH FLOOR </ street2 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10174 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 10000000 </ totalOfferingAmount >

< totalAmountSold > 5000000 </ totalAmountSold >

< totalRemaining > 5000000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 6 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 265000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > commission includes a warrant to purchase 7,578,948 shares of common stock. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > APPLIED DNA SCIENCES INC </ issuerName >

< signatureName > Kurt H. Jensen </ signatureName >

< nameOfSigner > Kurt H. Jensen </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2011-07-19 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >