Form D Raw Data - Electronic Filing Depository

EFDID: 21107EFD: Raw Data

Issuer: Celsion CORP (0000749647) - D

Accession: 0000749647-10-000034 () (EDGAR Files) (Form D)

Edgar Posted: Jul. 26, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0000749647 </ cik >

< entityName > Celsion CORP </ entityName >

- < issuerAddress >

< street1 > 10220 OLD COLUMBIA ROAD </ street1 >

< street2 > SUITE L </ street2 >

< city > COLUMBIA </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 410-290-5390 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > CELSION CORP </ previousName >

< previousName > CHEUNG LABORATORIES INC </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< middleName > H. </ middleName >

< lastName > Tardugno </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President, Chief Executive Officer and Director </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Max </ firstName >

< middleName > E. </ middleName >

< lastName > Link </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chairman of the Board of Directors </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gary </ firstName >

< middleName > W. </ middleName >

< lastName > Pace </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gregory </ firstName >

< lastName > Weaver </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Augustine </ firstName >

< lastName > Chow </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeffrey </ firstName >

< middleName > W. </ middleName >

< lastName > Church </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President and Chief Financial Officer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Nicholas </ firstName >

< lastName > Borys </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President and Chief Medical Officer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Timothy </ firstName >

< middleName > J. </ middleName >

< lastName > Tumminello </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 10220 Old Columbia Road </ street1 >

< street2 > Suite L </ street2 >

< city > Columbia </ city >

< stateOrCountry > MD </ stateOrCountry >

< stateOrCountryDescription > MARYLAND </ stateOrCountryDescription >

< zipCode > 21046 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Controller and Chief Accounting Officer </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pharmaceuticals </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > No Revenues </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2010-06-17 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Reedland Capital Partners </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Financial West Group </ associatedBDName >

< associatedBDCRDNumber > 16668 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 30 Sunnyside Avenue </ street1 >

< city > Mill Valley </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94941 </ zipCode >

</ recipientAddress >

< statesOfSolicitationList />

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 15139744 </ totalOfferingAmount >

< totalAmountSold > 139744 </ totalAmountSold >

< totalRemaining > 15000000 </ totalRemaining >

< clarificationOfResponse > The total amount sold represents the value of the amount of Common Stock issued to the Purchaser for payment of the commitment fee payable by the Issuer pursuant to the terms of the subject financing. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 1 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 112500 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ findersFees >

< clarificationOfResponse > Issuer will pay fees to Recipient equal to 1% of aggregate dollar amount of Common Stock purchased, for up to $7.5 million. Thereafter, Issuer will pay .5% of aggregate dollar amount of Common Stock purchased. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Celsion CORP </ issuerName >

< signatureName > Jeffrey W. Church </ signatureName >

< nameOfSigner > Jeffrey W. Church </ nameOfSigner >

< signatureTitle > Vice President and Chief Financial Officer </ signatureTitle >

< signatureDate > 2010-07-26 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >