Form D Raw Data - Electronic Filing Depository

EFDID: 6286EFD: Raw Data

Issuer: PINNACLE WEST CAPITAL CORP (0000764622) - D/A

Accession: 0000764622-19-000006 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 24, 2019
EFD Posted: Jan. 24, 2019

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< entityName > PINNACLE WEST CAPITAL CORP </ entityName >

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< street2 > MS8695 </ street2 >

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< zipCode > 85004 </ zipCode >

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< issuerPhoneNumber > 602 250 1000 </ issuerPhoneNumber >

< jurisdictionOfInc > ARIZONA </ jurisdictionOfInc >

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< middleName > E. </ middleName >

< lastName > Smith </ lastName >

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< firstName > James </ firstName >

< middleName > E. </ middleName >

< lastName > Trevathan </ lastName >

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< industryGroupType > Electric Utilities </ industryGroupType >

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- < issuerSize >

< revenueRange > Over $100,000,000 </ revenueRange >

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- < federalExemptionsExclusions >

< item > 06b </ item >

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- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0000764622-18-000076 </ previousAccessionNumber >

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- < dateOfFirstSale >

< value > 2001-05-01 </ value >

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- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

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< isDebtType > true </ isDebtType >

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< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

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< minimumInvestmentAccepted > 250000 </ minimumInvestmentAccepted >

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- < recipient >

< recipientName > Barclays Capital Inc. </ recipientName >

< recipientCRDNumber > 19714 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 745 Seventh Avenue, 4th Floor </ street1 >

< street2 > Attn: Commercial Paper Prod. Management </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Merrill Lynch, Pierce, Fenner & Smith Incorporated </ recipientName >

< recipientCRDNumber > 7691 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > One Bryant Park, 8th Floor </ street1 >

< street2 > Attn: Robert Little </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10036 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > SunTrust Robinson Humphrey, Inc. </ recipientName >

< recipientCRDNumber > 6271 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3333 Peachtree Road, N.E., 9th Floor </ street1 >

< street2 > Attn: Christopher S. Grumboski </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30326 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 25700000 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse > 13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the Company as does the number of investors. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 0 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > No fees are paid directly. Dealers quote one rate to the Company and another (lower) rate to investors. This spread is customarily around 5 basis points. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > Pinnacle West Capital Corporation will use the proceeds from this offering to meet working capital needs and to repay its indebtedness. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > PINNACLE WEST CAPITAL CORP </ issuerName >

< signatureName > James R. Hatfield </ signatureName >

< nameOfSigner > James R. Hatfield </ nameOfSigner >

< signatureTitle > Executive Vice President and Chief Financial Officer </ signatureTitle >

< signatureDate > 2019-01-24 </ signatureDate >

</ signature >

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