Form D Raw Data - Electronic Filing Depository

EFDID: 4218EFD: Raw Data

Issuer: ROYALE ENERGY INC (0000864839) - D

Accession: 0000864839-10-000002 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 6, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0000864839 </ cik >

< entityName > ROYALE ENERGY INC </ entityName >

- < issuerAddress >

< street1 > 7676 HAZARD CENTER DR </ street1 >

< street2 > SUITE 1500 </ street2 >

< city > SAN DIEGO </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 6192978505 </ issuerPhoneNumber >

< jurisdictionOfInc > CALIFORNIA </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > ROYALE ENERGY FUNDS INC </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Harry </ firstName >

< middleName > E. </ middleName >

< lastName > Hosmer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Donald </ firstName >

< middleName > H. </ middleName >

< lastName > Hosmer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Stephen </ firstName >

< middleName > M. </ middleName >

< lastName > Hosmer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Oscar </ firstName >

< middleName > A. </ middleName >

< lastName > Hildebrandt </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Tony </ firstName >

< lastName > Hall </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > George </ firstName >

< middleName > M. </ middleName >

< lastName > Watters </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Len </ firstName >

< lastName > Kemp </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gary </ firstName >

< lastName > Grinsfelder </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 7676 Hazard Center Drive </ street1 >

< street2 > Suite 1500 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Oil and Gas </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $5,000,001 - $25,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2009-12-14 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isMineralPropertyType > true </ isMineralPropertyType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Investors Capital Corporation </ recipientName >

< recipientCRDNumber > 30613 </ recipientCRDNumber >

< associatedBDName > Investors Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 30613 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 230 Broadway East </ street1 >

< city > Lynnfield </ city >

< stateOrCountry > MA </ stateOrCountry >

< zipCode > 01940 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Triad Advisors </ recipientName >

< recipientCRDNumber > 25803 </ recipientCRDNumber >

< associatedBDName > Triad Advisors </ associatedBDName >

< associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3500 Parkway Lane </ street1 >

< street2 > Suite 220 </ street2 >

< city > Norcross </ city >

< stateOrCountry > GA </ stateOrCountry >

< zipCode > 30092 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > MHA Financial Corporation </ recipientName >

< recipientCRDNumber > 7462 </ recipientCRDNumber >

< associatedBDName > MHA Financial Corporation </ associatedBDName >

< associatedBDCRDNumber > 7462 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4 Pleasant Hill Street </ street1 >

< city > Westwood </ city >

< stateOrCountry > MA </ stateOrCountry >

< zipCode > 02090 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > CT </ state >

< state > DC </ state >

< state > FL </ state >

< state > IL </ state >

< state > IN </ state >

< state > ME </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > NV </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > OH </ state >

< state > PA </ state >

< state > PR </ state >

< state > SC </ state >

< state > TX </ state >

< state > VA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Newbridge Securities </ recipientName >

< recipientCRDNumber > 104065 </ recipientCRDNumber >

< associatedBDName > Newbridge Securities </ associatedBDName >

< associatedBDCRDNumber > 104065 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1451 West Cypress Creek Road </ street1 >

< city > Fort Lauderdale </ city >

< stateOrCountry > FL </ stateOrCountry >

< zipCode > 33009-1953 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > RI </ state >

< state > SC </ state >

< state > SD </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

< state > WI </ state >

< state > WY </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Capital Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 8408 </ recipientCRDNumber >

< associatedBDName > Capital Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 8408 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1 North Main Street </ street1 >

< city > Minot </ city >

< stateOrCountry > MD </ stateOrCountry >

< zipCode > 58703 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > FL </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > MI </ state >

< state > MN </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > RI </ state >

< state > SC </ state >

< state > SD </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Cullum & Burks Securities </ recipientName >

< recipientCRDNumber > 46600 </ recipientCRDNumber >

< associatedBDName > Cullum & Burks Securities </ associatedBDName >

< associatedBDCRDNumber > 46600 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 13355 Noel Road </ street1 >

< street2 > Suite 1300 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< zipCode > 75240 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > FL </ state >

< state > GA </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > KS </ state >

< state > KY </ state >

< state > LA </ state >

< state > ME </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > MO </ state >

< state > NE </ state >

< state > NV </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > ND </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > TN </ state >

< state > TX </ state >

< state > UT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Gunn Allen Corporation </ recipientName >

< recipientCRDNumber > 17609 </ recipientCRDNumber >

< associatedBDName > Gunn Allen Corporation </ associatedBDName >

< associatedBDCRDNumber > 17609 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5002 W. Waters Avenue </ street1 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< zipCode > 33634 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 3500000 </ totalOfferingAmount >

< totalAmountSold > 762500 </ totalAmountSold >

< totalRemaining > 2737500 </ totalRemaining >

< clarificationOfResponse > Can extend total offering amount to $6,600,000. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 9 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 300000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > ROYALE ENERGY INC </ issuerName >

< signatureName > Donald H. Hosmer </ signatureName >

< nameOfSigner > Donald H. Hosmer </ nameOfSigner >

< signatureTitle > President and CEO </ signatureTitle >

< signatureDate > 2010-01-06 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >