Form D Raw Data - Electronic Filing Depository

EFDID: 29305EFD: Raw Data

Issuer: Romark Laboratories, L.C. (0001470263) - D/A

Accession: 0000897069-11-000418 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 18, 2011
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001470263 </ cik >

< entityName > Romark Laboratories, L.C. </ entityName >

- < issuerAddress >

< street1 > 3000 BAYPORT DRIVE </ street1 >

< street2 > SUITE 200 </ street2 >

< city > TAMPA </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 813-282-8544 </ issuerPhoneNumber >

< jurisdictionOfInc > FLORIDA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jean </ firstName >

< middleName > Francois </ middleName >

< lastName > Rossignol </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Marc </ firstName >

< middleName > S. </ middleName >

< lastName > Ayers </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Celine </ firstName >

< middleName > E. </ middleName >

< lastName > Rossignol </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Brian </ firstName >

< lastName > Schnieders </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > W. </ firstName >

< middleName > Seymour </ middleName >

< lastName > Holt </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > W. </ firstName >

< middleName > Andrew </ middleName >

< lastName > Krusen, Jr. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 3000 Bayport Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pharmaceuticals </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0000897069-10-000581 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2010-12-10 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > International Assets Advisors, LLC </ recipientName >

< recipientCRDNumber > 10645 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 South Orange Avenue </ street1 >

< street2 > Suite 1100 </ street2 >

< city > Orlando </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 32801 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Source Capital Group, Inc. </ recipientName >

< recipientCRDNumber > 36719 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 276 Post Road West </ street1 >

< city > Westport </ city >

< stateOrCountry > CT </ stateOrCountry >

< stateOrCountryDescription > CONNECTICUT </ stateOrCountryDescription >

< zipCode > 06880 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > JHS Capital Advisors, Inc. </ recipientName >

< recipientCRDNumber > 112097 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 501 E. Kennedy Boulevard </ street1 >

< street2 > Suite 1400 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33602 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > WFG Investments, Inc. </ recipientName >

< recipientCRDNumber > 22704 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2711 N. Haskell Avenue </ street1 >

< street2 > Suite 2900 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75204 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > ID </ state >

< description > IDAHO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Pariter Securities, LLC </ recipientName >

< recipientCRDNumber > 127836 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 243 Carretera </ street1 >

< street2 > #2 </ street2 >

< city > Guaynabo </ city >

< stateOrCountry > PR </ stateOrCountry >

< stateOrCountryDescription > PUERTO RICO </ stateOrCountryDescription >

< zipCode > 00966 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > PR </ state >

< description > PUERTO RICO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Anderson & Strudwick, Incorporated </ recipientName >

< recipientCRDNumber > 48 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 707 E. Main Street </ street1 >

< street2 > 20th Floor </ street2 >

< city > Richmond </ city >

< stateOrCountry > VA </ stateOrCountry >

< stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >

< zipCode > 23219 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 9647700 </ totalOfferingAmount >

< totalAmountSold > 9647700 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > $6,873,760 in equity and $2,773,940 in debt </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 126 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1157724 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > 10% commission plus 2% nonaccuntable expense allowance plus a warrant to purchase an amount of Issuer's Common Units equal to 20% of the number of Class C Units issued in the Offering </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Romark Laboratories, L.C. </ issuerName >

< signatureName > Brian Schnieders </ signatureName >

< nameOfSigner > Brian Schnieders </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2011-11-15 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >